Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford
Case Information
Scott v. Sandford
60 U.S. 393
Syllabus
I
1. Upon a writ of error to a Circuit Court of the
United States, the transcript of the record of all the proceedings in
the case is brought before the court, and is open to inspection and
revision.
2. When a plea to the jurisdiction, in abatement, is
overruled by the court upon demurrer, and the defendant pleads in
bar, and upon these pleas the final judgment of the court is in his
favor -- if the plaintiff brings a writ of error, the judgment of the
court upon the plea in abatement is before this court, although it
was in favor of the plaintiff -- and if the court erred in overruling
it, the judgment must be reversed, and a mandate issued to the
Circuit Court to dismiss the case for want of jurisdiction.
3. In the Circuit Courts of the United States, the
record must show that the case is one in which, by the Constitution
and laws of the United States, the court had jurisdiction -- and if
this does not appear, and the judgment must be reversed by this court
-- and the parties cannot be consent waive the objection to the
jurisdiction of the Circuit Court.
4. A free negro of the African race, whose ancestors
were brought to this country and sold as slaves, is not a "citizen"
within the meaning of the Constitution of the United States.
5. When the Constitution was adopted, they were not
regarded in any of the States as members of the community which
constituted the State, and were not numbered among its "people
or citizens." Consequently, the special rights and immunities
guarantied to citizens do not apply to them. And not being "citizens"
within the meaning of the Constitution, they are not entitled to sue
in that character in a court of the United States, and the Circuit
Court has not jurisdiction in such a suit.
6. The only two clauses in the Constitution which point
to this race treat them as persons whom it was morally lawfully to
deal in as articles of property and to hold as slaves.
7. Since the adoption of the Constitution of the United
States, no State can by any subsequent law make a foreigner or any
other description of persons citizens of [p*394] the United States,
nor entitle them to the rights and privileges secured to citizens by
that instrument.
8. A State, by its laws passed since the adoption of
the Constitution, may put a foreigner or any other description of
persons upon a footing with its own citizens as to all the rights and
privileges enjoyed by them within its dominion and by its laws. But
that will not make him a citizen of the United States, nor entitle
him to sue in its courts, nor to any of the privileges and immunities
of a citizen in another State.
9. The change in public opinion and feeling in relation
to the African race which has taken place since the adoption of the
Constitution cannot change its construction and meaning, and it must
be construed and administered now according to its true meaning and
intention when it was formed and adopted.
10. The plaintiff having admitted, by his demurrer to
the plea in abatement, that his ancestors were imported from Africa
and sold as slaves, he is not a citizen of the State of Missouri
according to the Constitution of the United States, and was not
entitled to sue in that character in the Circuit Court.
11. This being the case, the judgment of the court
below in favor of the plaintiff on the plea in abatement was
erroneous.
II
1. But if the plea in abatement is not brought up by
this writ of error, the objection to the citizenship of the plaintiff
is still apparent on the record, as he himself, in making out his
case, states that he is of African descent, was born a slave, and
claims that he and his family became entitled to freedom by being
taken by their owner to reside in a Territory where slavery is
prohibited by act of Congress, and that, in addition to this claim,
he himself became entitled to freedom by being taken to Rock Island,
in the State of Illinois, and being free when he was brought back to
Missouri, he was, by the laws of that State, a citizen.
2. If, therefore, the facts he states do not give him
or his family a right to freedom, the plaintiff is still a slave, and
not entitled to sue as a "citizen," and the judgment of the
Circuit Court was erroneous on that ground also, without any
reference to the plea in abatement.
3. The Circuit Court can give no judgment for plaintiff
or defendant in a case where it has not jurisdiction, no matter
whether there be a plea in abatement or not. And unless it appears
upon the face of the record, when brought here by writ of error, that
the Circuit Court had jurisdiction, the judgment must be reversed.
The case of Capron v. Van Noorden, 2 Cranch 126,
examined, and the principles thereby decided reaffirmed.
4. When the record, as brought here by writ of error,
does not show that the Circuit Court had jurisdiction, this court has
jurisdiction to review and correct the error like any other error in
the court below. It does not and cannot dismiss the case for want of
jurisdiction here, for that would leave the erroneous judgment of the
court below in full force, and the party injured without remedy. But
it must reverse the judgment and, as in any other case of reversal,
send a mandate to the Circuit Court to conform its judgment to the
opinion of this court.
5. The difference of the jurisdiction in this court in
the cases of writs of error to State courts and to Circuit Courts of
the United States pointed out, and the mistakes made as to the
jurisdiction of this court in the latter case by confounding it with
its limited jurisdiction in the former.
6. If the court reverses a judgment upon the ground
that it appears by a particular part of the record that the Circuit
Court had not jurisdiction, it does not take away the jurisdiction of
this court to examine into and correct, by a reversal of the
judgment, any other errors, either as to the jurisdiction or any
other matter, where it appears from other parts of the record that
the Circuit Court had fallen into error. On the contrary, it is the
daily and familiar practice of this court to reverse on several
grounds where more than one error appears to have been committed. And
the error of a Circuit Court in its jurisdiction [p*395] stands on
the same ground, and is to be treated in the same manner as any other
error upon whish its judgment is founded.
7. The decision, therefore, that the judgment of the
Circuit Court upon the plea in abatement is erroneous is no reason
why the alleged error apparent in the exception should not also be
examined, and the judgment reversed on that ground also, if it
discloses a want of jurisdiction in the Circuit Court.
8. It is often the duty of this court, after having
decided that a particular decision of the Circuit Court was
erroneous, to examine into other alleged errors and to correct them
if they are found to exist. And this has been uniformly done by this
court when the questions are in any degree connected with the
controversy and the silence of the court might create doubts which
would lead to further useless litigation.
III
1. The facts upon which the plaintiff relies did not
give him his freedom and make him a citizen of Missouri.
2. The clause in the Constitution authorizing Congress
to make all needful rules and regulations for the government of the
territory and other property of the United States applies only to
territory within the chartered limits of some one of the States when
they were colonies of Great Britain, and which was surrendered by the
British Government to the old Confederation of the States in the
treaty of peace. It does not apply to territory acquired by the
present Federal Government by treaty or conquest from a foreign
nation.
3. The United States, under the present Constitution,
cannot acquire territory to be held as a colony, to be governed at
its will and pleasure. But it may acquire territory which, at the
time, has not a population that fits it to become a State, and may
govern it as a Territory until it has a population which, in the
judgment of Congress, entitled it to be admitted as a State of the
Union.
4. During the time it remains a Territory, Congress may
legislate over it within the scope of its constitutional powers in
relation to citizens of the United States, and may establish a
Territorial Government, and the form of the local Government must be
regulated by the discretion of Congress, but with powers not
exceeding those which Congress itself, by the Constitution, is
authorized to exercise over citizens of the United States in respect
to the rights of persons or rights of property.
IV
1. The territory thus acquired is acquired by the
people of the United States for their common and equal benefit
through their agent and trustee, the Federal Government. Congress can
exercise no power over the rights of persons or property of a citizen
in the Territory which is prohibited by the Constitution. The
Government and the citizen, whenever the Territory is open to
settlement, both enter it with their respective rights defined and
limited by the Constitution.
2. Congress have no right to prohibit the citizens of
any particular State or States from taking up their home there while
it permits citizens of other States to do so. Nor has it a right to
give privileges to one class of citizens which it refuses to another.
The territory is acquired for their equal and common benefit, and if
open to any, it must be open to all upon equal and the same terms.
3. Every citizen has a right to take with him into the
Territory any article of property which the Constitution of the
United States recognises as property.
4. The Constitution of the United States recognises
slaves as property, and pledges the Federal Government to protect it.
And Congress cannot exercise any more authority over property of that
description than it may constitutionally exercise over property of
any other kind.
5. The act of Congress, therefore, prohibiting a
citizen of the United States from [p*396] taking with him his slaves
when he removes to the Territory in question to reside is an exercise
of authority over private property which is not warranted by the
Constitution, and the removal of the plaintiff by his owner to that
Territory gave him no title to freedom.
V
1. The plaintiff himself acquired no title to freedom
by being taken by his owner to Rock Island, in Illinois, and brought
back to Missouri. This court has heretofore decided that the status
or condition of a person of African descent depended on the laws of
the State in which he resided.
2. It has been settled by the decisions of the highest
court in Missouri that, by the laws of that State, a slave does not
become entitled to his freedom where the owner takes him to reside in
a State where slavery is not permitted and afterwards brings him back
to Missouri.
Conclusion. It follows that it is apparent upon the
record that the court below erred in its judgment on the plea in
abatement, and also erred in giving judgment for the defendant, when
the exception shows that the plaintiff was not a citizen of the
United States. And the Circuit Court had no jurisdiction, either in
the cases stated in the plea in abatement or in the one stated in the
exception, its judgment in favor of the defendant is erroneous, and
must be reversed.
This case was brought up, by writ of error, from the
Circuit Court of the United States for the district of Missouri.
It was an action of trespass vi et armis
instituted in the Circuit Court by Scott against Sandford.
Prior to the institution of the present suit, an action
was brought by Scott for his freedom in the Circuit Court of St.
Louis county (State court), where there was a verdict and judgment in
his favor. On a writ of error to the Supreme Court of the State, the
judgment below was reversed and the case remanded to the Circuit
Court, where it was continued to await the decision of the case now
in question.
The declaration of Scott contained three counts: one,
that Sandford had assaulted the plaintiff; one, that he had assaulted
Harriet Scott, his wife; and one, that he had assaulted Eliza Scott
and Lizzie Scott, his children.
Sandford appeared, and filed the following plea:
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DRED SCOTT )
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v. )
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Plea to the Jurisdiction of the Court.
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JOHN F. A. SANDFORD )
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APRIL TERM, 1854.
And the said John F. A. Sandford, in his own proper person, comes
and says that this court ought not to have or take further cognizance
of the action aforesaid, because he says that said cause of action
and each and every of them (if any such have accrued to the said Dred
Scott) accrued to the said Dred Scott out of the jurisdiction of this
court, and exclusively within the jurisdiction of the courts of the
State of Missouri, for that, to-wit: the said plaintiff, Dred Scott,
is not a citizen of the State of Missouri, as alleged in his
declaration, because [p*397] he is a negro of African descent; his
ancestors were of pure African blood, and were brought into this
country and sold as negro slaves, and this the said Sandford is ready
to verify. Wherefore, he prays judgment whether this court can or
will take further cognizance of the action aforesaid.
JOHN F. A. SANDFORD
To this plea there was a demurrer in the usual form,
which was argued in April, 1854, when the court gave judgment that
the demurrer should be sustained.
In May, 1854, the defendant, in pursuance of an
agreement between counsel, and with the leave of the court, pleaded
in bar of the action:
1. Not guilty.
2. That the plaintiff was a negro slave, the lawful
property of the defendant, and, as such, the defendant gently laid
his hands upon him, and thereby had only restrained him, as the
defendant had a right to do.
3. That with respect to the wife and daughters of the
plaintiff, in the second and third counts of the declaration
mentioned, the defendant had, as to them, only acted in the same
manner and in virtue of the same legal right.
In the first of these pleas, the plaintiff joined
issue, and to the second and third filed replications alleging that
the defendant, of his own wrong and without the cause in his second
and third pleas alleged, committed the trespasses, &c.
The counsel then filed the following agreed statement
of facts, viz:
In the year 1834, the plaintiff was a negro slave
belonging to Dr. Emerson, who was a surgeon in the army of the United
States. I n that year, 1834, said Dr. Emerson took the plaintiff from
the State of Missouri to the military post at Rock Island, in the
State of Illinois, and held him there as a slave until the month of
April or May, 1836. At the time last mentioned, said Dr. Emerson
removed the plaintiff from said military post at Rock Island to the
military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the Territory known as Upper Louisiana,
acquired by the United States of France, and situate north of the
latitude of thirty-six degrees thirty minutes north, and north of the
State of Missouri. Said Dr. Emerson held the plaintiff in slavery at
said Fort Snelling, from said last-mentioned date until the year
1838.
In the year 1835, Harriet, who is named in the second
count of the plaintiff's declaration, was the negro slave of Major
Taliaferro, who belonged to the army of the United States. [p*398] In
that year, 1835, said Major Taliaferro took said Harriet to said Fort
Snelling, a military post, situated as hereinbefore stated, and kept
her there as a slave until the year 1836, and then sold and delivered
her as a slave at said Fort Snelling unto the said Dr. Emerson
hereinbefore named. Said Dr. Emerson held said Harriet in slavery at
said Fort Snelling until the year 1838.
In the year 1836, the plaintiff and said Harriet at
said Fort Snelling, with the consent of said Dr. Emerson, who then
claimed to be their master and owner, intermarried, and took each
other for husband and wife. Eliza and Lizzie, named in the third
count of the plaintiff's declaration, are the fruit of that marriage.
Eliza is about fourteen years old, and was born on board the
steamboat Gipsey, north of the north line of the State of
Missouri, and upon the river Mississippi. Lizzie is about seven years
old, and was born in the State of Missouri, at the military post
called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the
plaintiff and said Harriet and their said daughter Eliza from said
Fort Snelling to the State of Missouri, where they have ever since
resided.
Before the commencement of this suit, said Dr. Emerson
sold and conveyed the plaintiff, said Harriet, Eliza, and Lizzie, to
the defendant, as slaves, and the defendant has ever since claimed to
hold them and each of them as slaves.
At the times mentioned in the plaintiff's declaration,
the defendant, claiming to be owner as aforesaid, laid his hands upon
said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them,
doing in this respect, however, no more than what he might lawfully
do if they were of right his slaves at such times.
Further proof may be given on the trial for either
party.
It is agreed that Dred Scott brought suit for his
freedom in the Circuit Court of St. Louis county; that there was a
verdict and judgment in his favor; that, on a writ of error to the
Supreme Court, the judgment below was reversed, and the same remanded
to the Circuit Court, where it has been continued to await the
decision of this case.
In May, 1854, the cause went before a jury, who found
the following verdict, viz:
As to the first issue joined in this case, we of the jury find the
defendant not guilty; and as to the issue secondly above joined, we
of the jury find that before and at the time when, &c., in the
first count mentioned, the said Dred Scott was a negro slave, the
lawful property of the defendant; and as to the issue thirdly above
joined, we, the jury, find that before and at the time when, &c.,
in the second and third counts mentioned, the said Harriet, wife of
[p*399] said Dred Scott, and Eliza and Lizzie, the daughters of the
said Dred Scott, were negro slaves, the lawful property of the
defendant.
Whereupon, the court gave judgment for the defendant.
After an ineffectual motion for a new trial, the
plaintiff filed the following bill of exceptions.
On the trial of this cause by the jury, the plaintiff,
to maintain the issues on his part, read to the jury the following
agreed statement of facts, (see agreement above.) No further
testimony was given to the jury by either party. Thereupon the
plaintiff moved the court to give to the jury the following
instruction, viz:
"That, upon the facts agreed to by the parties,
they ought to find for the plaintiff. The court refused to give such
instruction to the jury, and the plaintiff, to such refusal, then and
there duly excepted."
The court then gave the following instruction to the
jury, on motion of the defendant:
The jury are instructed, that upon the facts in this case, the law
is with the defendant.
The plaintiff excepted to this instruction.
Upon these exceptions, the case came up to this court.
Opinions
TANEY, C.J., Opinion of the Court
Mr. Chief Justice TANEY delivered the opinion of the
court.
This case has been twice argued. After the argument at
the last term, differences of opinion were found to exist among the
members of the court, and as the questions in controversy are of the
highest importance, and the court was at that time much pressed by
the ordinary business of the term, it was deemed advisable to
continue the case and direct a re-argument on some of the points in
order that we might have an opportunity of giving to the whole
subject a more deliberate [p*400] consideration. It has accordingly
been again argued by counsel, and considered by the court; and I now
proceed to deliver its opinion.
There are two leading questions presented by the
record:
1. Had the Circuit Court of the United States
jurisdiction to hear and determine the case between these parties?
And
2. If it had jurisdiction, is the judgment it has given
erroneous or not?
The plaintiff in error, who was also the plaintiff in
the court below, was, with his wife and children, held as slaves by
the defendant in the State of Missouri, and he brought this action in
the Circuit Court of the United States for that district to assert
the title of himself and his family to freedom.
The declaration is in the form usually adopted in that
State to try questions of this description, and contains the averment
necessary to give the court jurisdiction; that he and the defendant
are citizens of different States; that is, that he is a citizen of
Missouri, and the defendant a citizen of New York.
The defendant pleaded in abatement to the jurisdiction
of the court, that the plaintiff was not a citizen of the State of
Missouri, as alleged in his declaration, being a negro of African
descent, whose ancestors were of pure African blood and who were
brought into this country and sold as slaves.
To this plea the plaintiff demurred, and the defendant
joined in demurrer. The court overruled the plea, and gave judgment
that the defendant should answer over. And he thereupon put in sundry
pleas in bar, upon which issues were joined, and at the trial the
verdict and judgment were in his favor. Whereupon the plaintiff
brought this writ of error.
Before we speak of the pleas in bar, it will be proper
to dispose of the questions which have arisen on the plea in
abatement.
That plea denies the right of the plaintiff to sue in a
court of the United States, for the reasons therein stated.
If the question raised by it is legally before us, and
the court should be of opinion that the facts stated in it disqualify
the plaintiff from becoming a citizen, in the sense in which that
word is used in the Constitution of the United States, then the
judgment of the Circuit Court is erroneous, and must be reversed.
It is suggested, however, that this plea is not before
us, and that, as the judgment in the court below on this plea was in
favor of the plaintiff, he does not seek to reverse it, or bring it
before the court for revision by his writ of error, and also that the
defendant waived this defence by pleading over, and thereby admitted
the jurisdiction of the court. [p*401]
But, in making this objection, we think the peculiar
and limited jurisdiction of courts of the United States has not been
adverted to. This peculiar and limited jurisdiction has made it
necessary, in these courts, to adopt different rules and principles
of pleading, so far as jurisdiction is concerned, from those which
regulate courts of common law in England and in the different States
of the Union which have adopted the common law rules.
In these last-mentioned courts, where their character
and rank are analogous to that of a Circuit Court of the United
States -- in other words, where they are what the law terms courts of
general jurisdiction -- they are presumed to have jurisdiction unless
the contrary appears. No averment in the pleadings of the plaintiff
is necessary, in order to give jurisdiction. If the defendant objects
to it, he must plead it specially, and unless the fact on which he
relies is found to be true by a jury, or admitted to be true by the
plaintiff, the jurisdiction cannot be disputed in an appellate court.
Now it is not necessary to inquire whether, in courts
of that description, a party who pleads over in bar when a plea to
the jurisdiction has been ruled against him does or does not waive
his plea, nor whether, upon a judgment in his favor on the pleas in
bar and a writ of error brought by the plaintiff, the question upon
the plea in abatement would be open for revision in the appellate
court. Cases that may have been decided in such courts, or rules that
may have been laid down by common law pleaders, can have no influence
in the decision in this court. Because, under the Constitution and
laws of the United States, the rules which govern the pleadings in
its courts in questions of jurisdiction stand on different
principles, and are regulated by different laws.
This difference arises, as we have said, from the
peculiar character of the Government of the United States. For
although it is sovereign and supreme in its appropriate sphere of
action, yet it does not possess all the powers which usually belong
to the sovereignty of a nation. Certain specified powers, enumerated
in the Constitution, have been conferred upon it, and neither the
legislative, executive, nor judicial departments of the Government
can lawfully exercise any authority beyond the limits marked out by
the Constitution. And in regulating the judicial department, the
cases in which the courts of the United States shall have
jurisdiction are particularly and specifically enumerated and
defined, and they are not authorized to take cognizance of any case
which does not come within the description therein specified. Hence,
when a plaintiff sues in a court of the United States, it is
necessary that he should [p*402] show, in his pleading, that the suit
he brings is within the jurisdiction of the court, and that he is
entitled to sue there. And if he omits to do this, and should, by any
oversight of the Circuit Court, obtain a judgment in his favor, the
judgment would be reversed in the appellate court for want of
jurisdiction in the court below. The jurisdiction would not be
presumed, as in the case of a common law English or State court,
unless the contrary appeared. But the record, when it comes before
the appellate court, must show affirmatively that the inferior court
had authority under the Constitution to hear and determine the case.
And if the plaintiff claims a right to sue in a Circuit Court of the
United States under that provision of the Constitution which gives
jurisdiction in controversies between citizens of different States,
he must distinctly aver in his pleading that they are citizens of
different States, and he cannot maintain his suit without showing
that fact in the pleadings.
This point was decided in the case of Bingham v.
Cabot, in 3 Dall. 382, and ever since adhered to by the court.
And in Jackson v. Ashton, 8 Pet. 148, it was held that the
objection to which it was open could not be waived by the opposite
party, because consent of parties could not give jurisdiction.
It is needless to accumulate cases on this subject.
Those already referred to, and the cases of Capron v. Van Noorden,
in 2 Cr. 126, and Montalet v. Murray, 4 Cr. 46, are sufficient
to show the rule of which we have spoken. The case of Capron v.
Van Noorden strikingly illustrates the difference between a
common law court and a court of the United States.
If, however, the fact of citizenship is averred in the
declaration, and the defendant does not deny it and put it in issue
by plea in abatement, he cannot offer evidence at the trial to
disprove it, and consequently cannot avail himself of the objection
in the appellate court unless the defect should be apparent in some
other part of the record. For if there is no plea in abatement, and
the want of jurisdiction does not appear in any other part of the
transcript brought up by the writ of error, the undisputed averment
of citizenship in the declaration must be taken in this court to be
true. In this case, the citizenship is averred, but it is denied by
the defendant in the manner required by the rules of pleading, and
the fact upon which the denial is based is admitted by the demurrer.
And, if the plea and demurrer, and judgment of the court below upon
it, are before us upon this record, the question to be decided is
whether the facts stated in the plea are sufficient to show that the
plaintiff is not entitled to sue as a citizen in a court of the
United States. [p*403]
We think they are before us. The plea in abatement and
the judgment of the court upon it are a part of the judicial
proceedings in the Circuit Court and are there recorded as such, and
a writ of error always brings up to the superior court the whole
record of the proceedings in the court below. And in the case of the
United States v. Smith, 11 Wheat. 172, this court said, that
the case being brought up by writ of error, the whole record was
under the consideration of this court. And this being the case in the
present instance, the plea in abatement is necessarily under
consideration, and it becomes, therefore, our duty to decide whether
the facts stated in the plea are or are not sufficient to show that
the plaintiff is not entitled to sue as a citizen in a court of the
United States.
This is certainly a very serious question, and one that
now for the first time has been brought for decision before this
court. But it is brought here by those who have a right to bring it,
and it is our duty to meet it and decide it.
The question is simply this: can a negro whose
ancestors were imported into this country and sold as slaves become a
member of the political community formed and brought into existence
by the Constitution of the United States, and as such become entitled
to all the rights, and privileges, and immunities, guarantied by that
instrument to the citizen, one of which rights is the privilege of
suing in a court of the United States in the cases specified in the
Constitution?
It will be observed that the plea applies to that class
of persons only whose ancestors were negroes of the African race, and
imported into this country and sold and held as slaves. The only
matter in issue before the court, therefore, is, whether the
descendants of such slaves, when they shall be emancipated, or who
are born of parents who had become free before their birth, are
citizens of a State in the sense in which the word "citizen"
is used in the Constitution of the United States. And this being the
only matter in dispute on the pleadings, the court must be understood
as speaking in this opinion of that class only, that is, of those
persons who are the descendants of Africans who were imported into
this country and sold as slaves.
The situation of this population was altogether unlike
that of the Indian race. The latter, it is true, formed no part of
the colonial communities, and never amalgamated with them in social
connections or in government. But although they were uncivilized,
they were yet a free and independent people, associated together in
nations or tribes and governed by their own laws. Many of these
political communities were situated in territories to which the white
race claimed the ultimate [p*404] right of dominion. But that claim
was acknowledged to be subject to the right of the Indians to occupy
it as long as they thought proper, and neither the English nor
colonial Governments claimed or exercised any dominion over the tribe
or nation by whom it was occupied, nor claimed the right to the
possession of the territory, until the tribe or nation consented to
cede it. These Indian Governments were regarded and treated as
foreign Governments as much so as if an ocean had separated the red
man from the white, and their freedom has constantly been
acknowledged, from the time of the first emigration to the English
colonies to the present day, by the different Governments which
succeeded each other. Treaties have been negotiated with them, and
their alliance sought for in war, and the people who compose these
Indian political communities have always been treated as foreigners
not living under our Government. It is true that the course of events
has brought the Indian tribes within the limits of the United States
under subjection to the white race, and it has been found necessary,
for their sake as well as our own, to regard them as in a state of
pupilage, and to legislate to a certain extent over them and the
territory they occupy. But they may, without doubt, like the subjects
of any other foreign Government, be naturalized by the authority of
Congress, and become citizens of a State, and of the United States,
and if an individual should leave his nation or tribe and take up his
abode among the white population, he would be entitled to all the
rights and privileges which would belong to an emigrant from any
other foreign people.
We proceed to examine the case as presented by the
pleadings.
The words "people of the United States" and
"citizens" are synonymous terms, and mean the same thing.
They both describe the political body who, according to our
republican institutions, form the sovereignty and who hold the power
and conduct the Government through their representatives. They are
what we familiarly call the "sovereign people," and every
citizen is one of this people, and a constituent member of this
sovereignty. The question before us is whether the class of persons
described in the plea in abatement compose a portion of this people,
and are constituent members of this sovereignty? We think they are
not, and that they are not included, and were not intended to be
included, under the word "citizens" in the Constitution,
and can therefore claim none of the rights and privileges which that
instrument provides for and secures to citizens of the United States.
On the contrary, they were at that time considered as a subordinate
[p*405] and inferior class of beings who had been subjugated by the
dominant race, and, whether emancipated or not, yet remained subject
to their authority, and had no rights or privileges but such as those
who held the power and the Government might choose to grant them.
It is not the province of the court to decide upon the
justice or injustice, the policy or impolicy, of these laws. The
decision of that question belonged to the political or lawmaking
power, to those who formed the sovereignty and framed the
Constitution. The duty of the court is to interpret the instrument
they have framed with the best lights we can obtain on the subject,
and to administer it as we find it, according to its true intent and
meaning when it was adopted.
In discussing this question, we must not confound the
rights of citizenship which a State may confer within its own limits
and the rights of citizenship as a member of the Union. It does not
by any means follow, because he has all the rights and privileges of
a citizen of a State, that he must be a citizen of the United States.
He may have all of the rights and privileges of the citizen of a
State and yet not be entitled to the rights and privileges of a
citizen in any other State. For, previous to the adoption of the
Constitution of the United States, every State had the undoubted
right to confer on whomsoever it pleased the character of citizen,
and to endow him with all its rights. But this character, of course,
was confined to the boundaries of the State, and gave him no rights
or privileges in other States beyond those secured to him by the laws
of nations and the comity of States. Nor have the several States
surrendered the power of conferring these rights and privileges by
adopting the Constitution of the United States. Each State may still
confer them upon an alien, or anyone it thinks proper, or upon any
class or description of persons, yet he would not be a citizen in the
sense in which that word is used in the Constitution of the United
States, nor entitled to sue as such in one of its courts, nor to the
privileges and immunities of a citizen in the other States. The
rights which he would acquire would be restricted to the State which
gave them. The Constitution has conferred on Congress the right to
establish an uniform rule of naturalization, and this right is
evidently exclusive, and has always been held by this court to be so.
Consequently, no State, since the adoption of the Constitution, can,
by naturalizing an alien, invest him with the rights and privileges
secured to a citizen of a State under the Federal Government,
although, so far as the State alone was concerned, he would
undoubtedly be entitled to the rights of a citizen and clothed with
all the [p*406] rights and immunities which the Constitution and laws
of the State attached to that character.
It is very clear, therefore, that no State can, by any
act or law of its own, passed since the adoption of the Constitution,
introduce a new member into the political community created by the
Constitution of the United States. It cannot make him a member of
this community by making him a member of its own. And, for the same
reason, it cannot introduce any person or description of persons who
were not intended to be embraced in this new political family which
the Constitution brought into existence, but were intended to be
excluded from it.
The question then arises, whether the provisions of the
Constitution, in relation to the personal rights and privileges to
which the citizen of a State should be entitled, embraced the negro
African race, at that time in this country or who might afterwards be
imported, who had then or should afterwards be made free in any
State, and to put it in the power of a single State to make him a
citizen of the United States and endue him with the full rights of
citizenship in every other State without their consent? Does the
Constitution of the United States act upon him whenever he shall be
made free under the laws of a State, and raised there to the rank of
a citizen, and immediately clothe him with all the privileges of a
citizen in every other State, and in its own courts?
The court think the affirmative of these propositions
cannot be maintained. And if it cannot, the plaintiff in error could
not be a citizen of the State of Missouri within the meaning of the
Constitution of the United States, and, consequently, was not
entitled to sue in its courts.
It is true, every person, and every class and
description of persons who were, at the time of the adoption of the
Constitution, recognised as citizens in the several States became
also citizens of this new political body, but none other; it was
formed by them, and for them and their posterity, but for no one
else. And the personal rights and privileges guarantied to citizens
of this new sovereignty were intended to embrace those only who were
then members of the several State communities, or who should
afterwards by birthright or otherwise become members according to the
provisions of the Constitution and the principles on which it was
founded. It was the union of those who were at that time members of
distinct and separate political communities into one political
family, whose power, for certain specified purposes, was to extend
over the whole territory of the United States. And it gave to each
citizen rights and privileges outside of his State [p*407] which he
did not before possess, and placed him in every other State upon a
perfect equality with its own citizens as to rights of person and
rights of property; it made him a citizen of the United States.
It becomes necessary, therefore, to determine who were
citizens of the several States when the Constitution was adopted. And
in order to do this, we must recur to the Governments and
institutions of the thirteen colonies when they separated from Great
Britain and formed new sovereignties, and took their places in the
family of independent nations. We must inquire who, at that time,
were recognised as the people or citizens of a State whose rights and
liberties had been outraged by the English Government, and who
declared their independence and assumed the powers of Government to
defend their rights by force of arms.
In the opinion of the court, the legislation and
histories of the times, and the language used in the Declaration of
Independence, show that neither the class of persons who had been
imported as slaves nor their descendants, whether they had become
free or not, were then acknowledged as a part of the people, nor
intended to be included in the general words used in that memorable
instrument.
It is difficult at this day to realize the state of
public opinion in relation to that unfortunate race which prevailed
in the civilized and enlightened portions of the world at the time of
the Declaration of Independence and when the Constitution of the
United States was framed and adopted. But the public history of every
European nation displays it in a manner too plain to be mistaken.
They had for more than a century before been regarded
as beings of an inferior order, and altogether unfit to associate
with the white race either in social or political relations, and so
far inferior that they had no rights which the white man was bound to
respect, and that the negro might justly and lawfully be reduced to
slavery for his benefit. He was bought and sold, and treated as an
ordinary article of merchandise and traffic whenever a profit could
be made by it. This opinion was at that time fixed and universal in
the civilized portion of the white race. It was regarded as an axiom
in morals as well as in politics which no one thought of disputing or
supposed to be open to dispute, and men in every grade and position
in society daily and habitually acted upon it in their private
pursuits, as well as in matters of public concern, without doubting
for a moment the correctness of this opinion.
And in no nation was this opinion more firmly fixed or
more [p*408] uniformly acted upon than by the English Government and
English people. They not only seized them on the coast of Africa and
sold them or held them in slavery for their own use, but they took
them as ordinary articles of merchandise to every country where they
could make a profit on them, and were far more extensively engaged in
this commerce than any other nation in the world.
The opinion thus entertained and acted upon in England
was naturally impressed upon the colonies they founded on this side
of the Atlantic. And, accordingly, a negro of the African race was
regarded by them as an article of property, and held, and bought and
sold as such, in every one of the thirteen colonies which united in
the Declaration of Independence and afterwards formed the
Constitution of the United States. The slaves were more or less
numerous in the different colonies as slave labor was found more or
less profitable. But no one seems to have doubted the correctness of
the prevailing opinion of the time.
The legislation of the different colonies furnishes
positive and indisputable proof of this fact.
It would be tedious, in this opinion, to enumerate the
various laws they passed upon this subject. It will be sufficient, as
a sample of the legislation which then generally prevailed throughout
the British colonies, to give the laws of two of them, one being
still a large slaveholding State and the other the first State in
which slavery ceased to exist.
The province of Maryland, in 1717, ch. 13, s. 5, passed
a law declaring
that if any free negro or mulatto intermarry with any
white woman, or if any white man shall intermarry with any negro or
mulatto woman, such negro or mulatto shall become a slave during
life, excepting mulattoes born of white women, who, for such
intermarriage, shall only become servants for seven years, to be
disposed of as the justices of the county court where such marriage
so happens shall think fit, to be applied by them towards the support
of a public school within the said county. And any white man or white
woman who shall intermarry as aforesaid with any negro or mulatto,
such white man or white woman shall become servants during the term
of seven years, and shall be disposed of by the justices as
aforesaid, and be applied to the uses aforesaid.
The other colonial law to which we refer was passed by
Massachusetts in 1705 (chap. 6). It is entitled "An act for the
better preventing of a spurious and mixed issue," &c., and
it provides, that
if any negro or mulatto shall presume to smite or strike any
person of the English or other Christian nation, such negro or
mulatto shall be severely whipped, at [p*409] the discretion of the
justices before whom the offender shall be convicted.
And
that none of her Majesty's English or Scottish subjects, nor of
any other Christian nation, within this province, shall contract
matrimony with any negro or mulatto; nor shall any person, duly
authorized to solemnize marriage, presume to join any such in
marriage, on pain of forfeiting the sum of fifty pounds; one moiety
thereof to her Majesty, for and towards the support of the Government
within this province, and the other moiety to him or them that shall
inform and sue for the same, in any of her Majesty's courts of record
within the province, by bill, plaint, or information.
We give both of these laws in the words used by the
respective legislative bodies because the language in which they are
framed, as well as the provisions contained in them, show, too
plainly to be misunderstood the degraded condition of this unhappy
race. They were still in force when the Revolution began, and are a
faithful index to the state of feeling towards the class of persons
of whom they speak, and of the position they occupied throughout the
thirteen colonies, in the eyes and thoughts of the men who framed the
Declaration of Independence and established the State Constitutions
and Governments. They show that a perpetual and impassable barrier
was intended to be erected between the white race and the one which
they had reduced to slavery, and governed as subjects with absolute
and despotic power, and which they then looked upon as so far below
them in the scale of created beings, that intermarriages between
white persons and negroes or mulattoes were regarded as unnatural and
immoral, and punished as crimes, not only in the parties, but in the
person who joined them in marriage. And no distinction in this
respect was made between the free negro or mulatto and the slave, but
this stigma of the deepest degradation was fixed upon the whole race.
We refer to these historical facts for the purpose of
showing the fixed opinions concerning that race upon which the
statesmen of that day spoke and acted. It is necessary to do this in
order to determine whether the general terms used in the Constitution
of the United States as to the rights of man and the rights of the
people was intended to include them, or to give to them or their
posterity the benefit of any of its provisions.
The language of the Declaration of Independence is
equally conclusive:
It begins by declaring that,
[w]hen in the course of human events it becomes necessary for one
people to dissolve the political bands which have connected them with
another, and to [p*410] assume among the powers of the earth the
separate and equal station to which the laws of nature and nature's
God entitle them, a decent respect for the opinions of mankind
requires that they should declare the causes which impel them to the
separation.
It then proceeds to say:
We hold these truths to be self-evident: that all men are created
equal; that they are endowed by their Creator with certain
unalienable rights; that among them is life, liberty, and the pursuit
of happiness; that to secure these rights, Governments are
instituted, deriving their just powers from the consent of the
governed.
The general words above quoted would seem to embrace
the whole human family, and if they were used in a similar instrument
at this day would be so understood. But it is too clear for dispute
that the enslaved African race were not intended to be included, and
formed no part of the people who framed and adopted this declaration,
for if the language, as understood in that day, would embrace them,
the conduct of the distinguished men who framed the Declaration of
Independence would have been utterly and flagrantly inconsistent with
the principles they asserted, and instead of the sympathy of mankind
to which they so confidently appealed, they would have deserved and
received universal rebuke and reprobation.
Yet the men who framed this declaration were great men
-- high in literary acquirements, high in their sense of honor, and
incapable of asserting principles inconsistent with those on which
they were acting. They perfectly understood the meaning of the
language they used, and how it would be understood by others, and
they knew that it would not in any part of the civilized world be
supposed to embrace the negro race, which, by common consent, had
been excluded from civilized Governments and the family of nations,
and doomed to slavery. They spoke and acted according to the then
established doctrines and principles, and in the ordinary language of
the day, and no one misunderstood them. The unhappy black race were
separated from the white by indelible marks, and laws long before
established, and were never thought of or spoken of except as
property, and when the claims of the owner or the profit of the
trader were supposed to need protection.
This state of public opinion had undergone no change
when the Constitution was adopted, as is equally evident from its
provisions and language.
The brief preamble sets forth by whom it was formed,
for what purposes, and for whose benefit and protection. It declares
[p*411] that it is formed by the people of the United States -- that
is to say, by those who were members of the different political
communities in the several States -- and its great object is declared
to be to secure the blessings of liberty to themselves and their
posterity. It speaks in general terms of the people of the United
States, and of citizens of the several States, when it is providing
for the exercise of the powers granted or the privileges secured to
the citizen. It does not define what description of persons are
intended to be included under these terms, or who shall be regarded
as a citizen and one of the people. It uses them as terms so well
understood that no further description or definition was necessary.
But there are two clauses in the Constitution which
point directly and specifically to the negro race as a separate class
of persons, and show clearly that they were not regarded as a portion
of the people or citizens of the Government then formed.
One of these clauses reserves to each of the thirteen
States the right to import slaves until the year 1808 if it thinks
proper. And the importation which it thus sanctions was
unquestionably of persons of the race of which we are speaking, as
the traffic in slaves in the United States had always been confined
to them. And by the other provision the States pledge themselves to
each other to maintain the right of property of the master by
delivering up to him any slave who may have escaped from his service,
and be found within their respective territories. By the first
above-mentioned clause, therefore, the right to purchase and hold
this property is directly sanctioned and authorized for twenty years
by the people who framed the Constitution. And by the second, they
pledge themselves to maintain and uphold the right of the master in
the manner specified, as long as the Government they then formed
should endure. And these two provisions show conclusively that
neither the description of persons therein referred to nor their
descendants were embraced in any of the other provisions of the
Constitution, for certainly these two clauses were not intended to
confer on them or their posterity the blessings of liberty, or any of
the personal rights so carefully provided for the citizen.
No one of that race had ever migrated to the United
States voluntarily; all of them had been brought here as articles of
merchandise. The number that had been emancipated at that time were
but few in comparison with those held in slavery, and they were
identified in the public mind with the race to which they belonged,
and regarded as a part of the slave population rather than the free.
It is obvious that they were not [p*412] even in the minds of the
framers of the Constitution when they were conferring special rights
and privileges upon the citizens of a State in every other part of
the Union.
Indeed, when we look to the condition of this race in
the several States at the time, it is impossible to believe that
these rights and privileges were intended to be extended to them.
It is very true that, in that portion of the Union
where the labor of the negro race was found to be unsuited to the
climate and unprofitable to the master, but few slaves were held at
the time of the Declaration of Independence, and when the
Constitution was adopted, it had entirely worn out in one of them,
and measures had been taken for its gradual abolition in several
others. But this change had not been produced by any change of
opinion in relation to this race, but because it was discovered from
experience that slave labor was unsuited to the climate and
productions of these States, for some of the States where it had
ceased or nearly ceased to exist were actively engaged in the slave
trade, procuring cargoes on the coast of Africa and transporting them
for sale to those parts of the Union where their labor was found to
be profitable and suited to the climate and productions. And this
traffic was openly carried on, and fortunes accumulated by it,
without reproach from the people of the States where they resided.
And it can hardly be supposed that, in the States where it was then
countenanced in its worst form -- that is, in the seizure and
transportation -- the people could have regarded those who were
emancipated as entitled to equal rights with themselves.
And we may here again refer in support of this
proposition to the plain and unequivocal language of the laws of the
several States, some passed after the Declaration of Independence and
before the Constitution was adopted and some since the Government
went into operation.
We need not refer on this point particularly to the
laws of the present slaveholding States. Their statute books are full
of provisions in relation to this class in the same spirit with the
Maryland law which we have before quoted. They have continued to
treat them as an inferior class, and to subject them to strict police
regulations, drawing a broad line of distinction between the citizen
and the slave races, and legislating in relation to them upon the
same principle which prevailed at the time of the Declaration of
Independence. As relates to these States, it is too plain for
argument that they have never been regarded as a part of the people
or citizens of the State, nor supposed to possess any political
rights which the dominant race might not withhold or grant at their
pleasure. [p*413] And as long ago as 1822, the Court of Appeals of
Kentucky decided that free negroes and mulattoes were not citizens
within the meaning of the Constitution of the United States, and the
correctness of this decision is recognized, and the same doctrine
affirmed, in 1 Meigs's Tenn.Reports, 331.
And if we turn to the legislation of the States where
slavery had worn out, or measures taken for its speedy abolition, we
shall find the same opinions and principles equally fixed and equally
acted upon.
Thus, Massachusetts, in 1786, passed a law similar to
the colonial one of which we have spoken. The law of 1786, like the
law of 1705, forbids the marriage of any white person with any negro,
Indian, or mulatto, and inflicts a penalty of fifty pounds upon
anyone who shall join them in marriage, and declares all such
marriage absolutely null and void, and degrades thus the unhappy
issue of the marriage by fixing upon it the stain of bastardy. And
this mark of degradation was renewed, and again impressed upon the
race, in the careful and deliberate preparation of their revised code
published in 1836. This code forbids any person from joining in
marriage any white person with any Indian, negro, or mulatto, and
subjects the party who shall offend in this respect to imprisonment
not exceeding six months in the common jail or to hard labor, and to
a fine of not less than fifty nor more than two hundred dollars, and,
like the law of 1786, it declares the marriage to be absolutely null
and void. It will be seen that the punishment is increased by the
code upon the person who shall marry them, by adding imprisonment to
a pecuniary penalty.
So, too, in Connecticut. We refer more particularly to
the legislation of this State, because it was not only among the
first to put an end to slavery within its own territory, but was the
first to fix a mark of reprobation upon the African slave trade. The
law last mentioned was passed in October, 1788, about nine months
after the State had ratified and adopted the present Constitution of
the United States, and, by that law, it prohibited its own citizens,
under severe penalties, from engaging in the trade, and declared all
policies of insurance on the vessel or cargo made in the State to be
null and void. But up to the time of the adoption of the
Constitution, there is nothing in the legislation of the State
indicating any change of opinion as to the relative rights and
position of the white and black races in this country, or indicating
that it meant to place the latter, when free, upon a level with its
citizens. And certainly nothing which would have led the slaveholding
States to suppose that Connecticut designed to claim for them, under
[p*414] the new Constitution, the equal rights and privileges and
rank of citizens in every other State.
The first step taken by Connecticut upon this subject
was as early as 1774, wen it passed an act forbidding the further
importation of slaves into the State. But the section containing the
prohibition is introduced by the following preamble:
And whereas the increase of slaves in this State is injurious to
the poor, and inconvenient.
This recital would appear to have been carefully
introduced in order to prevent any misunderstanding of the motive
which induced the Legislature to pass the law, and places it
distinctly upon the interest and convenience of the white population
-- excluding the inference that it might have been intended in any
degree for the benefit of the other.
And in the act of 1784, by which the issue of slaves
born after the time therein mentioned were to be free at a certain
age, the section is again introduced by a preamble assigning a
similar motive for the act. It is in these words:
Whereas sound policy requires that the abolition of slavery should
be effected as soon as may be consistent with the rights of
individuals, and the public safety and welfare
-- showing that the right of property in the master was
to be protected, and that the measure was one of policy, and to
prevent the injury and inconvenience to the whites of a slave
population in the State.
And still further pursuing its legislation, we find
that, in the same statute passed in 1774, which prohibited the
further importation of slaves into the State, there is also a
provision by which any negro, Indian, or mulatto servant who was
found wandering out of the town or place to which he belonged without
a written pass such as is therein described was made liable to be
seized by anyone, and taken before the next authority to be examined
and delivered up to his master -- who was required to pay the charge
which had accrued thereby. And a subsequent section of the same law
provides that if any free negro shall travel without such pass, and
shall be stopped, seized, or taken up, he shall pay all charges
arising thereby. And this law was in full operation when the
Constitution of the United States was adopted, and was not repealed
till 1797. So that, up to that time, free negroes and mulattoes were
associated with servants and slaves in the police regulations
established by the laws of the State.
And again, in 1833, Connecticut passed another law
which made it penal to set up or establish any school in that State
for the instruction of persons of the African race not inhabitants of
the State, or to instruct or teach in any such school or [p*415]
institution, or board or harbor for that purpose, any such person
without the previous consent in writing of the civil authority of the
town in which such school or institution might be.
And it appears by the case of Crandall v. The State,
reported in 10 Conn. Rep. 340, that upon an information filed against
Prudence Crandall for a violation of this law, one of the points
raised in the defence was that the law was a violation of the
Constitution of the United States, and that the persons instructed,
although of the African race, were citizens of other States, and
therefore entitled to the rights and privileges of citizens in the
State of Connecticut. But Chief Justice Dagget, before whom the case
was tried, held that persons of that description were not citizens of
a State, within the meaning of the word citizen in the Constitution
of the United States, and were not therefore entitled to the
privileges and immunities of citizens in other States.
The case was carried up to the Supreme Court of Errors
of the State, and the question fully argued there. But the case went
off upon another point, and no opinion was expressed on this
question.
We have made this particular examination into the
legislative and judicial action of Connecticut because, from the
early hostility it displayed to the slave trade on the coast of
Africa, we may expect to find the laws of that State as lenient and
favorable to the subject race as those of any other State in the
Union, and if we find that, at the time the Constitution was adopted,
they were not even there raised to the rank of citizens, but were
still held and treated as property, and the laws relating to them
passed with reference altogether to the interest and convenience of
the white race, we shall hardly find them elevated to a higher rank
anywhere else.
A brief notice of the laws of two other States, and we
shall pass on to other considerations.
By the laws of New Hampshire, collected and finally
passed in 1815, no one was permitted to be enrolled in the militia of
the State but free white citizens, and the same provision is found in
a subsequent collection of the laws made in 1855. Nothing could more
strongly mark the entire repudiation of the African race. The alien
is excluded because, being born in a foreign country, he cannot be a
member of the community until he is naturalized. But why are the
African race, born in the State, not permitted to share in one of the
highest duties of the citizen? The answer is obvious; he is not, by
the institutions and laws of the State, numbered among its people. He
forms no part of the sovereignty of the State, and is not therefore
called on to uphold and defend it. [p*416]
Again, in 1822, Rhode Island, in its revised code,
passed a law forbidding persons who were authorized to join persons
in marriage from joining in marriage any white person with any negro,
Indian, or mulatto, under the penalty of two hundred dollars, and
declaring all such marriages absolutely null and void, and the same
law was again reenacted in its revised code of 1844. So that, down to
the last-mentioned period, the strongest mark of inferiority and
degradation was fastened upon the African race in that State.
It would be impossible to enumerate and compress in the
space usually allotted to an opinion of a court the various laws,
marking the condition of this race which were passed from time to
time after the Revolution and before and since the adoption of the
Constitution of the United States. In addition to those already
referred to, it is sufficient to say that Chancellor Kent, whose
accuracy and research no one will question, states in the sixth
edition of his Commentaries (published in 1848, 2 vol., 258, note b)
that in no part of the country except Maine did the African race, in
point of fact, participate equally with the whites in the exercise of
civil and political rights.
The legislation of the States
therefore shows in a manner not to be mistaken the inferior and
subject condition of that race at the time the Constitution was
adopted and long afterwards, throughout the thirteen States by which
that instrument was framed, and it is hardly consistent with the
respect due to these States to suppose that they regarded at that
time as fellow citizens and members of the sovereignty, a class of
beings whom they had thus stigmatized, whom, as we are bound out of
respect to the State sovereignties to assume they had deemed it just
and necessary thus to stigmatize, and upon whom they had impressed
such deep and enduring marks of inferiority and degradation, or,
that, when they met in convention to form the Constitution, they
looked upon them as a portion of their constituents or designed to
include them in the provisions so carefully inserted for the security
and protection of the liberties and rights of their citizens. It
cannot be supposed that they intended to secure to them rights and
privileges and rank, in the new political body throughout the Union
which every one of them denied within the limits of its own dominion.
More especially, it cannot be believed that the large slaveholding
States regarded them as included in the word citizens, or would have
consented to a Constitution which might compel them to receive them
in that character from another State. For if they were so received,
and entitled to the privileges and immunities of citizens, it would
exempt them from the operation of the special laws and from the
police [p*417] regulations which they considered to be necessary for
their own safety. It would give to persons of the negro race, who
were recognised as citizens in any one State of the Union, the right
to enter every other State whenever they pleased, singly or in
companies, without pass or passport, and without obstruction, to
sojourn there as long as they pleased, to go where they pleased at
every hour of the day or night without molestation, unless they
committed some violation of law for which a white man would be
punished; and it would give them the full liberty of speech in public
and in private upon all subjects upon which its own citizens might
speak; to hold public meetings upon political affairs, and to keep
and carry arms wherever they went. And all of this would be done in
the face of the subject race of the same color, both free and slaves,
and inevitably producing discontent and insubordination among them,
and endangering the peace and safety of the State.
It is
impossible, it would seem, to believe that the great men of the
slaveholding States, who took so large a share in framing the
Constitution of the United States and exercised so much influence in
procuring its adoption, could have been so forgetful or regardless of
their own safety and the safety of those who trusted and confided in
them.
Besides, this want of foresight and care would have been
utterly inconsistent with the caution displayed in providing for the
admission of new members into this political family. For, when they
gave to the citizens of each State the privileges and immunities of
citizens in the several States, they at the same time took from the
several States the power of naturalization, and confined that power
exclusively to the Federal Government. No State was willing to permit
another State to determine who should or should not be admitted as
one of its citizens, and entitled to demand equal rights and
privileges with their own people, within their own territories. The
right of naturalization was therefore, with one accord, surrendered
by the States, and confided to the Federal Government. And this power
granted to Congress to establish an uniform rule of naturalization
is, by the well understood meaning of the word, confined to persons
born in a foreign country, under a foreign Government. It is not a
power to raise to the rank of a citizen anyone born in the United
States who, from birth or parentage, by the laws of the country,
belongs to an inferior and subordinate class. And when we find the
States guarding themselves from the indiscreet or improper admission
by other States of emigrants from other countries by giving the power
exclusively to Congress, we cannot fail to see that they could never
have left with the States a much [p*418] more important power -- that
is, the power of transforming into citizens a numerous class of
persons who, in that character, would be much more dangerous to the
peace and safety of a large portion of the Union than the few
foreigners one of the States might improperly naturalize. The
Constitution upon its adoption obviously took from the States all
power by any subsequent legislation to introduce as a citizen into
the political family of the United States anyone, no matter where he
was born or what might be his character or condition, and it gave to
Congress the power to confer this character upon those only who were
born outside of the dominions of the United States. And no law of a
State, therefore, passed since the Constitution was adopted, can give
any right of citizenship outside of its own territory.
A
clause similar to the one in the Constitution in relation to the
rights and immunities of citizens of one State in the other States
was contained in the Articles of Confederation. But there is a
difference of language which is worthy of note. The provision in the
Articles of Confederation was
that the free inhabitants of
each of the States, paupers, vagabonds, and fugitives from justice,
excepted, should be entitled to all the privileges and immunities of
free citizens in the several States.
It will be observed that,
under this Confederation, each State had the right to decide for
itself, and in its own tribunals, whom it would acknowledge as a free
inhabitant of another State. The term free inhabitant, in the
generality of its terms, would certainly include one of the African
race who had been manumitted. But no example, we think, can be found
of his admission to all the privileges of citizenship in any State of
the Union after these Articles were formed, and while they continued
in force. And, notwithstanding the generality of the words "free
inhabitants," it is very clear that, according to their accepted
meaning in that day, they did not include the African race, whether
free or not, for the fifth section of the ninth article provides that
Congress should have the power
to agree upon the number of
land forces to be raised, and to make requisitions from each State
for its quota in proportion to the number of white inhabitants in
such State, which requisition should be binding.
Words could
hardly have been used which more strongly mark the line of
distinction between the citizen and the subject -- the free and the
subjugated races. The latter were not even counted when the
inhabitants of a State were to be embodied in proportion to its
numbers for the general defence. And it cannot for a moment be
supposed that a class of [p*419] persons thus separated and rejected
from those who formed the sovereignty of the States, were yet
intended to be included under the words "free inhabitants,"
in the preceding article, to whom privileges and immunities were so
carefully secured in every State.
But although this clause of
the Articles of Confederation is the same in principle with that
inserted in the Constitution, yet the comprehensive word inhabitant,
which might be construed to include an emancipated slave, is omitted,
and the privilege is confined to citizens of the State. And this
alteration in words would hardly have been made unless a different
meaning was intended to be conveyed or a possible doubt removed. The
just and fair inference is that as this privilege was about to be
placed under the protection of the General Government, and the words
expounded by its tribunals, and all power in relation to it taken
from the State and its courts, it was deemed prudent to describe with
precision and caution the persons to whom this high privilege was
given -- and the word citizen was on that account substituted for the
words free inhabitant. The word citizen excluded, and no doubt
intended to exclude, foreigners who had not become citizens of some
one of the States when the Constitution was adopted, and also every
description of persons who were not fully recognised as citizens in
the several States. This, upon any fair construction of the
instruments to which we have referred, was evidently the object and
purpose of this change of words.
To all this mass of proof we
have still to add, that Congress has repeatedly legislated upon the
same construction of the Constitution that we have given. Three laws,
two of which were passed almost immediately after the Government went
into operation, will be abundantly sufficient to show this. The two
first are particularly worthy of notice, because many of the men who
assisted in framing the Constitution, and took an active part in
procuring its adoption, were then in the halls of legislation, and
certainly understood what they meant when they used the words "people
of the United States" and "citizen" in that
well-considered instrument.
The first of these acts is the
naturalization law, which was passed at the second session of the
first Congress, March 26, 1790, and confines the right of becoming
citizens "to aliens being free white persons."
Now
the Constitution does not limit the power of Congress in this respect
to white persons. And they may, if they think proper, authorize the
naturalization of anyone, of any color, who was born under allegiance
to another Government. But the language of the law above quoted shows
that citizenship [p*420] at that time was perfectly understood to be
confined to the white race; and that they alone constituted the
sovereignty in the Government.
Congress might, as we before
said, have authorized the naturalization of Indians because they were
aliens and foreigners. But, in their then untutored and savage state,
no one would have thought of admitting them as citizens in a
civilized community. And, moreover, the atrocities they had but
recently committed, when they were the allies of Great Britain in the
Revolutionary war, were yet fresh in the recollection of the people
of the United States, and they were even then guarding themselves
against the threatened renewal of Indian hostilities. No one supposed
then that any Indian would ask for, or was capable of enjoying, the
privileges of an American citizen, and the word white was not used
with any particular reference to them.
Neither was it used
with any reference to the African race imported into or born in this
country; because Congress had no power to naturalize them, and
therefore there was no necessity for using particular words to
exclude them.
It would seem to have been used merely because
it followed out the line of division which the Constitution has drawn
between the citizen race, who formed and held the Government, and the
African race, which they held in subjection and slavery and governed
at their own pleasure.
Another of the early laws of which we
have spoken is the first militia law, which was passed in 1792 at the
first session of the second Congress. The language of this law is
equally plain and significant with the one just mentioned. It directs
that every "free able-bodied white male citizen" shall be
enrolled in the militia. The word white is evidently used to exclude
the African race, and the word "citizen" to exclude
unnaturalized foreigners, the latter forming no part of the
sovereignty, owing it no allegiance, and therefore under no
obligation to defend it. The African race, however, born in the
country, did owe allegiance to the Government, whether they were
slave or free, but it is repudiated, and rejected from the duties and
obligations of citizenship in marked language.
The third act
to which we have alluded is even still more decisive; it was passed
as late as 1813, 2 Stat. 809, and it provides:
That from and
after the termination of the war in which the United States are now
engaged with Great Britain, it shall not be lawful to employ, on
board of any public or private vessels of the United States, any
person or persons except citizens of the United States, or persons of
color, natives of the United States. [p*421]
Here the line of
distinction is drawn in express words. Persons of color, in the
judgment of Congress, were not included in the word citizens, and
they are described as another and different class of persons, and
authorized to be employed, if born in the United States.
And even as late as 1820, chap. 104, sec. 8, in the
charter to the city of Washington, the corporation is authorized "to
restrain and prohibit the nightly and other disorderly meetings of
slaves, free negroes, and mulattoes," thus associating them
together in its legislation, and, after prescribing the punishment
that may be inflicted on the slaves, proceeds in the following words:
And to punish such free negroes and mulattoes by penalties not
exceeding twenty dollars for any one offence; and in case of the
inability of any such free negro or mulatto, to pay any such penalty
and cost thereon, to cause him or her to be confined to labor for any
time not exceeding six calendar months.
And in a subsequent part of the same section, the act
authorizes the corporation "to prescribe the terms and
conditions upon which free negroes and mulattoes may reside in the
city."
This law, like the laws of the States, shows that this
class of persons were governed by special legislation directed
expressly to them, and always connected with provisions for the
government of slaves, and not with those for the government of free
white citizens. And after such an uniform course of legislation as we
have stated, by the colonies, by the States, and by Congress, running
through a period of more than a century, it would seem that to call
persons thus marked and stigmatized "citizens" of the
United States, "fellow citizens," a constituent part of the
sovereignty, would be an abuse of terms, and not calculated to exalt
the character of an American citizen in the eyes of other nations.
The conduct of the Executive Department of the
Government has been in perfect harmony upon this subject with this
course of legislation. The question was brought officially before the
late William Wirt, when he was the Attorney General of the United
States, in 1821, and he decided that the words "citizens of the
United States" were used in the acts of Congress in the same
sense as in the Constitution, and that free persons of color were not
citizens within the meaning of the Constitution and laws; and this
opinion has been confirmed by that of the late Attorney General,
Caleb Cushing, in a recent case, and acted upon by the Secretary of
State, who refused to grant passports to them as "citizens of
the United States."
But it is said that a person may be a citizen, and
entitled to [p*422] that character, although he does not possess all
the rights which may belong to other citizens -- as, for example, the
right to vote, or to hold particular offices -- and that yet, when he
goes into another State, he is entitled to be recognised there as a
citizen, although the State may measure his rights by the rights
which it allows to persons of a like character or class resident in
the State, and refuse to him the full rights of citizenship.
This argument overlooks the language of the provision
in the Constitution of which we are speaking.
Undoubtedly a person may be a citizen, that is, a
member of the community who form the sovereignty, although he
exercises no share of the political power and is incapacitated from
holding particular offices. Women and minors, who form a part of the
political family, cannot vote, and when a property qualification is
required to vote or hold a particular office, those who have not the
necessary qualification cannot vote or hold the office, yet they are
citizens.
So, too, a person may be entitled to vote by the law of
the State, who is not a citizen even of the State itself. And in some
of the States of the Union, foreigners not naturalized are allowed to
vote. And the State may give the right to free negroes and mulattoes,
but that does not make them citizens of the State, and still less of
the United States. And the provision in the Constitution giving
privileges and immunities in other States does not apply to them.
Neither does it apply to a person who, being the
citizen of a State, migrates to another State. For then he becomes
subject to the laws of the State in which he lives, and he is no
longer a citizen of the State from which he removed. And the State in
which he resides may then, unquestionably, determine his status or
condition, and place him among the class of persons who are not
recognised as citizens, but belong to an inferior and subject race,
and may deny him the privileges and immunities enjoyed by its
citizens.
But so far as mere rights of person are concerned, the
provision in question is confined to citizens of a State who are
temporarily in another State without taking up their residence there.
It gives them no political rights in the State as to voting or
holding office, or in any other respect. For a citizen of one State
has no right to participate in the government of another. But if he
ranks as a citizen in the State to which he belongs, within the
meaning of the Constitution of the United States, then, whenever he
goes into another State, the Constitution clothes him, as to the
rights of person, will all the privileges and immunities which belong
to citizens of the [p*423] State. And if persons of the African race
are citizens of a State, and of the United States, they would be
entitled to all of these privileges and immunities in every State,
and the State could not restrict them, for they would hold these
privileges and immunities under the paramount authority of the
Federal Government, and its courts would be bound to maintain and
enforce them, the Constitution and laws of the State to the contrary
notwithstanding. And if the States could limit or restrict them, or
place the party in an inferior grade, this clause of the Constitution
would be unmeaning, and could have no operation, and would give no
rights to the citizen when in another State. He would have none but
what the State itself chose to allow him. This is evidently not the
construction or meaning of the clause in question. It guaranties
rights to the citizen, and the State cannot withhold them. And these
rights are of a character and would lead to consequences which make
it absolutely certain that the African race were not included under
the name of citizens of a State, and were not in the contemplation of
the framers of the Constitution when these privileges and immunities
were provided for the protection of the citizen in other States.
The case of Legrand v. Darnall, 2 Peters 664,
has been referred to for the purpose of showing that this court has
decided that the descendant of a slave may sue as a citizen in a
court of the United States, but the case itself shows that the
question did not arise and could not have arisen in the case.
It appears from the report that Darnall was born in
Maryland, and was the son of a white man by one of his slaves, and
his father executed certain instruments to manumit him, and devised
to him some landed property in the State. This property Darnall
afterwards sold to Legrand, the appellant, who gave his notes for the
purchase money. But becoming afterwards apprehensive that the
appellee had not been emancipated according to the laws of Maryland,
he refused to pay the notes until he could be better satisfied as to
Darnall's right to convey. Darnall, in the meantime, had taken up his
residence in Pennsylvania, and brought suit on the notes, and
recovered judgment in the Circuit Court for the district of Maryland.
The whole proceeding, as appears by the report, was an
amicable one, Legrand being perfectly willing to pay the money, if he
could obtain a title, and Darnall not wishing him to pay unless he
could make him a good one. In point of fact, the whole proceeding was
under the direction of the counsel who argued the case for the
appellee, who was the mutual friend of the parties and confided in by
both of them, and whose only [p*424] object was to have the rights of
both parties established by judicial decision in the most speedy and
least expensive manner.
Legrand, therefore, raised no objection to the
jurisdiction of the court in the suit at law, because he was himself
anxious to obtain the judgment of the court upon his title.
Consequently, there was nothing in the record before the court to
show that Darnall was of African descent, and the usual judgment and
award of execution was entered. And Legrand thereupon filed his bill
on the equity side of the Circuit Court, stating that Darnall was
born a slave, and had not been legally emancipated, and could not
therefore take the land devised to him, nor make Legrand a good
title, and praying an injunction to restrain Darnall from proceeding
to execution on the judgment, which was granted. Darnall answered,
averring in his answer that he was a free man, and capable of
conveying a good title. Testimony was taken on this point, and at the
hearing, the Circuit Court was of opinion that Darnall was a free man
and his title good, and dissolved the injunction and dismissed the
bill; and that decree was affirmed here, upon the appeal of Legrand.
Now it is difficult to imagine how any question about
the citizenship of Darnall, or his right to sue in that character,
can be supposed to have arisen or been decided in that case. The fact
that he was of African descent was first brought before the court
upon the bill in equity. The suit at law had then passed into
judgment and award of execution, and the Circuit Court, as a court of
law, had no longer any authority over it. It was a valid and legal
judgment, which the court that rendered it had not the power to
reverse or set aside. And unless it had jurisdiction as a court of
equity to restrain him from using its process as a court of law,
Darnall, if he thought proper, would have been at liberty to proceed
on his judgment, and compel the payment of the money, although the
allegations in the bill were true and he was incapable of making a
title. No other court could have enjoined him, for certainly no State
equity court could interfere in that way with the judgment of a
Circuit Court of the United States.
But the Circuit Court as a court of equity certainly
had equity jurisdiction over its own judgment as a court of law,
without regard to the character of the parties, and had not only the
right, but it was its duty -- no matter who were the parties in the
judgment -- to prevent them from proceeding to enforce it by
execution if the court was satisfied that the money was not justly
and equitably due. The ability of Darnall to convey did not depend
upon his citizenship, but upon his title to freedom. And if he was
free, he could hold and [p*425] convey property, by the laws of
Maryland, although he was not a citizen. But if he was by law still a
slave, he could not. It was therefore the duty of the court, sitting
as a court of equity in the latter case, to prevent him from using
its process as a court of common law to compel the payment of the
purchase money when it was evident that the purchaser must lose the
land. But if he was free, and could make a title, it was equally the
duty of the court not to suffer Legrand to keep the land and refuse
the payment of the money upon the ground that Darnall was incapable
of suing or being sued as a citizen in a court of the United States.
The character or citizenship of the parties had no connection with
the question of jurisdiction, and the matter in dispute had no
relation to the citizenship of Darnall. Nor is such a question
alluded to in the opinion of the court.
Besides, we are by no means prepared to say that there
are not many cases, civil as well as criminal, in which a Circuit
Court of the United States may exercise jurisdiction although one of
the African race is a party; that broad question is not before the
court. The question with which we are now dealing is whether a person
of the African race can be a citizen of the United States, and become
thereby entitled to a special privilege by virtue of his title to
that character, and which, under the Constitution, no one but a
citizen can claim. It is manifest that the case of Legrand and
Darnall has no bearing on that question, and can have no application
to the case now before the court.
This case, however, strikingly illustrates the
consequences that would follow the construction of the Constitution
which would give the power contended for to a State. It would. in
effect. give it also to an individual. For if the father of young
Darnall had manumitted him in his lifetime, and sent him to reside in
a State which recognised him as a citizen, he might have visited and
sojourned in Maryland when he pleased, and as long as he pleased, as
a citizen of the United States, and the State officers and tribunals
would be compelled by the paramount authority of the Constitution to
receive him and treat him as one of its citizens, exempt from the
laws and police of the State in relation to a person of that
description, and allow him to enjoy all the rights and privileges of
citizenship without respect to the laws of Maryland, although such
laws were deemed by it absolutely essential to its own safety.
The only two provisions which point to them and include
them treat them as property and make it the duty of the Government to
protect it; no other power, in relation to this race, is to be found
in the Constitution; and as it is a Government [p*426] of special,
delegated, powers, no authority beyond these two provisions can be
constitutionally exercised. The Government of the United States had
no right to interfere for any other purpose but that of protecting
the rights of the owner, leaving it altogether with the several
States to deal with this race, whether emancipated or not, as each
State may think justice, humanity, and the interests and safety of
society, require. The States evidently intended to reserve this power
exclusively to themselves.
No one, we presume, supposes that any change in public
opinion or feeling, in relation to this unfortunate race, in the
civilized nations of Europe or in this country, should induce the
court to give to the words of the Constitution a more liberal
construction in their favor than they were intended to bear when the
instrument was framed and adopted. Such an argument would be
altogether inadmissible in any tribunal called on to interpret it. If
any of its provisions are deemed unjust, there is a mode prescribed
in the instrument itself by which it may be amended; but while it
remains unaltered, it must be construed now as it was understood at
the time of its adoption. It is not only the same in words, but the
same in meaning, and delegates the same powers to the Government, and
reserves and secures the same rights and privileges to the citizen;
and as long as it continues to exist in its present form, it speaks
not only in the same words, but with the same meaning and intent with
which it spoke when it came from the hands of its framers and was
voted on and adopted by the people of the United States. Any other
rule of construction would abrogate the judicial character of this
court, and make it the mere reflex of the popular opinion or passion
of the day. This court was not created by the Constitution for such
purposes. Higher and graver trusts have been confided to it, and it
must not falter in the path of duty.
What the construction was at that time we think can
hardly admit of doubt. We have the language of the Declaration of
Independence and of the Articles of Confederation, in addition to the
plain words of the Constitution itself; we have the legislation of
the different States, before, about the time, and since the
Constitution was adopted; we have the legislation of Congress, from
the time of its adoption to a recent period; and we have the constant
and uniform action of the Executive Department, all concurring
together, and leading to the same result. And if anything in relation
to the construction of the Constitution can be regarded as settled,
it is that which we now give to the word "citizen" and the
word "people."
And, upon a full and careful consideration of the
subject, [p*427] the court is of opinion, that, upon the facts stated
in the plea in abatement, Dred Scott was not a citizen of Missouri
within the meaning of the Constitution of the United States, and not
entitled as such to sue in its courts, and consequently that the
Circuit Court had no jurisdiction of the case, and that the judgment
on the plea in abatement is erroneous.
We are aware that doubts are entertained by some of the
members of the court, whether the plea in abatement is legally before
the court upon this writ of error; but if that plea is regarded as
waived, or out of the case upon any other ground, yet the question as
to the jurisdiction of the Circuit Court is presented on the face of
the bill of exception itself, taken by the plaintiff at the trial,
for he admits that he and his wife were born slaves, but endeavors to
make out his title to freedom and citizenship by showing that they
were taken by their owner to certain places, hereinafter mentioned,
where slavery could not by law exist, and that they thereby became
free, and, upon their return to Missouri, became citizens of that
State.
Now if the removal of which he speaks did not give them
their freedom, then, by his own admission, he is still a slave, and
whatever opinions may be entertained in favor of the citizenship of a
free person of the African race, no one supposes that a slave is a
citizen of the State or of the United States. If, therefore, the acts
done by his owner did not make them free persons, he is still a
slave, and certainly incapable of suing in the character of a
citizen.
The principle of law is too well settled to be disputed
that a court can give no judgment for either party where it has no
jurisdiction; and if, upon the showing of Scott himself, it appeared
that he was still a slave, the case ought to have been dismissed, and
the judgment against him and in favor of the defendant for costs is,
like that on the plea in abatement, erroneous, and the suit ought to
have been dismissed by the Circuit Court for want of jurisdiction in
that court.
But, before we proceed to examine this part of the
case, it may be proper to notice an objection taken to the judicial
authority of this court to decide it, and it has been said that, as
this court has decided against the jurisdiction of the Circuit Court
on the plea in abatement, it has no right to examine any question
presented by the exception, and that anything it may say upon that
part of the case will be extrajudicial, and mere obiter dicta.
This is a manifest mistake; there can be no doubt as to
the jurisdiction of this court to revise the judgment of a Circuit
Court, and to reverse it for any error apparent on the record,
[p*428] whether it be the error of giving judgment in a case over
which it had no jurisdiction or any other material error, and this
too whether there is a plea in abatement or not.
The objection appears to have arisen from confounding
writs of error to a State court with writs of error to a Circuit
Court of the United States. Undoubtedly, upon a writ of error to a
State court, unless the record shows a case that gives jurisdiction,
the case must be dismissed for want of jurisdiction in this court.
And if it is dismissed on that ground, we have no right to examine
and decide upon any question presented by the bill of exceptions, or
any other part of the record. But writs of error to a State court and
to a Circuit Court of the United States are regulated by different
laws, and stand upon entirely different principles. And in a writ of
error to a Circuit Court of the United States, the whole record is
before this court for examination and decision, and if the sum in
controversy is large enough to give jurisdiction, it is not only the
right, but it is the judicial duty of the court to examine the whole
case as presented by the record; and if it appears upon its face that
any material error or errors have been committed by the court below,
it is the duty of this court to reverse the judgment and remand the
case. And certainly an error in passing a judgment upon the merits in
favor of either party, in a case which it was not authorized to try,
and over which it had no jurisdiction, is as grave an error as a
court can commit.
The plea in abatement is not a plea to the jurisdiction
of this court, but to the jurisdiction of the Circuit Court. And it
appears by the record before us that the Circuit Court committed an
error in deciding that it had jurisdiction upon the facts in the case
admitted by the pleadings. I t is the duty of the appellate tribunal
to correct this error, but that could not be done by dismissing the
case for want of jurisdiction here -- for that would leave the
erroneous judgment in full force, and the injured party without
remedy. And the appellate court therefore exercises the power for
which alone appellate courts are constituted, by reversing the
judgment of the court below for this error. It exercises its proper
and appropriate jurisdiction over the judgment and proceedings of the
Circuit Court, as they appear upon the record brought up by the writ
of error.
The correction of one error in the court below does not
deprive the appellate court of the power of examining further into
the record, and correcting any other material errors which may have
been committed by the inferior court. There is certainly no rule of
law nor any practice nor any decision of a [p*429] court which even
questions this power in the appellate tribunal. On the contrary, it
is the daily practice of this court, and of all appellate courts
where they reverse the judgment of an inferior court for error, to
correct by its opinions whatever errors may appear on the record
material to the case, and they have always held it to be their duty
to do so where the silence of the court might lead to misconstruction
or future controversy and the point has been relied on by either side
and argued before the court.
In the case before us, we have already decided that the
Circuit Court erred in deciding that it had jurisdiction upon the
facts admitted by the pleadings. And it appears that, in the further
progress of the case, it acted upon the erroneous principle it had
decided on the pleadings, and gave judgment for the defendant where,
upon the facts admitted in the exception, it had no jurisdiction.
We are at a loss to understand upon what principle of
law, applicable to appellate jurisdiction, it can be supposed that
this court has not judicial authority to correct the last-mentioned
error because they had before corrected the former, or by what
process of reasoning it can be made out that the error of an inferior
court in actually pronouncing judgment for one of the parties in a
case in which it had no jurisdiction cannot be looked into or
corrected by this court because we have decided a similar question
presented in the pleadings. The last point is distinctly presented by
the facts contained in the plaintiff's own bill of exceptions, which
he himself brings here by this writ of error. It was the point which
chiefly occupied the attention of the counsel on both sides in the
argument -- and the judgment which this court must render upon both
errors is precisely the same. It must, in each of them, exercise
jurisdiction over the judgment, and reverse it for the errors
committed by the court below; and issue a mandate to the Circuit
Court to conform its judgment to the opinion pronounced by this
court, by dismissing the case for want of jurisdiction in the Circuit
Court. This is the constant and invariable practice of this court
where it reverses a judgment for want of jurisdiction in the Circuit
Court.
It can scarcely be necessary to pursue such a question
further. The want of jurisdiction in the court below may appear on
the record without any plea in abatement. This is familiarly the case
where a court of chancery has exercised jurisdiction in a case where
the plaintiff had a plain and adequate remedy at law, and it so
appears by the transcript when brought here by appeal. So also where
it appears that a court of admiralty has exercised jurisdiction in a
case belonging exclusively [p*430] to a court of common law. In these
cases, there is no plea in abatement. And for the same reason, and
upon the same principles, where the defect of jurisdiction is patent
on the record, this court is bound to reverse the judgment although
the defendant has not pleaded in abatement to the jurisdiction of the
inferior court.
The cases of Jackson v. Ashton and of Capron
v. Van Noorden, to which we have referred in a previous part of
this opinion, are directly in point. In the last-mentioned case,
Capron brought an action against Van Noorden in a Circuit Court of
the United States without showing, by the usual averments of
citizenship, that the court had jurisdiction. There was no plea in
abatement put in, and the parties went to trial upon the merits. The
court gave judgment in favor of the defendant with costs. The
plaintiff thereupon brought his writ of error, and this court
reversed the judgment given in favor of the defendant and remanded
the case with directions to dismiss it because it did not appear by
the transcript that the Circuit Court had jurisdiction.
The case before us still more strongly imposes upon
this court the duty of examining whether the court below has not
committed an error in taking jurisdiction and giving a judgment for
costs in favor of the defendant, for in Capron v. Van Noorden,
the judgment was reversed, because it did not appear that the
parties were citizens of different States. They might or might not be
. But in this case it does appear that the plaintiff was born
a slave, and if the facts upon which he relies have not made him
free, then it appears affirmatively on the record that he is not a
citizen, and consequently his suit against Sandford was not a suit
between citizens of different States, and the court had no authority
to pass any judgment between the parties. The suit ought, in this
view of it, to have been dismissed by the Circuit Court, and its
judgment in favor of Sandford is erroneous, and must be reversed.
It is true that the result either way, by dismissal or
by a judgment for the defendant, makes very little, if any,
difference in a pecuniary or personal point of view to either party.
But the fact that the result would be very nearly the same to the
parties in either form of judgment would not justify this court in
sanctioning an error in the judgment which is patent on the record,
and which, if sanctioned, might be drawn into precedent, and lead to
serious mischief and injustice in some future suit.
We proceed, therefore, to inquire whether the facts
relied on by the plaintiff entitled him to his freedom. [p*431]
The case, as he himself states it, on the record
brought here by his writ of error, is this:
The plaintiff was a negro slave, belonging to Dr.
Emerson, who was a surgeon in the army of the United States. In the
year 1834, he took the plaintiff from the State of Missouri to the
military post at Rock Island, in the State of Illinois, and held him
there as a slave until the month of April or May, 1836. At the time
last mentioned, said Dr. Emerson removed the plaintiff from said
military post at Rock Island to the military post at Fort Snelling,
situate on the west bank of the Mississippi river, in the Territory
known as Upper Louisiana, acquired by the United States of France,
and situate north of the latitude of thirty-six degrees thirty
minutes north, and north of the State of Missouri. Said Dr. Emerson
held the plaintiff in slavery at said Fort Snelling from said
last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second
count of the plaintiff's declaration, was the negro slave of Major
Taliaferro, who belonged to the army of the United States. In that
year, 1835, said Major Taliaferro took said Harriet to said Fort
Snelling, a military post, situated as hereinbefore stated, and kept
her there as a slave until the year 1836, and then sold and delivered
her as a slave, at said Fort Snelling, unto the said Dr. Emerson
hereinbefore named. Said Dr. Emerson held said Harriet in slavery at
said Fort Snelling until the year 1838.
In the year 1836, the plaintiff and Harriet
intermarried, at Fort Snelling, with the consent of Dr. Emerson, who
then claimed to be their master and owner. Eliza and Lizzie, named in
the third count of the plaintiff's declaration, are the fruit of that
marriage. Eliza is about fourteen years old, and was born on board
the steamboat Gipsey, north of the north line of the State of
Missouri, and upon the river Mississippi. Lizzie is about seven years
old, and was born in the State of Missouri, at the military post
called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the
plaintiff and said Harriet and their said daughter Eliza from said
Fort Snelling to the State of Missouri, where they have ever since
resided.
Before the commencement of this suit, said Dr. Emerson
sold and conveyed the plaintiff, and Harriet, Eliza, and Lizzie, to
the defendant, as slaves, and the defendant has ever since claimed to
hold them, and each of them, as slaves.
In considering this part of the controversy, two
questions arise: 1. Was he, together with his family, free in
Missouri by reason of the stay in the territory of the United States
hereinbefore [p*432] mentioned? And 2. If they were not, is Scott
himself free by reason of his removal to Rock Island, in the State of
Illinois, as stated in the above admissions?
We proceed to examine the first question.
The act of Congress upon which the plaintiff relies
declares that slavery and involuntary servitude, except as a
punishment for crime, shall be forever prohibited in all that part of
the territory ceded by France, under the name of Louisiana, which
lies north of thirty-six degrees thirty minutes north latitude, and
not included within the limits of Missouri. And the difficulty which
meets us at the threshold of this part of the inquiry is whether
Congress was authorized to pass this law under any of the powers
granted to it by the Constitution; for if the authority is not given
by that instrument, it is the duty of this court to declare it void
and inoperative, and incapable of conferring freedom upon anyone who
is held as a slave under the have of anyone of the States.
The counsel for the plaintiff has laid much stress upon
that article in the Constitution which confers on Congress the power
"to dispose of and make all needful rules and regulations
respecting the territory or other property belonging to the United
States," but, in the judgment of the court, that provision has
no bearing on the present controversy, and the power there given,
whatever it may be, is confined, and was intended to be confined, to
the territory which at that time belonged to, or was claimed by, the
United States, and was within their boundaries as settled by the
treaty with Great Britain, and can have no influence upon a territory
afterwards acquired from a foreign Government. It was a special
provision for a known and particular territory, and to meet a present
emergency, and nothing more.
A brief summary of the history of the times, as well as
the careful and measured terms in which the article is framed will
show the correctness of this proposition.
It will be remembered that, from the commencement of
the Revolutionary war, serious difficulties existed between the
States in relation to the disposition of large and unsettled
territories which were included in the chartered limits of some of
the States. And some of the other States, and more especially
Maryland, which had no unsettled lands, insisted that as the
unoccupied lands, if wrested from Great Britain, would owe their
preservation to the common purse and the common sword, the money
arising from them ought to be applied in just proportion among the
several States to pay the expenses of the war, and ought not to be
appropriated to the use of the State in whose chartered limits they
might happen [p*433] to lie, to the exclusion of the other States, by
whose combined efforts and common expense the territory was defended
and preserved against the claim of the British Government.
These difficulties caused much uneasiness during the
war, while the issue was in some degree doubtful, and the future
boundaries of the United States yet to be defined by treaty, if we
achieved our independence.
The majority of the Congress of the Confederation
obviously concurred in opinion with the State of Maryland, and
desired to obtain from the States which claimed it a cession of this
territory, in order that Congress might raise money on this security
to carry on the war. This appears by the resolution passed on the 6th
of September, 1780, strongly urging the States to cede these lands to
the United States, both for the sake of peace and union among
themselves, and to maintain the public credit; and this was followed
by the resolution of October 10th, 1780, by which Congress pledged
itself that if the lands were ceded, as recommended by the resolution
above mentioned, they should be disposed of for the common benefit of
the United States, and be settled and formed into distinct republican
States, which should become members of the Federal Union, and have
the same rights of sovereignty and freedom and independence as other
States.
But these difficulties became much more serious after
peace took place, and the boundaries of the United States were
established. Every State, at that time, felt severely the pressure of
its war debt; but in Virginia and some other States, there were large
territories of unsettled lands, the sale of which would enable them
to discharge their obligations without much inconvenience, while
other States which had no such resource saw before them many years of
heavy and burdensome taxation, and the latter insisted, for the
reasons before stated, that these unsettled lands should be treated
as the common property of the States, and the proceeds applied to
their common benefit.
The letters from the statesmen of that day will show
how much this controversy occupied their thoughts, and the dangers
that were apprehended from it. It was the disturbing element of the
time, and fears were entertained that it might dissolve the
Confederation by which the States were then united.
These fears and dangers were, however, at once removed,
when the State of Virginia, in 1784, voluntarily ceded to the United
States the immense tract of country lying northwest of the river
Ohio, and which was within the acknowledged limits of the State. The
only object of the State in making [p*434] this cession was to put an
end to the threatening and exciting controversy, and to enable the
Congress of that time to dispose of the lands and appropriate the
proceeds as a common fund for the common benefit of the States. It
was not ceded because it was inconvenient to the State to hold and
govern it, nor from any expectation that it could be better or more
conveniently governed by the United States.
The example of Virginia was soon afterwards followed by
other States, and, at the time of the adoption of the Constitution,
all of the States, similarly situated had ceded their unappropriated
lands, except North Carolina and Georgia. The main object for which
these cessions were desired and made was on account of their money
value, and to put an end to a dangerous controversy as to who was
justly entitled to the proceeds when the lands should be sold. It is
necessary to bring this part of the history of these cessions thus
distinctly into view because it will enable us the better to
comprehend the phraseology of the article in the Constitution so
often referred to in the argument.
Undoubtedly the powers of sovereignty and the eminent
domain were ceded with the land. This was essential in order to make
it effectual and to accomplish its objects. But it must be remembered
that, at that time, there was no Government of the United States in
existence with enumerated and limited powers; what was then called
the United States were thirteen separate, sovereign, independent
States which had entered into a league or confederation for their
mutual protection and advantage, and the Congress of the United
States was composed of the representatives of these separate
sovereignties, meeting together, as equals, to discuss and decide on
certain measures which the States, by the Articles of Confederation,
had agreed to submit to their decision. But this Confederation had
none of the attributes of sovereignty in legislative, executive, or
judicial power. It was little more than a congress of ambassadors,
authorized to represent separate nations in matters in which they had
a common concern.
It was this Congress that accepted the cession from
Virginia. They had no power to accept it under the Articles of
Confederation. But they had an undoubted right, as independent
sovereignties, to accept any cession of territory for their common
benefit, which all of them assented to; and it is equally clear that
as their common property, and having no superior to control them,
they had the right to exercise absolute dominion over it, subject
only to the restrictions which Virginia had imposed in her act of
cession. There was, as we have said, no Government of the United
States then in existence [p*435] with special enumerated and limited
powers. The territory belonged to sovereignties who, subject to the
limitations above mentioned, had a right to establish any form of
government they pleased by compact or treaty among themselves, and to
regulate rights of person and rights of property in the territory as
they might deem proper. It was by a Congress, representing the
authority of these several and separate sovereignties and acting
under their authority and command (but not from any authority derived
from the Articles of Confederation), that the instrument usually
called the Ordinance of 1787 was adopted, regulating in much detail
the principles and the laws by which this territory should be
governed; and, among other provisions, slavery is prohibited in it.
We do not question the power of the States, by agreement among
themselves, to pass this ordinance, nor its obligatory force in the
territory while the confederation or league of the States in their
separate sovereign character continued to exist.
This was the state of things when the Constitution of
the United States was formed. The territory ceded by Virginia
belonged to the several confederated States as common property, and
they had united in establishing in it a system of government and
jurisprudence in order to prepare it for admission as States
according to the terms of the cession. They were about to dissolve
this federative Union, and to surrender a portion of their
independent sovereignty to a new Government, which, for certain
purposes, would make the people of the several States one people, and
which was to be supreme and controlling within its sphere of action
throughout the United States; but this Government was to be carefully
limited in its powers, and to exercise no authority beyond those
expressly granted by the Constitution or necessarily to be implied
from the language of the instrument and the objects it was intended
to accomplish; and as this league of States would, upon the adoption
of the new Government, cease to have any power over the territory,
and the ordinance they had agreed upon be incapable of execution, and
a mere nullity, it was obvious that some provision was necessary to
give the new Government sufficient power to enable it to carry into
effect the objects for which it was ceded, and the compacts and
agreements which the States had made with each other in the exercise
of their powers of sovereignty. It was necessary that the lands
should be sold to pay the war debt; that a Government and system of
jurisprudence should be maintained in it to protect the citizens of
the United States who should migrate to the territory, in their
rights of person and of property. It was also necessary that the new
Government, about to be [p*436] adopted should be authorized to
maintain the claim of the United States to the unappropriated lands
in North Carolina and Georgia, which had not then been ceded but the
cession of which was confidently anticipated upon some terms that
would be arranged between the General Government and these two
States. And, moreover, there were many articles of value besides this
property in land, such as arms, military stores, munitions, and ships
of war, which were the common property of the States, when acting in
their independent characters as confederates, which neither the new
Government nor anyone else would have a right to take possession of,
or control, without authority from them; and it was to place these
things under the guardianship and protection of the new Government,
and to clothe it with the necessary powers, that the clause was
inserted in the Constitution which give Congress the power "to
dispose of and make all needful rules and regulations respecting the
territory or other property belonging to the United States." It
was intended for a specific purpose, to provide for the things we
have mentioned. It was to transfer to the new Government the property
then held in common by the States, and to give to that Government
power to apply it to the objects for which it had been destined by
mutual agreement among the States before their league was dissolved.
It applied only to the property which the States held in common at
that time, and has no reference whatever to any territory or other
property which the new sovereignty might afterwards itself acquire.
The language used in the clause, the arrangement and
combination of the powers, and the somewhat unusual phraseology it
uses when it speaks of the political power to be exercised in the
government of the territory, all indicate the design and meaning of
the clause to be such as we have mentioned. It does not speak of any
territory, nor of Territories, but uses language which, according to
its legitimate meaning, points to a particular thing. The power is
given in relation only to the territory of the United States -- that
is, to a territory then in existence, and then known or claimed as
the territory of the United States. It begins its enumeration of
powers by that of disposing, in other words, making sale of the
lands, or raising money from them, which, as we have already said,
was the main object of the cession, and which is accordingly the
first thing provided for in the article. It then gives the power
which was necessarily associated with the disposition and sale of the
lands -- that is, the power of making needful rules and regulations
respecting the territory. And whatever construction may now be given
to these words, everyone, we think, [p*437] must admit that they are
not the words usually employed by statesmen in giving supreme power
of legislation. They are certainly very unlike the words used in the
power granted to legislate over territory which the new Government
might afterwards itself obtain by cession from a State, either for
its seat of Government or for forts, magazines, arsenals, dockyards,
and other needful buildings.
And the same power of making needful rules respecting
the territory is, in precisely the same language, applied to the
other property belonging to the United States -- associating the
power over the territory in this respect with the power over movable
or personal property -- that is, the ships, arms, and munitions of
war, which then belonged in common to the State sovereignties. And it
will hardly be said that this power, in relation to the
last-mentioned objects, was deemed necessary to be thus specially
given to the new Government in order to authorize it to make needful
rules and regulations respecting the ships it might itself build, or
arms and munitions of war it might itself manufacture or provide for
the public service.
No one, it is believed, would think a moment of
deriving the power of Congress to make needful rules and regulations
in relation to property of this kind from this clause of the
Constitution. Nor can it, upon any fair construction, be applied to
any property but that which the new Government was about the receive
from the confederated States. And if this be true as to this
property, it must be equally true and limited as to the territory,
which is so carefully and precisely coupled with it -- and like it
referred to as property in the power granted. The concluding words of
the clause appear to render this construction irresistible, for,
after the provisions we have mentioned, it proceeds to say, "that
nothing in the Constitution shall be so construed as to prejudice any
claims of the United States, or of any particular State."
Now, as we have before said, all of the States except
North Carolina and Georgia had made the cession before the
Constitution was adopted, according to the resolution of Congress of
October 10, 1780. The claims of other States that the unappropriated
lands in these two States should be applied to the common benefit in
like manner was still insisted on, but refused by the States. And
this member of the clause in question evidently applies to them, and
can apply to nothing else. It was to exclude the conclusion that
either party, by adopting the Constitution, would surrender what they
deemed their rights. And when the latter provision relates so
obviously to the unappropriated lands not yet ceded by the States,
and the first clause makes provision for those then actually ceded,
it is [p*438] impossible, by any just rule of construction, to make
the first provision general, and extend to all territories, which the
Federal Government might in any way afterwards acquire, when the
latter is plainly and unequivocally confined to a particular
territory; which was a part of the same controversy, and involved in
the same dispute, and depended upon the same principles. The union of
the two provisions in the same clause shows that they were kindred
subjects, and that the whole clause is local, and relates only to
lands within the limits of the United States which had been or then
were claimed by a State, and that no other territory was in the mind
of the framers of the Constitution or intended to be embraced in it.
Upon any other construction, it would be impossible to account for
the insertion of the last provision in the place where it is found,
or to comprehend why or for what object it was associated with the
previous provision.
This view of the subject is confirmed by the manner in
which the present Government of the United States dealt with the
subject as soon as it came into existence. It must be borne in mind
that the same States that formed the Confederation also formed and
adopted the new Government, to which so large a portion of their
former sovereign powers were surrendered. It must also be borne in
mind that all of these same States which had then ratified the new
Constitution were represented in the Congress which passed the first
law for the government of this territory, and many of the members of
that legislative body had been deputies from the States under the
Confederation -- had united in adopting the Ordinance of 1787 and
assisted in forming the new Government under which they were then
acting, and whose powers they were then exercising. And it is obvious
from the law they passed to carry into effect the principles and
provisions of the ordinance that they regarded it as the act of the
States done in the exercise of their legitimate powers at the time.
The new Government took the territory as it found it, and in the
condition in which it was transferred, and did not attempt to undo
anything that had been done. And among the earliest laws passed under
the new Government is one reviving the Ordinance of 1787, which had
become inoperative and a nullity upon the adoption of the
Constitution. This law introduces no new form or principles for its
government, but recites, in the preamble, that it is passed in order
that this ordinance may continue to have full effect, and proceeds to
make only those rules and regulations which were needful to adapt it
to the new Government, into whose hands the power had fallen. It
appears, therefore, that this Congress regarded the purposes [p*439]
to which the land in this Territory was to be applied and the form of
government and principles of jurisprudence which were to prevail
there, while it remained in the Territorial state, as already
determined on by the States when they had full power and right to
make the decision, and that the new Government, having received it in
this condition, ought to carry substantially into effect the plans
and principles which had been previously adopted by the States, and
which no doubt the States anticipated when they surrendered their
power to the new Government. And if we regard this clause of the
Constitution as pointing to this Territory, with a Territorial
Government already established in it, which had been ceded to the
States for the purposes hereinbefore mentioned -- every word in it is
perfectly appropriate and easily understood, and the provisions it
contains are in perfect harmony with the objects for which it was
ceded, and with the condition of its government as a Territory at the
time. We can, then, easily account for the manner in which the first
Congress legislated on the subject -- and can also understand why
this power over the territory was associated in the same clause with
the other property of the United States, and subjected to the like
power of making needful rules and regulations. But if the clause is
construed in the expanded sense contended for, so as to embrace any
territory acquired from a foreign nation by the present Government
and to give it in such territory a despotic and unlimited power over
persons and property such as the confederated States might exercise
in their common property, it would be difficult to account for the
phraseology used when compared with other grants of power -- and also
for its association with the other provisions in the same clause.
The Constitution has always been remarkable for the
felicity of its arrangement of different subjects and the perspicuity
and appropriateness of the language it uses. But if this clause is
construed to extend to territory acquired by the present Government
from a foreign nation, outside of the limits of any charter from the
British Government to a colony, it would be difficult to say why it
was deemed necessary to give the Government the power to sell any
vacant lands belonging to the sovereignty which might be found within
it, and, if this was necessary, why the grant of this power should
precede the power to legislate over it and establish a Government
there, and still more difficult to say why it was deemed necessary so
specially and particularly to grant the power to make needful rules
and regulations in relation to any personal or movable property it
might acquire there. For the words other property necessarily,
by every known rule of interpretation, must mean [p*440] property of
a different description from territory or land. And the difficulty
would perhaps be insurmountable in endeavoring to account for the
last member of the sentence, which provides that "nothing in
this Constitution shall be so construed as to prejudice any claims of
the United States or any particular State," or to say how any
particular State could have claims in or to a territory ceded by a
foreign Government, or to account for associating this provision with
the preceding provisions of the clause, with which it would appear to
have no connection.
The words "needful rules and regulations"
would seem also to have been cautiously used for some definite
object. They are not the words usually employed by statesmen when
they mean to give the powers of sovereignty, or to establish a
Government, or to authorize its establishment. Thus, in the law to
renew and keep alive the Ordinance of 1787 and to reestablish the
Government, the title of the law is: "An act to provide for the
government of the territory northwest of the river Ohio." And in
the Constitution, when granting the power to legislate over the
territory that may be selected for the seat of Government
independently of a State, it does not say Congress shall have power
"to make all needful rules and regulations respecting the
territory," but it declares that
Congress shall have power to exercise exclusive legislation in all
cases whatsoever over such District (not exceeding ten miles square)
as may, by cession of particular States and the acceptance of
Congress, become the seat of the Government of the United States.
The words "rules and regulations" are usually
employed in the Constitution in speaking of some particular specified
power which it means to confer on the Government, and not, as we have
seen, when granting general powers of legislation. As, for example,
in the particular power to Congress "to make rules for the
government and regulation of the land and naval forces, or the
particular and specific power to regulate commerce;" "to
establish an uniform rule of naturalization;" "to
coin money and regulate the value thereof." And to
construe the words of which we are speaking as a general and
unlimited grant of sovereignty over territories which the Government
might afterwards acquire is to use them in a sense and for a purpose
for which they were not used in any other part of the instrument. But
if confined to a particular Territory, in which a Government and laws
had already been established but which would require some alterations
to adapt it to the new Government, the words are peculiarly
applicable and appropriate for that purpose. [p*441]
The necessity of this special provision in relation to
property and the rights or property held in common by the
confederated States is illustrated by the first clause of the sixth
article. This clause provides that
all debts, contracts, and engagements entered into before the
adoption of this Constitution shall be as valid against the United
States under this Government as under the Confederation.
This provision, like the one under consideration, was
indispensable if the new Constitution was adopted. The new Government
was not a mere change in a dynasty, or in a form of government,
leaving the nation or sovereignty the same, and clothed with all the
rights, and bound by all the obligations of the preceding one. But,
when the present United States came into existence under the new
Government, it was a new political body, a new nation, then for the
first time taking its place in the family of nations. It took nothing
by succession from the Confederation. It had no right, as its
successor, to any property or rights of property which it had
acquired, and was not liable for any of its obligations. It was
evidently viewed in this light by the framers of the Constitution.
And as the several States would cease to exist in their former
confederated character upon the adoption of the Constitution, and
could not, in that character, again assemble together, special
provisions were indispensable to transfer to the new Government the
property and rights which at that time they held in common, and at
the same time to authorize it to lay taxes and appropriate money to
pay the common debt which they had contracted; and this power could
only be given to it by special provisions in the Constitution. The
clause in relation to the territory and other property of the United
States provided for the first, and the clause last quoted provided
for the other. They have no connection with the general powers and
rights of sovereignty delegated to the new Government, and can
neither enlarge nor diminish them. They were inserted to meet a
present emergency, and not to regulate its powers as a Government.
Indeed, a similar provision was deemed necessary in
relation to treaties made by the Confederation; and when, in the
clause next succeeding the one of which we have last spoken, it is
declared that treaties shall be the supreme law of the land, care is
taken to include, by express words, the treaties made by the
confederated States. The language is: "and all treaties made, or
which shall be made, under the authority of the United States, shall
be the supreme law of the land."
Whether, therefore, we take the particular clause in
question, by itself, or in connection with the other provisions of
the Constitution, we think it clear that it applies only to the
particular [p*442] territory of which we have spoken, and cannot, by
any just rule of interpretation, be extended to territory which the
new Government might afterwards obtain from a foreign nation.
Consequently, the power which Congress may have lawfully exercised in
this Territory, while it remained under a Territorial Government, and
which may have been sanctioned by judicial decision, can furnish no
justification and no argument to support a similar exercise of power
over territory afterwards acquired by the Federal Government. We put
aside, therefore, any argument, drawn from precedents, showing the
extent of the power which the General Government exercised over
slavery in this Territory, as altogether inapplicable to the case
before us.
But the case of the American and Ocean Insurance
Companies v. Canter, 1 Pet. 511, has been quoted as establishing
a different construction of this clause of the Constitution. There
is, however, not the slightest conflict between the opinion now given
and the one referred to, and it is only by taking a single sentence
out of the latter and separating it from the context that even an
appearance of conflict can be shown. We need not comment on such a
mode of expounding an opinion of the court. Indeed, it most commonly
misrepresents instead of expounding it. And this is fully exemplified
in the case referred to, where, if one sentence is taken by itself,
the opinion would appear to be in direct conflict with that now
given, but the words which immediately follow that sentence show that
the court did not mean to decide the point, but merely affirmed the
power of Congress to establish a Government in the Territory, leaving
it an open question whether that power was derived from this clause
in the Constitution, or was to be necessarily inferred from a power
to acquire territory by cession from a foreign Government. The
opinion on this part of the case is short, and we give the whole of
it to show how well the selection of a single sentence is calculated
to mislead.
The passage referred to is in page 542, in which the
court, in speaking of the power of Congress to establish a
Territorial Government in Florida until it should become a State,
uses the following language:
In the meantime, Florida continues to be a Territory of the United
States, governed by that clause of the Constitution which empowers
Congress to make all needful rules and regulations respecting the
territory or other property of the United States. Perhaps the power
of governing a Territory belonging to the United States which has
not, by becoming a State, acquired the means of self-government may
result necessarily from the facts that it is not within the
jurisdiction of any particular [p*443] State, and is within the power
and jurisdiction of the United States. The right to govern may be the
inevitable consequence of the right to acquire territory. Whichever
may be the source from which the power is derived, the possession of
it is unquestionable.
It is thus clear from the whole opinion on this point
that the court did not mean to decide whether the power was derived
from the clause in the Constitution or was the necessary consequence
of the right to acquire. They do decide that the power in Congress is
unquestionable, and in this we entirely concur, and nothing will be
found in this opinion to the contrary. The power stands firmly on the
latter alternative put by the court -- that is, as "the
inevitable consequence of the right to acquire territory."
And what still more clearly demonstrates that the court
did not mean to decide the question, but leave it open for future
consideration, is the fact that the case was decided in the Circuit
Court by Mr. Justice Johnson, and his decision was affirmed by the
Supreme Court. His opinion at the circuit is given in full in a note
to the case, and in that opinion he states, in explicit terms, that
the clause of the Constitution applies only to the territory then
within the limits of the United States, and not to Florida, which had
been acquired by cession from Spain. This part of his opinion will be
found in the note in page 517 of the report. But he does not dissent
from the opinion of the Supreme Court, thereby showing that, in his
judgment as well as that of the court, the case before them did not
call for a decision on that particular point, and the court abstained
from deciding it. And in a part of its opinion subsequent to the
passage we have quoted, where the court speak of the legislative
power of Congress in Florida, they still speak with the same reserve.
And in page 546, speaking of the power of Congress to authorize the
Territorial Legislature to establish courts there, the court say:
They are legislative courts, created in virtue of the general
right of sovereignty which exists in the Government, or in virtue of
that clause which enables Congress to make all needful rules and
regulations respecting the territory belonging to the United States.
It has been said that the construction given to this
clause is new, and now for the first time brought forward. The case
of which we are speaking, and which has been so much discussed, shows
that the fact is otherwise. It shows that precisely the same question
came before Mr. Justice Johnson, at his circuit, thirty years ago --
was fully considered by him, and the same construction given to the
clause in the Constitution which is now given by this court. And that
upon an appeal [p*444] from his decision the same question was
brought before this court, but was not decided because a decision
upon it was not required by the case before the court.
There is another sentence in the opinion which has been
commented on, which even in a still more striking manner shows how
one may mislead or be misled by taking out a single sentence from the
opinion of a court, and leaving out of view what precedes and
follows. It is in page 546, near the close of the opinion, in which
the court say: "In legislating for them," (the territories
of the United States) "Congress exercises the combined powers of
the General and of a State Government." And it is said that, as
a State may unquestionably prohibit slavery within its territory,
this sentence decides in effect that Congress may do the same in a
Territory of the United States, exercising there the powers of a
State as well as the power of the General Government.
The examination of this passage in the case referred to
would be more appropriate when we come to consider in another part of
this opinion what power Congress can constitutionally exercise in a
Territory, over the rights of person or rights of property of a
citizen. But, as it is in the same case with the passage we have
before commented on, we dispose of it now, as it will save the court
from the necessity of referring again to the case. And it will be
seen upon reading the page in which this sentence is found that it
has no reference whatever to the power of Congress over rights of
person or rights of property, but relates altogether to the power of
establishing judicial tribunals to administer the laws
constitutionally passed, and defining the jurisdiction they may
exercise.
The law of Congress establishing a Territorial
Government in Florida provided that the Legislature of the Territory
should have legislative powers over "all rightful objects of
legislation, but no law should be valid which was inconsistent with
the laws and Constitution of the United States."
Under the power thus conferred, the Legislature of
Florida passed an act erecting a tribunal at Key West to decide cases
of salvage. And in the case of which we are speaking, the question
arose whether the Territorial Legislature could be authorized by
Congress to establish such a tribunal, with such powers, and one of
the parties, among other objections, insisted that Congress could not
under the Constitution authorize the Legislature of the Territory to
establish such a tribunal with such powers, but that it must be
established by Congress itself, and that a sale of cargo made under
its order to pay salvors was void as made without legal authority,
and passed no property to the purchaser. [p*445]
It is in disposing of this objection that the sentence
relied on occurs, and the court begin that part of the opinion by
stating with great precision the point which they are about to
decide.
They say:
It has been contended that by the Constitution of the United
States, the judicial power of the United States extends to all cases
of admiralty and maritime jurisdiction, and that the whole of the
judicial power must be vested "in one Supreme Court, and in such
inferior courts as Congress shall from time to time ordain and
establish." Hence it has been argued that Congress cannot vest
admiralty jurisdiction in courts created by the Territorial
Legislature.
And after thus clearly stating the point before them
and which they were about to decide, they proceed to show that these
Territorial tribunals were not constitutional courts, but merely
legislative, and that Congress might therefore delegate the power to
the Territorial Government to establish the court in question, and
they conclude that part of the opinion in the following words:
Although admiralty jurisdiction can be exercised in the States in
those courts only which are established in pursuance of the third
article of the Constitution, the same limitation does not extend to
the Territories. In legislating for them, Congress exercises the
combined powers of the General and State Governments.
Thus it will be seen by these quotations from the
opinion that the court, after stating the question it was about to
decide in a manner too plain to be misunderstood, proceeded to decide
it, and announced, as the opinion of the tribunal, that in organizing
the judicial department of the Government in a Territory of the
United States, Congress does not act under, and is not restricted by,
the third article in the Constitution, and is not bound, in a
Territory, to ordain and establish courts in which the judges hold
their offices during good behaviour, but may exercise the
discretionary power which a State exercises in establishing its
judicial department and regulating the jurisdiction of its courts,
and may authorize the Territorial Government to establish, or may
itself establish, courts in which the judges hold their offices for a
term of years only, and may vest in them judicial power upon subjects
confided to the judiciary of the United States. And in doing this,
Congress undoubtedly exercises the combined power of the General and
a State Government. It exercises the discretionary power of a State
Government in authorizing the establishment of a court in which the
judges hold their appointments for a term of years only, and not
during good behaviour, and it exercises the power of the General
Government in investing that [p*446] court with admiralty
jurisdiction, over which the General Government had exclusive
jurisdiction in the Territory.
No one, we presume, will question the correctness of
that opinion; nor is there anything in conflict with it in the
opinion now given. The point decided in the case cited has no
relation to the question now before the court. That depended on the
construction of the third article of the Constitution, in relation to
the judiciary of the United States, and the power which Congress
might exercise in a Territory in organizing the judicial department
of the Government. The case before us depends upon other and
different provisions of the Constitution altogether separate and
apart from the one above mentioned. The question as to what courts
Congress may ordain or establish in a Territory to administer laws
which the Constitution authorizes it to pass, and what laws it is or
is not authorized by the Constitution to pass, are widely different
-- are regulated by different and separate articles of the
Constitution, and stand upon different principles. And we are
satisfied that no one who reads attentively the page in Peters'
Reports to which we have referred can suppose that the attention of
the court was drawn for a moment to the question now before this
court, or that it meant in that case to say that Congress had a right
to prohibit a citizen of the United States from taking any property
which he lawfully held into a Territory of the United States.
This brings us to examine by what provision of the
Constitution the present Federal Government, under its delegated and
restricted powers, is authorized to acquire territory outside of the
original limits of the United States, and what powers it may exercise
therein over the person or property of a citizen of the United States
while it remains a Territory and until it shall be admitted as one of
the States of the Union.
There is certainly no power given by the Constitution
to the Federal Government to establish or maintain colonies bordering
on the United States or at a distance to be ruled and governed at its
own pleasure, nor to enlarge its territorial limits in any way except
by the admission of new States. That power is plainly given, and if a
new State is admitted, it needs no further legislation by Congress,
because the Constitution itself defines the relative rights and
powers and duties of the State, and the citizens of the State, and
the Federal Government. But no power is given to acquire a Territory
to be held and governed permanently in that character.
And indeed the power exercised by Congress to acquire
territory and establish a Government there, according to its own
unlimited discretion, was viewed with great jealousy by the [p*447]
leading statesmen of the day. And in the Federalist No. 38, written
by Mr. Madison, he speaks of the acquisition of the Northwestern
Territory by the confederated States, by the cession from Virginia,
and the establishment of a Government there, as an exercise of power
not warranted by the Articles of Confederation, and dangerous to the
liberties of the people. And he urges the adoption of the
Constitution as a security and safeguard against such an exercise of
power.
We do not mean, however, to question the power of
Congress in this respect. The power to expand the territory of the
United States by the admission of new States is plainly given, and,
in the construction of this power by all the departments of the
Government, it has been held to authorize the acquisition of
territory not fit for admission at the time, but to be admitted as
soon as its population and situation would entitle it to admission.
It is acquired to become a State, and not to be held as a colony and
governed by Congress with absolute authority, and, as the propriety
of admitting a new State is committed to the sound discretion of
Congress, the power to acquire territory for that purpose, to be held
by the United States until it is in a suitable condition to become a
State upon an equal footing with the other States, must rest upon the
same discretion. It is a question for the political department of the
Government, and not the judicial, and whatever the political
department of the Government shall recognise as within the limits of
the United States, the judicial department is also bound to recognise
and to administer in it the laws of the United States so far as they
apply, and to maintain in the Territory the authority and rights of
the Government and also the personal rights and rights of property of
individual citizens as secured by the Constitution. All we mean to
say on this point is that, as there is no express regulation in the
Constitution defining the power which the General Government may
exercise over the person or property of a citizen in a Territory thus
acquired, the court must necessarily look to the provisions and
principles of the Constitution and its distribution of powers for the
rules and principles by which its decision must be governed.
Taking this rule to guide us, it may be safely assumed
that citizens of the United States who migrate to a Territory
belonging to the people of the United States cannot be ruled as mere
colonists, dependent upon the will of the General Government and to
be governed by any laws it may think proper to impose. The principle
upon which our Governments rest and upon which alone they continue to
exist, is the union of States, sovereign and independent within their
own limits in [p*448] their internal and domestic concerns, and bound
together as one people by a General Government, possessing certain
enumerated and restricted powers delegated to it by the people of the
several States, and exercising supreme authority within the scope of
the powers granted to it throughout the dominion of the United
States. A power, therefore, in the General Government to obtain and
hold colonies and dependent territories over which they might
legislate without restriction would be inconsistent with its own
existence in its present form. Whatever it acquires, it acquires for
the benefit of the people of the several States who created it. It is
their trustee acting for them, and charged with the duty of promoting
the interests of the whole people of the Union in the exercise of the
powers specifically granted.
At the time when the Territory in question was obtained
by cession from France, it contained no population fit to be
associated together and admitted as a State, and it therefore was
absolutely necessary to hold possession of it, as a Territory
belonging to the United States, until it was settled and inhabited by
a civilized community capable of self-government, and in a condition
to be admitted on equal terms with the other States as a member of
the Union. But, as we have before said, it was acquired by the
General Government as the representative and trustee of the people of
the United States, and it must therefore be held in that character
for their common and equal benefit, for it was the people of the
several States, acting through their agent and representative, the
Federal Government, who in fact acquired the Territory in question,
and the Government holds it for their common use until it shall be
associated with the other States as a member of the Union.
But, until that time arrives, it is undoubtedly
necessary that some Government should be established in order to
organize society and to protect the inhabitants in their persons and
property, and as the people of the United States could act in this
matter only through the Government which represented them and the
through which they spoke and acted when the Territory was obtained,
it was not only within the scope of its powers, but it was its duty,
to pass such laws and establish such a Government as would enable
those by whose authority they acted to reap the advantages
anticipated from its acquisition and to gather there a population
which would enable it to assume the position to which it was destined
among the States of the Union. The power to acquire necessarily
carries with it the power to preserve and apply to the purposes for
which it was acquired. The form of government to be established
[p*449] necessarily rested in the discretion of Congress. It was
their duty to establish the one that would be best suited for the
protection and security of the citizens of the United States and
other inhabitants who might be authorized to take up their abode
there, and that must always depend upon the existing condition of the
Territory as to the number and character of its inhabitants and their
situation in the Territory. In some cases, a Government consisting of
persons appointed by the Federal Government would best subserve the
interests of the Territory when the inhabitants were few and
scattered, and new to one another. In other instances, it would be
more advisable to commit the powers of self-government to the people
who had settled in the Territory, as being the most competent to
determine what was best for their own interests. But some form of
civil authority would be absolutely necessary to organize and
preserve civilized society and prepare it to become a State, and what
is the best form must always depend on the condition of the Territory
at the time, and the choice of the mode must depend upon the exercise
of a discretionary power by Congress, acting within the scope of its
constitutional authority, and not infringing upon the rights of
person or rights of property of the citizen who might go there to
reside, or for any other lawful purpose. It was acquired by the
exercise of this discretion, and it must be held and governed in like
manner until it is fitted to be a State.
But the power of Congress over the person or property
of a citizen can never be a mere discretionary power under our
Constitution and form of Government. The powers of the Government and
the rights and privileges of the citizen are regulated and plainly
defined by the Constitution itself. And when the Territory becomes a
part of the United States, the Federal Government enters into
possession in the character impressed upon it by those who created
it. It enters upon it with its powers over the citizen strictly
defined, and limited by the Constitution, from which it derives its
own existence and by virtue of which alone it continues to exist and
act as a Government and sovereignty. It has no power of any kind
beyond it, and it cannot, when it enters a Territory of the United
States, put off its character and assume discretionary or despotic
powers which the Constitution has denied to it. It cannot create for
itself a new character separated from the citizens of the United
States and the duties it owes them under the provisions of the
Constitution. The Territory being a part of the United States, the
Government and the citizen both enter it under the authority of the
Constitution, with their respective rights defined and marked out,
and the Federal Government [p*450] can exercise no power over his
person or property beyond what that instrument confers, nor lawfully
deny any right which it has reserved.
A reference to a few of the provisions of the
Constitution will illustrate this proposition.
For example, no one, we presume, will contend that
Congress can make any law in a Territory respecting the establishment
of religion, or the free exercise thereof, or abridging the freedom
of speech or of the press, or the right of the people of the
Territory peaceably to assemble and to petition the Government for
the redress of grievances.
Nor can Congress deny to the people the right to keep
and bear arms, nor the right to trial by jury, nor compel anyone to
be a witness against himself in a criminal proceeding.
These powers, and others in relation to rights of
person which it is not necessary here to enumerate, are, in express
and positive terms, denied to the General Government, and the rights
of private property have been guarded with equal care. Thus, the
rights of property are united with the rights of person, and placed
on the same ground by the fifth amendment to the Constitution, which
provides that no person shall be deprived of life, liberty, and
property, without due process of law. And an act of Congress which
deprives a citizen of the United States of his liberty or property
merely because he came himself or brought his property into a
particular Territory of the United States, and who had committed no
offence against the laws, could hardly be dignified with the name of
due process of law.
So, too, it will hardly be contended that Congress
could by law quarter a soldier in a house in a Territory without the
consent of the owner, in time of peace nor in time of war, but in a
manner prescribed by law. Nor could they by law forfeit the property
of a citizen in a Territory who was convicted of treason, for a
longer period than the life of the person convicted, nor take private
property for public use without just compensation.
The powers over person and property of which we speak
are not only not granted to Congress, but are in express terms
denied, and they are forbidden to exercise them. And this prohibition
is not confined to the States, but the words are general, and extend
to the whole territory over which the Constitution gives it power to
legislate, including those portions of it remaining under Territorial
Government, as well as that covered by States. It is a total absence
of power everywhere within the dominion of the United States, and
places the citizens of a Territory, so far as these rights are
[p*451] concerned, on the same footing with citizens of the States,
and guards them as firmly and plainly against any inroads which the
General Government might attempt under the plea of implied or
incidental powers. And if Congress itself cannot do this -- if it is
beyond the powers conferred on the Federal Government -- it will be
admitted, we presume, that it could not authorize a Territorial
Government to exercise them. It could confer no power on any local
Government established by its authority to violate the provisions of
the Constitution.
It seems, however, to be supposed that there is a
difference between property in a slave and other property and that
different rules may be applied to it in expounding the Constitution
of the United States. And the laws and usages of nations, and the
writings of eminent jurists upon the relation of master and slave and
their mutual rights and duties, and the powers which Governments may
exercise over it have been dwelt upon in the argument.
But, in considering the question before us, it must be
borne in mind that there is no law of nations standing between the
people of the United States and their Government and interfering with
their relation to each other. The powers of the Government and the
rights of the citizen under it are positive and practical regulations
plainly written down. The people of the United States have delegated
to it certain enumerated powers and forbidden it to exercise others.
It has no power over the person or property of a citizen but what the
citizens of the United States have granted. And no laws or usages of
other nations, or reasoning of statesmen or jurists upon the
relations of master and slave, can enlarge the powers of the
Government or take from the citizens the rights they have reserved.
And if the Constitution recognises the right of property of the
master in a slave, and makes no distinction between that description
of property and other property owned by a citizen, no tribunal,
acting under the authority of the United States, whether it be
legislative, executive, or judicial, has a right to draw such a
distinction or deny to it the benefit of the provisions and
guarantees which have been provided for the protection of private
property against the encroachments of the Government.
Now, as we have already said in an earlier part of this
opinion upon a different point, the right of property in a slave is
distinctly and expressly affirmed in the Constitution. The right to
traffic in it, like an ordinary article of merchandise and property,
was guarantied to the citizens of the United States in every State
that might desire it for twenty years. And the Government in express
terms is pledged to protect [p*452] it in all future time if the
slave escapes from his owner. This is done in plain words -- too
plain to be misunderstood. And no word can be found in the
Constitution which gives Congress a greater power over slave property
or which entitles property of that kind to less protection that
property of any other description. The only power conferred is the
power coupled with the duty of guarding and protecting the owner in
his rights.
Upon these considerations, it is the opinion of the
court that the act of Congress which prohibited a citizen from
holding and owning property of this kind in the territory of the
United States north of the line therein mentioned is not warranted by
the Constitution, and is therefore void, and that neither Dred Scott
himself nor any of his family were made free by being carried into
this territory, even if they had been carried there by the owner with
the intention of becoming a permanent resident.
We have so far examined the case, as it stands under
the Constitution of the United States, and the powers thereby
delegated to the Federal Government.
But there is another point in the case which depends on
State power and State law. And it is contended, on the part of the
plaintiff, that he is made free by being taken to Rock Island, in the
State of Illinois, independently of his residence in the territory of
the United States, and being so made free, he was not again reduced
to a state of slavery by being brought back to Missouri.
Our notice of this part of the case will be very brief,
for the principle on which it depends was decided in this court, upon
much consideration, in the case of Strader et al. v. Graham,
reported in 10th Howard 82. In that case, the slaves had been taken
from Kentucky to Ohio, with the consent of the owner, and afterwards
brought back to Kentucky. And this court held that their status or
condition as free or slave depended upon the laws of Kentucky when
they were brought back into that State, and not of Ohio, and that
this court had no jurisdiction to revise the judgment of a State
court upon its own laws. This was the point directly before the
court, and the decision that this court had not jurisdiction turned
upon it, as will be seen by the report of the case.
So in this case. As Scott was a slave when taken into
the State of Illinois by his owner, and was there held as such, and
brought back in that character, his status as free or slave depended
on the laws of Missouri, and not of Illinois.
It has, however, been urged in the argument that, by
the laws of Missouri, he was free on his return, and that this case
[p*453] therefore cannot be governed by the case of Strader et al.
v. Graham, where it appeared, by the laws of Kentucky, that the
plaintiffs continued to be slaves on their return from Ohio. But
whatever doubts or opinions may at one time have been entertained
upon this subject, we are satisfied, upon a careful examination of
all the cases decided in the State courts of Missouri referred to,
that it is now firmly settled by the decisions of the highest court
in the State that Scott and his family upon their return were not
free, but were, by the laws of Missouri, the property of the
defendant, and that the Circuit Court of the United States had no
jurisdiction when, by the laws of the State, the plaintiff was a
slave and not a citizen.
Moreover, the plaintiff, it appears, brought a similar
action against the defendant in the State court of Missouri, claiming
the freedom of himself and his family upon the same grounds and the
same evidence upon which he relies in the case before the court. The
case was carried before the Supreme Court of the State, was fully
argued there, and that court decided that neither the plaintiff nor
his family were entitled to freedom, and were still the slaves of the
defendant, and reversed the judgment of the inferior State court,
which had given a different decision. If the plaintiff supposed that
this judgment of the Supreme Court of the State was erroneous, and
that this court had jurisdiction to revise and reverse it, the only
mode by which he could legally bring it before this court was by writ
of error directed to the Supreme Court of the State, requiring it to
transmit the record to this court. If this had been done, it is too
plain for argument that the writ must have been dismissed for want of
jurisdiction in this court. The case of Strader and others v.
Graham is directly in point, and, indeed, independent of any
decision, the language of the 25th section of the act of 1789 is too
clear and precise to admit of controversy.
But the plaintiff did not pursue the mode prescribed by
law for bringing the judgment of a State court before this court for
revision, but suffered the case to be remanded to the inferior State
court, where it is still continued, and is, by agreement of parties,
to await the judgment of this court on the point. All of this appears
on the record before us, and by the printed report of the case.
And while the case is yet open and pending in the
inferior State court, the plaintiff goes into the Circuit Court of
the United States, upon the same case and the same evidence and
against the same party, and proceeds to judgment, and then brings
here the same case from the Circuit Court, which the law would not
have permitted him to bring directly from the [p*454] State court.
And if this court takes jurisdiction in this form, the result, so far
as the rights of the respective parties are concerned, is in every
respect substantially the same as if it had, in open violation of
law, entertained jurisdiction over the judgment of the State court
upon a writ of error, and revised and reversed its judgment upon the
ground that its opinion upon the question of law was erroneous. It
would ill become this court to sanction such an attempt to evade the
law, or to exercise an appellate power in this circuitous way which
it is forbidden to exercise in the direct and regular and invariable
forms of judicial proceedings.
Upon the whole, therefore, it is the judgment of this
court that it appears by the record before us that the plaintiff in
error is not a citizen of Missouri in the sense in which that word is
used in the Constitution, and that the Circuit Court of the United
States, for that reason, had no jurisdiction in the case, and could
give no judgment in it. Its judgment for the defendant must,
consequently, be reversed, and a mandate issued directing the suit to
be dismissed for want of jurisdiction.
Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford TOP
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