Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford
Mr. Justice McLEAN and Mr. Justice CURTIS dissented.
MCLEAN, J., Dissenting Opinion
Mr. Justice McLEAN dissenting.
This case is before us on a writ of error from the
Circuit Court for the district of Missouri.
An action of trespass was brought which charges the
defendant with an assault and imprisonment of the plaintiff, and also
of Harriet Scott, his wife, Eliza and Lizzie, his two children, on
the ground that they were his slaves, which was without right on his
part and against law.
The defendant filed a plea in abatement,
that said causes of action, and each and every of them, if any
such accrued to the said Dred Scott, accrued out of the jurisdiction
of this court, and exclusively within the jurisdiction of the courts
of the State of Missouri, for that, to-wit, said plaintiff, Dred
Scott, is not a citizen of the State of Missouri, as alleged in his
declaration, because he is a negro of African descent, his ancestors
were of pure African blood, and were brought into this country and
sold as negro slaves, and this the said Sandford is ready to verify,
wherefore he prays judgment whether the court can or will take
further cognizance of the action aforesaid.
To this a demurrer was filed which, on argument, was
sustained by the court, the plea in abatement being held
insufficient; the defendant was ruled to plead over. Under this rule,
he pleaded: 1. Not guilty, 2. That Dred Scott was a negro slave, the
property of the defendant, and 3. That Harriet, the wife, and Eliza
and Lizzie, the daughters of the plaintiff, were the lawful slaves of
the defendant.
Issue was joined on the first plea, and replications of
de injuria were filed to the other pleas.
The parties agreed to the following facts: In the year
1834, the plaintiff was a negro slave belonging to Dr. Emerson, who
was a surgeon in the army of the United States. In that year, Dr.
Emerson took the plaintiff from the State of Missouri to [p*530] the
post of Rock Island, in the State of Illinois, and held him there as
a slave until the month of April or May, 1836. At the time last
mentioned, Dr. Emerson removed the plaintiff from Rock Island to the
military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the territory Known as Upper Louisiana,
acquired by the United States of France, and situate north of
latitude thirty-six degrees thirty minutes north, and north of the
State of Missouri. Dr. Emerson held the plaintiff in slavery, at Fort
Snelling from the last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second
count of the plaintiff's declaration, was the negro slave of Major
Taliaferro, who belonged to the army of the United States. In that
year, Major Taliaferro took Harriet to Fort Snelling, a military post
situated as hereinbefore stated, and kept her there as a slave until
the year 1836, and then sold and delivered her as a slave, at Fort
Snelling, unto Dr. Emerson, who held her in slavery at that place
until the year 1838.
In the year 1836, the plaintiff and Harriet were
married at Fort Snelling, with the consent of Dr. Emerson, who
claimed to be their master and owner. Eliza and Lizzie, named in the
third count of the plaintiff's declaration, are the fruit of that
marriage. Eliza is about fourteen years old, and was born on board
the steamboat Gipsey, north of the north line of the State of
Missouri, and upon the river Mississippi. Lizzie is about seven years
old, and was born in the State of Missouri at the military post
called Jefferson Barracks.
In the year 1838, Dr. Emerson removed the plaintiff and
said Harriet and their daughter Eliza from Fort Snelling to the State
of Missouri, where they have ever since resided.
Before the commencement of the suit, Dr. Emerson sold
and conveyed the plaintiff, Harriet, Eliza, and Lizzie, to the
defendant as slaves, and he has ever since claimed to hold them as
slaves.
At the times mentioned in the plaintiff's declaration,
the defendant, claiming to be the owner, laid his hands upon said
plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them, doing in
this respect, however, no more than he might lawfully do if they were
of right his slaves at such times.
In the first place, the plea to the jurisdiction is not
before us on this writ of error. A demurrer to the plea was
sustained, which ruled the plea bad, and the defendant, on leave,
pleaded over.
The decision on the demurrer was in favor of the
plaintiff, and, as the plaintiff prosecutes this writ of error, he
does not complain of the decision on the demurrer. The defendant
[p*531] might have complained of this decision, as against him, and
have prosecuted a writ of error to reverse it. But as the case, under
the instruction of the court to the jury, was decided in his favor,
of course he had no ground of complaint.
But it is said, if the court, on looking at the record,
shall clearly perceive that the Circuit Court had no jurisdiction, it
is a ground for the dismissal of the case. This may be characterized
as rather a sharp practice, and one which seldom, if ever, occurs. No
case was cited in the argument as authority, and not a single case
precisely in point is recollected in our reports. The pleadings do
not show a want of jurisdiction. This want of jurisdiction can only
be ascertained by a judgment on the demurrer to the special plea. No
such case, it is believed, can be cited. But if this rule of practice
is to be applied in this case, and the plaintiff in error is required
to answer and maintain as well the points ruled in his favor, as to
show the error of those ruled against him, he has more than an
ordinary duty to perform. Under such circumstances, the want of
jurisdiction in the Circuit Court must be so clear as not to admit of
doubt. Now the plea which raises the question of jurisdiction, in my
judgment, is radically defective. The gravamen of the plea is this:
That the plaintiff is a negro of African descent, his ancestors
being of pure African blood, and were brought into this country and
sold as negro slaves.
There is no averment in this plea which shows or
conduces to show an inability in the plaintiff to sue in the Circuit
Court. It does not allege that the plaintiff had his domicil in any
other State, nor that he is not a free man in Missouri. He is averred
to have had a negro ancestry, but this does not show that he is not a
citizen of Missouri within the meaning of the act of Congress
authorizing him to sue in the Circuit Court. It has never been held
necessary, to constitute a citizen within the act, that he should
have the qualifications of an elector. Females and minors may sue in
the Federal courts, and so may any individual who has a permanent
domicil in the State under whose laws his rights are protected, and
to which he owes allegiance.
Being born under our Constitution and laws, no
naturalization is required, as one of foreign birth, to make him a
citizen. The most general and appropriate definition of the term
citizen is "a freeman." Being a freeman, and having his
domicil in a State different from that of the defendant, he is a
citizen within the act of Congress, and the courts of the Union are
open to him.
It has often been held that the jurisdiction, as
regards parties, can only be exercised between citizens of different
States, [p*532] and that a mere residence is not sufficient, but this
has been said to distinguish a temporary from a permanent residence.
To constitute a good plea to the jurisdiction, it must
negative those qualities and rights which enable an individual to sue
in the Federal courts. This has not been done, and on this ground the
plea was defective, and the demurrer was properly sustained. No
implication can aid a plea in abatement or in bar; it must be
complete in itself; the facts stated, if true, must abate or bar the
right of the plaintiff to sue. This is not the character of the above
plea. The facts stated, if admitted, are not inconsistent with other
facts which may be presumed and which bring the plaintiff within the
act of Congress.
The pleader has not the boldness to allege that the
plaintiff is a slave, as that would assume against him the matter in
controversy, and embrace the entire merits of the case in a plea to
the jurisdiction. But beyond the facts set out in the plea, the
court, to sustain it, must assume the plaintiff to be a slave, which
is decisive on the merits. This is a short and an effectual mode of
deciding the cause, but I am yet to learn that it is sanctioned by
any known rule of pleading.
The defendant's counsel complain that, if the court
take jurisdiction on the ground that the plaintiff is free, the
assumption is against the right of the master. This argument is
easily answered. In the first place, the plea does not show him to be
a slave; it does not follow that a man is not free whose ancestors
were slaves. The reports of the Supreme Court of Missouri show that
this assumption has many exceptions, and there is no averment in the
plea that the plaintiff is not within them.
By all the rules of pleading, this is a fatal defect in
the plea. If there be doubt, what rule of construction has been
established in the slave States? In Jacob v. Sharp, Meigs's
Rep., Tennessee 114, the court held, when there was doubt as to the
construction of a will which emancipated a slave, "it must be
construed to be subordinate to the higher and more important right of
freedom."
No injustice can result to the master from an exercise
of jurisdiction in this cause. Such a decision does not in any degree
affect the merits of the case; it only enables the plaintiff to
assert his claims to freedom before this tribunal. If the
jurisdiction be ruled against him on the ground that he is a slave,
it is decisive of his fate.
It has been argued that, if a colored person be made a
citizen of a State, he cannot sue in the Federal court. The
Constitution declares that Federal jurisdiction "may be
exercised between citizens of different States," and the same is
provided [p*533] in the act of 1789. The above argument is properly
met by saying that the Constitution was intended to be a practical
instrument, and where its language is too plain to be misunderstood,
the argument ends.
In Chirae v. Chirae, 2 Wheat. 261, 4 Curtis 99,
this court says: "That the power of naturalization is
exclusively in Congress does not seem to be, and certainly ought not
to be, controverted." No person can legally be made a citizen of
a State, and consequently a citizen of the United States, of foreign
birth, unless he be naturalized under the acts of Congress. Congress
has power "to establish a uniform rule of naturalization."
It is a power which belongs exclusively to Congress, as
intimately connected with our Federal relations. A State may
authorize foreigners to hold real estate within its jurisdiction, but
it has no power to naturalize foreigners, and give them the rights of
citizens. Such a right is opposed to the acts of Congress on the
subject of naturalization, and subversive of the Federal powers. I
regret that any countenance should be given from this bench to a
practice like this in some of the States, which has no warrant in the
Constitution.
In the argument, it was said that a colored citizen
would not be an agreeable member of society. This is more a matter of
taste than of law. Several of the States have admitted persons of
color to the right of suffrage, and, in this view, have recognised
them as citizens, and this has been done in the slave as well as the
free States. On the question of citizenship, it must be admitted that
we have not been very fastidious. Under the late treaty with Mexico,
we have made citizens of all grades, combinations, and colors. The
same was done in the admission of Louisiana and Florida. No one ever
doubted, and no court ever held that the people of these Territories
did not become citizens under the treaty. They have exercised all the
rights of citizens, without being naturalized under the acts of
Congress.
There are several important principles involved in this
case which have been argued, and which may be considered under the
following heads:
1. The locality of slavery, as settled by this court
and the courts of the States.
2. The relation which the Federal Government bears to
slavery in the States.
3. The power of Congress to establish Territorial
Governments and to prohibit the introduction of slavery therein.
4. The effect of taking slaves into a new State or
Territory, and so holding them, where slavery is prohibited.
5. Whether the return of a slave under the control of
his [p*534] master, after being entitled to his freedom, reduces him
to his former condition.
6. Are the decisions of the Supreme Court of Missouri
on the questions before us binding on this court within the rule
adopted.
In the course of my judicial duties, I have had
occasion to consider and decide several of the above points.
1. As to the locality of slavery. The civil law
throughout the Continent of Europe, it is believed, without an
exception, is that slavery can exist only within the territory where
it is established, and that, if a slave escapes or is carried beyond
such territory, his master cannot reclaim him, unless by virtue of
some express stipulation. Grotius, lib. 2, chap. 15, 5, 1, lib. 10,
chap. 10, 2, 1, Wicqueposts Ambassador, lib. 1, p. 418, 4 Martin 385,
Case of the Creole in the House of Lords, 1842, 1 Phillimore on
International Law 316, 335.
There is no nation in Europe which considers itself
bound to return to his master a fugitive slave under the civil law or
the law of nations. On the contrary, the slave is held to be free
where there is no treaty obligation, or compact in some other form,
to return him to his master. The Roman law did now allow freedom to
be sold. An ambassador or any other public functionary could not take
a slave to France, Spain, or any other country of Europe without
emancipating him. A number of slaves escaped from a Florida
plantation, and were received on board of ship by Admiral Cochrane;
by the King's Bench, they were held to be free. 2 Barn. and Cres.
440.
In the great and leading case of Prigg v. The State
of Pennsylvania, 16 Peters 594, 14 Curtis 421, this court said
that, by the general law of nations, no nation is bound to recognise
the state of slavery, as found within its territorial dominions,
where it is in opposition to its own policy and institutions, in
favor of the subjects of other nations where slavery is organized. If
it does it, it is as a matter of comity, and not as a matter of
international right. The state of slavery is deemed to be a mere
municipal regulation, founded upon and limited to the range of the
territorial laws. This was fully recognised in Somersett's Case,
Lafft's Rep. 1, 20 Howell's State Trials, 79, which was decided
before the American Revolution.
There was some contrariety of opinion among the judges
on certain points ruled in Prigg's Case, but there was none in
regard to the great principle that slavery is limited to the range of
the laws under which it is sanctioned.
No case in England appears to have been more thoroughly
examined than that of Somersett. The judgment pronounced
[p*535] by Lord Mansfield was the judgment of the Court of King's
Bench. The cause was argued at great length, and with great ability,
by Hargrave and others, who stood among the most eminent counsel in
England. It was held under advisement from term to term, and a due
sense of its importance was felt and expressed by the Bench.
In giving the opinion of the court, Lord Mansfield
said:
The state of slavery is of such a nature that it is incapable of
being introduced on any reasons, moral or political, but only by
positive law, which preserves its force long after the reasons,
occasion, and time itself from whence it was created is erased from
the memory; it is of a nature that nothing can be suffered to support
it but positive law.
He referred to the contrary opinion of Lord Hardwicke,
in October, 1749, as Chancellor: "That he and Lord Talbot, when
Attorney and Solicitor General, were of opinion that no such claim as
here presented, for freedom, was valid."
The weight of this decision is sought to be impaired
from the terms in which it was described by the exuberant imagination
of Curran. The words of Lord Mansfield, in giving the opinion of the
court, were such as were fit to be used by a great judge in a most
important case. It is a sufficient answer to all objections to that
judgment that it was pronounced before the Revolution, and that it
was considered by this court as the highest authority. For near a
century, the decision in Somersett's Case has remained the law
of England. The Case of the Slave Grace, decided by Lord
Stowell in 1827, does not, as has been supposed, overrule the
judgment of Lord Mansfield. Lord Stowell held that, during the
residence of the slave in England, "No dominion, authority, or
coercion, can be exercised over him." Under another head, I
shall have occasion to examine the opinion in the Case of Grace.
To the position that slavery can only exist except
under the authority of law, it is objected that in few if in any
instances has it been established by statutory enactment. This is no
answer to the doctrine laid down by the court. Almost all the
principles of the common law had their foundation in usage. Slavery
was introduced into the colonies of this country by Great Britain at
an early period of their history, and it was protected and cherished
until it became incorporated into the colonial policy. It is
immaterial whether a system of slavery was introduced by express law
or otherwise, if it have the authority of law. There is no slave
State where the institution is not recognised and protected by
statutory enactments and judicial decisions. Slaves are made property
by the laws of the slave States, and as such are liable to the claims
of creditors; [p*536] they descend to heirs, are taxed, and, in the
South, they are a subject of commerce.
In the case of Rankin v. Lydia, 2 A. K.
Marshall's Rep., Judge Mills, speaking for the Court of Appeals of
Kentucky, says:
In deciding the question [of slavery], we disclaim the influence
of the general principles of liberty which we all admire, and
conceive it ought to be decided by the law as it is, and not as it
ought to be. Slavery is sanctioned by the laws of this State, and the
right to hold slaves under our municipal regulations is
unquestionable. But we view this as a right existing by positive law
of a municipal character, without foundation in the law of nature or
the unwritten and common law.
I will now consider the relation which the Federal
Government bears to slavery in the States:
Slavery is emphatically a State institution. In the
ninth section of the first article of the Constitution, it is
provided
that the migration or importation of such persons as any of the
States now existing shall think proper to admit shall not be
prohibited by the Congress prior to the year 1808, but a tax or duty
may be imposed on such importation not exceeding ten dollars for each
person.
In the Convention, it was proposed by a committee of
eleven to limit the importation of slaves to the year 1800, when Mr.
Pinckney moved to extend the time to the year 1808. This motion was
carried -- New Hampshire, Massachusetts, Connecticut, Maryland, North
Carolina, South Carolina, and Georgia, voting in the affirmative, and
New Jersey, Pennsylvania, and Virginia, in the negative. In
opposition to the motion, Mr. Madison said:
Twenty years will produce all the mischief that can be apprehended
from the liberty to import slaves, so long a term will be more
dishonorable to the American character than to say nothing about it
in the Constitution.
Madison Papers.
The provision in regard to the slave trade shows
clearly that Congress considered slavery a State institution, to be
continued and regulated by its individual sovereignty; and to
conciliate that interest, the slave trade was continued twenty years
not as a general measure, but for the "benefit of such States as
shall think proper to encourage it."
In the case of Groves v. Slaughter, 15 Peters
499, 14 Curtis 137, Messrs. Clay and Webster contended that, under
the commercial power, Congress had a right to regulate the slave
trade among the several States, but the court held that Congress had
no power to interfere with slavery as it exists in the States, or to
regulate what is called the slave trade among [p*537] them. If this
trade were subject to the commercial power, it would follow that
Congress could abolish or establish slavery in every State of the
Union.
The only connection which the Federal Government holds
with slaves in a State arises from that provision of the Constitution
which declares that
No person held to service or labor in one State, under the laws
thereof, escaping into another, shall, in consequence of any law or
regulation therein, be discharged from such service or labor, but
shall be delivered up on claim of the party to whom such service or
labor may be due.
This being a fundamental law of the Federal Government,
it rests mainly for its execution, as has been held, on the judicial
power of the Union, and so far as the rendition of fugitives from
labor has become a subject of judicial action, the Federal obligation
has been faithfully discharged.
In the formation of the Federal Constitution, care was
taken to confer no power on the Federal Government to interfere with
this institution in the States. In the provision respecting the slave
trade, in fixing the ratio of representation, and providing for the
reclamation of fugitives from labor, slaves were referred to as
persons, and in no other respect are they considered in the
Constitution.
We need not refer to the mercenary spirit which
introduced the infamous traffic in slaves to show the degradation of
negro slavery in our country. This system was imposed upon our
colonial settlements by the mother country, and it is due to truth to
say that the commercial colonies and States were chiefly engaged in
the traffic. But we know as a historical fact that James Madison,
that great and good man, a leading member in the Federal Convention,
was solicitous to guard the language of that instrument so as not to
convey the idea that there could be property in man.
I prefer the lights of Madison, Hamilton, and Jay as a
means of construing the Constitution in all its bearings, rather than
to look behind that period into a traffic which is now declared to be
piracy, and punished with death by Christian nations. I do not like
to draw the sources of our domestic relations from so dark a ground.
Our independence was a great epoch in the history of freedom, and
while I admit the Government was not made especially for the colored
race, yet many of them were citizens of the New England States, and
exercised, the rights of suffrage when the Constitution was adopted,
and it was not doubted by any intelligent person that its tendencies
would greatly ameliorate their condition.
Many of the States, on the adoption of the
Constitution, or [p*538] shortly afterward, took measures to abolish
slavery within their respective jurisdictions, and it is a well known
fact that a belief was cherished by the leading men, South as well as
North, that the institution of slavery would gradually decline until
it would become extinct. The increased value of slave labor, in the
culture of cotton and sugar, prevented the realization of this
expectation. Like all other communities and States, the South were
influenced by what they considered to be their own interests.
But if we are to turn our attention to the dark ages of
the world, why confine our view to colored slavery? On the same
principles, white men were made slaves. All slavery has its origin in
power, and is against right.
The power of Congress to establish Territorial
Governments, and to prohibit the introduction of slavery therein, is
the next point to be considered.
After the cession of western territory by Virginia and
other States to the United States, the public attention was directed
to the best mode of disposing of it for the general benefit. While in
attendance on the Federal Convention, Mr. Madison, in a letter to
Edmund Randolph dated the 22d April, 1787, says:
Congress are deliberating on the plan most eligible for disposing
of the western territory not yet surveyed. Some alteration will
probably be made in the ordinance on that subject.
And in the same letter he says:
The inhabitants of the Illinois complain of the land jobbers, &c.,
who are purchasing titles among them. Those of St. Vincent's complain
of the defective criminal and civil justice among them, as well as of
military protection.
And on the next day, he writes to Mr. Jefferson:
The government of the settlements on the Illinois and Wabash is a
subject very perplexing in itself, and rendered more so by our
ignorance of the many circumstances on which a right judgment
depends. The inhabitants at those places claim protection against the
savages, and some provision for both civil and criminal justice.
In May, 1787, Mr. Edmund Randolph submitted to the
Federal Convention certain propositions as the basis of a Federal
Government, among which was the following:
Resolved, That provision ought to be made for the admission
of States lawfully arising within the limits of the United States,
whether from a voluntary junction of government and territory or
otherwise, with the consent of a number of voices in the National
Legislature less than the whole.
Afterward, Mr. Madison submitted to the Convention, in
order to be referred to the committee of detail, the following
powers, as proper to be added to those of general legislation:
[p*539]
To dispose of the unappropriated lands of the United States. To
institute temporary Governments for new States arising therein. To
regulate affairs with the Indians, as well within as without the
limits of the United States.
Other propositions were made in reference to the same
subjects, which it would be tedious to enumerate. Mr. Gouverneur
Morris proposed the following:
The Legislature shall have power to dispose of and make all
needful rules and regulations respecting the territory or other
property belonging to the United States, and nothing in this
Constitution contained shall be so construed as to prejudice any
claims either of the United States or of any particular State.
This was adopted as a part of the Constitution, with
two verbal alterations -- Congress was substituted for Legislature,
and the word either was stricken out.
In the organization of the new Government, but little
revenue for a series of years was expected from commerce. The public
lands were considered as the principal resource of the country for
the payment of the Revolutionary debt. Direct taxation was the means
relied on to pay the current expenses of the Government. The short
period that occurred between the cession of western lands to the
Federal Government by Virginia and other States, and the adoption of
the Constitution, was sufficient to show the necessity of a proper
land system and a temporary Government. This was clearly seen by
propositions and remarks in the Federal Convention, some of which are
above cited, by the passage of the Ordinance of 1787, and the
adoption of that instrument by Congress, under the Constitution,
which gave to it validity.
It will be recollected that the deed of cession of
western territory was made to the United States by Virginia in 1784,
and that it required the territory ceded to be laid out into States
that the land should be disposed of for the common benefit of the
States, and that all right, title, and claim, as well of soil as of
jurisdiction, were ceded, and this was the form of cession from other
States.
On the 13th of July, the Ordinance of 1787 was passed,
"for the government of the United States territory northwest of
the river Ohio," with but one dissenting vote. This instrument
provided there should be organized in the territory not less than
three nor more than five States, designating their boundaries. It
passed while the Federal Convention was in session, about two months
before the Constitution was adopted by the Convention. The members of
the Convention must therefore have been well acquainted with the
provisions of the [p*540] Ordinance. It provided for a temporary
Government, as initiatory to the formation of State Governments.
Slavery was prohibited in the territory.
Can anyone suppose that the eminent men of the Federal
Convention could have overlooked or neglected a matter so vitally
important to the country in the organization of temporary Governments
for the vast territory northwest of the river Ohio? In the 3d section
of the 4th article of the Constitution, they did make provision for
the admission of new States, the sale of the public lands, and the
temporary Government of the territory. Without a temporary
Government, new States could not have been formed, nor could the
public lands have been sold.
If the third section were before us now for
consideration for the first time, under the facts stated, I could not
hesitate to say there was adequate legislative power given in it. The
power to make all needful rules and regulations is a power to
legislate. This no one will controvert, as Congress cannot make
"rules and regulations," except by legislation. But it is
argued that the word "territory" is used as synonymous with
the word "land," and that the rules and regulations of
Congress are limited to the disposition of lands and other property
belonging to the United States. That this is not the true
construction of the section appears from the fact that, in the first
line of the section, "the power to dispose of the public lands"
is given expressly, and, in addition, to make all needful rules and
regulations. The power to dispose of is complete in itself, and
requires nothing more. It authorizes Congress to use the proper means
within its discretion, and any further provision for this purpose
would be a useless verbiage. As a composition, the Constitution is
remarkably free from such a charge.
In the discussion of the power of Congress to govern a
Territory, in the case of the Atlantic Insurance Company v.
Canter, 1 Peters 511, 7 Curtis 685, Chief Justice Marshall,
speaking for the court, said, in regard to the people of Florida,
they do not, however, participate in political power, they do not
share in the Government till Florida shall become a State; in the
meantime, Florida continues to be a Territory of the United States,
governed by virtue of that clause in the Constitution which empowers
Congress "to make all needful rules and regulations respecting
the territory or other property belonging to the United States."
And he adds,
perhaps the power of governing a Territory belonging to the United
States, which has not, by becoming a State, acquired the means of
self-government, may result [p*541] necessarily from the fact that it
is not within the jurisdiction of any particular State, and is within
the power and jurisdiction of the United States. The right to govern
may be the inevitable consequence of the right to acquire territory,
whichever may be the source whence the power is derived, the
possession of it is unquestioned.
And, in the close of the opinion, the court says, "in
legislating for them [the Territories], Congress exercises the
combined powers of the General and State Governments."
Some consider the opinion to be loose and inconclusive,
others that it is obiter dicta, and the last sentence is
objected to as recognising absolute power in Congress over
Territories. The learned and eloquent Wirt, who, in the argument of a
cause before the court, had occasion to cite a few sentences from an
opinion of the Chief Justice, observed, "no one can mistake the
style, the words so completely match the thought."
I can see no want of precision in the language of the
Chief Justice; his meaning cannot be mistaken. He states, first, the
third section as giving power to Congress to govern the Territories,
and two other grounds from which the power may also be implied. The
objection seems to be that the Chief Justice did not say which of the
grounds stated he considered the source of the power. He did not
specifically state this, but he did say, "whichever may be the
source whence the power is derived, the possession of it is
unquestioned." No opinion of the court could have been expressed
with a stronger emphasis; the power in Congress is unquestioned. But
those who have undertaken to criticise the opinion consider it
without authority because the Chief Justice did not designate
specially the power. This is a singular objection. If the power be
unquestioned, it can be a matter of no importance on which ground it
is exercised.
The opinion clearly was not obiter dicta. The
turning point in the case was whether Congress had power to authorize
the Territorial Legislature of Florida to pass the law under which
the Territorial court was established, whose decree was brought
before this court for revision. The power of Congress, therefore, was
the point in issue.
The word "territory," according to Worcester,
"means land, country, a district of country under a temporary
Government." The words "territory or other property,"
as used, do imply, from the use of the pronoun "other" that
territory was used as descriptive of land, but does it follow that it
was not used also as descriptive of a district of country? In both of
these senses, it belonged to the United States -- as land for the
purpose of sale, as territory for the purpose of government. [p*542]
But if it be admitted that the word territory, as used,
means land, and nothing but land, the power of Congress to organize a
temporary Government is clear. It has power to make all needful
regulations respecting the public lands, and the extent of those
"needful regulations" depends upon the direction of
Congress, where the means are appropriate to the end, and do not
conflict with any of the prohibitions of the Constitution. If a
temporary Government be deemed needful, necessary, requisite, or is
wanted, Congress has power to establish it. This court says, in
McCulloch v. The State of Maryland, ,
If a certain means to carry into effect any of the powers
expressly given by the Constitution to the Government of the Union be
an appropriate measure, not prohibited by the Constitution, the
degree of its necessity is a question of legislative discretion, not
of judicial cognizance.
The power to establish post offices and post roads
gives power to Congress to make contracts for the transportation of
the mail, and to punish all who commit depredations upon it in its
transit or at its places of distribution. Congress has power to
regulate commerce, and, in the exercise of its discretion, to lay an
embargo, which suspends commerce; so, under the same power, harbors,
lighthouses, breakwaters, &c., are constructed.
Did Chief Justice Marshall, in saying that Congress
governed a Territory by exercising the combined powers of the Federal
and State Governments, refer to unlimited discretion? A Government
which can make white men slaves? Surely such a remark in the argument
must have been inadvertently uttered. On the contrary, there is no
power in the Constitution by which Congress can make either white or
black men slaves. In organizing the Government of a Territory,
Congress is limited to means appropriate to the attainment of the
constitutional object. No powers can be exercised which are
prohibited by the Constitution or which are contrary to its spirit,
so that, whether the object may be the protection of the persons and
property of purchasers of the public lands, or of communities who
have been annexed to the Union by conquest or purchase, they are
initiatory to the establishment of State Governments, and no more
power can be claimed or exercised than is necessary to the attainment
of the end. This is the limitation of all the Federal powers.
But Congress has no power to regulate the internal
concerns of a State, as of a Territory; consequently, in providing
for the Government of a Territory, to some extent the combined powers
of the Federal and State Governments are necessarily exercised.
[p*543]
If Congress should deem slaves or free colored persons
injurious to the population of a free Territory, as conducing to
lessen the value of the public lands, or on any other ground
connected with the public interest, they have the power to prohibit
them from becoming settlers in it. This can be sustained on the
ground of a sound national policy, which is so clearly shown in our
history by practical results that it would seem no considerate
individual can question it. And, as regards any unfairness of such a
policy to our Southern brethren, as urged in the argument, it is only
necessary to say that, with one-fourth of the Federal population of
the Union, they have in the slave States a larger extent of fertile
territory than is included in the free States, and it is submitted,
if masters of slaves be restricted from bringing them into free
territory, that the restriction on the free citizens of
non-slaveholding States, by bringing slaves into free territory, is
four times greater than that complained of by the South. But not only
so; some three or four hundred thousand holders of slaves, by
bringing them into free territory, impose a restriction on twenty
millions of the free States. The repugnancy to slavery would probably
prevent fifty or a hundred freemen from settling in a slave
Territory, where one slaveholder would be prevented from settling in
a free Territory.
This remark is made in answer to the argument urged
that a prohibition of slavery in the free Territories is inconsistent
with the continuance of the Union. Where a Territorial Government is
established in a slave Territory, it has uniformly remained in that
condition until the people form a State Constitution; the same course
where the Territory is free, both parties acting in good faith, would
be attended with satisfactory results.
The sovereignty of the Federal Government extends to
the entire limits of our territory. Should any foreign power invade
our jurisdiction, it would be repelled. There is a law of Congress to
punish our citizens for crimes committed in districts of country
where there is no organized Government. Criminals are brought to
certain Territories or States, designated in the law, for punishment.
Death has been inflicted in Arkansas and in Missouri on individuals,
for murders committed beyond the limit of any organized Territory or
State, and no one doubts that such a jurisdiction was rightfully
exercised. If there be a right to acquire territory, there
necessarily must be an implied power to govern it. When the military
force of the Union shall conquer a country, may not Congress provide
for the government of such country? This would be an implied power
essential to the acquisition of new territory. [p*544] This power has
been exercised, without doubt of its constitutionality, over
territory acquired by conquest and purchase.
And when there is a large district of country within
the United States, and not within any State Government, if it be
necessary to establish a temporary Government to carry out a power
expressly vested in Congress -- as the disposition of the public
lands -- may not such Government be instituted by Congress? How do we
read the Constitution? Is it not a practical instrument?
In such cases, no implication of a power can arise
which is inhibited by the Constitution, or which may be against the
theory of its construction. As my opinion rests on the third section,
these remarks are made as an intimation that the power to establish a
temporary Government may arise, also, on the other two grounds stated
in the opinion of the court in the insurance case, without weakening
the third section.
I would here simply remark that the Constitution was
formed for our whole country. An expansion or contraction of our
territory required no change in the fundamental law. When we consider
the men who laid the foundation of our Government and carried it into
operation, the men who occupied the bench, who filled the halls of
legislation and the Chief Magistracy, it would seem, if any question
could be settled clear of all doubt, it was the power of Congress to
establish Territorial Governments. Slavery was prohibited in the
entire Northwestern Territory, with the approbation of leading men,
South and North, but this prohibition was not retained when this
ordinance was adopted for the government of Southern Territories,
where slavery existed. In a late republication of a letter of Mr.
Madison, dated November 27, 1819, speaking of this power of Congress
to prohibit slavery in a Territory, he infers there is no such power
from the fact that it has not been exercised. This is not a very
satisfactory argument against any power, as there are but few, if
any, subjects on which the constitutional powers of Congress are
exhausted. It is true, as Mr. Madison states that Congress, in the
act to establish a Government in the Mississippi Territory,
prohibited the importation of slaves into it from foreign parts, but
it is equally true that, in the act erecting Louisiana into two
Territories, Congress declared,
it shall not be lawful for any person to bring into Orleans
Territory, from any port or place within the limits of the United
States, any slave which shall have been imported since 1798, or which
may hereafter be imported, except by a citizen of the United States
who settles in the Territory, under the penalty of the freedom of
such slave.
The inference of Mr. Madison, therefore, against the
power of [p*545] Congress, is of no force, as it was founded on a
fact supposed, which did not exist.
It is refreshing to turn to the early incidents of our
history and learn wisdom from the acts of the great men who have gone
to their account. I refer to a report in the House of
Representatives, by John Randolph, of Roanoke, as chairman of a
committee, in March, 1803 -- fifty-four years ago. From the
Convention held at Vincennes, in Indiana, by their President, and
from the people of the Territory, a petition was presented to
Congress praying the suspension of the provision which prohibited
slavery in that Territory. The report stated
that the rapid population of the State of Ohio sufficiently
evinces, in the opinion of your committee, that the labor of slaves
is not necessary to promote the growth and settlement of colonies in
that region. That this labor, demonstrably the dearest of any, can
only be employed to advantage in the cultivation of products more
valuable than any known to that quarter of the United States; that
the committee deem it highly dangerous and inexpedient to impair a
provision wisely calculated to promote the happiness and prosperity
of the Northwestern country, and to give strength and security to
that extensive frontier. In the salutary operation of this sagacious
and benevolent restraint, it is believed that the inhabitants will,
at no very distant day, find ample remuneration for a temporary
privation of labor and of emigration.
1 vol. State Papers, Public Lands 160.
The judicial mind of this country, State and Federal,
has agreed on no subject within its legitimate action with equal
unanimity as on the power of Congress to establish Territorial
Governments. No court, State or Federal, no judge or statesman, is
known to have had any doubts on this question for nearly sixty years
after the power was exercised. Such Governments have been established
from the sources of the Ohio to the Gulf of Mexico, extending to the
Lakes on the north and the Pacific Ocean on the west, and from the
lines of Georgia to Texas.
Great interests have grown up under the Territorial
laws over a country more than five times greater in extent than the
original thirteen States, and these interests, corporate or
otherwise, have been cherished and consolidated by a benign policy
without anyone supposing the law-making power had united with the
Judiciary, under the universal sanction of the whole country, to
usurp a jurisdiction which did not belong to them. Such a discovery
at this late date is more extraordinary than anything which has
occurred in the judicial history of this or any other country. Texas,
under a previous organization, [p*546] was admitted as a State, but
no State can be admitted into the Union which has not been organized
under some form of government. Without temporary Governments, our
public lands could not have been sold, nor our wildernesses reduced
to cultivation and the population protected, nor could our
flourishing States, West and South, have been formed.
What do the lessons of wisdom and experience teach
under such circumstances if the new light, which has so suddenly and
unexpectedly burst upon us, be true? Acquiescence; acquiescence under
a settled construction of the Constitution for sixty years, though it
may be erroneous, which has secured to the country an advancement and
prosperity beyond the power of computation.
An act of James Madison, when President, forcibly
illustrates this policy. He had made up his opinion that Congress had
no power under the Constitution to establish a National Bank. In
1815, Congress passed a bill to establish a bank. He vetoed the bill
on objections other than constitutional. In his message, he speaks as
a wise statesman and Chief Magistrate, as follows:
Waiving the question of the constitutional authority of the
Legislature to establish an incorporated bank as being precluded, in
my judgment, by the repeated recognitions under varied circumstances
of the validity of such an institution in acts of the Legislative,
Executive, and Judicial branches of the Government, accompanied by
indications, in different modes, of a concurrence of the general will
of the nation.
Has this impressive lesson of practical wisdom become
lost to the present generation?
If the great and fundamental principles of our
Government are never to be settled, there can be no lasting
prosperity. The Constitution will become a floating waif on the
billows of popular excitement.
The prohibition of slavery north of thirty-six degrees
thirty minutes, and of the State of Missouri, contained in the act
admitting that State into the Union, was passed by a vote of 134 in
the House of Representatives to 42. Before Mr. Monroe signed the act,
it was submitted by him to his Cabinet, and they held the restriction
of slavery in a Territory to be within the constitutional powers of
Congress. It would be singular if, in 1804, Congress had power to
prohibit the introduction of slaves in Orleans Territory from any
other part of the Union, under the penalty of freedom to the slave,
if the same power, embodied in the Missouri Compromise, could not be
exercised in 1820.
But this law of Congress, which prohibits slavery north
of [p*547] Missouri and of thirty-six degrees thirty minutes, is
declared to have been null and void by my brethren. And this opinion
is founded mainly, as I understand, on the distinction drawn between
the Ordinance of 1787 and the Missouri Compromise line. In what does
the distinction consist? The ordinance, it is said, was a compact
entered into by the confederated States before the adoption of the
Constitution, and that, in the cession of territory, authority was
given to establish a Territorial Government.
It is clear that the ordinance did not go into
operation by virtue of the authority of the Confederation, but by
reason of its modification and adoption by Congress under the
Constitution. It seems to be supposed in the opinion of the Court
that the articles of cession placed it on a different footing from
territories subsequently acquired. I am unable to perceive the force
of this distinction. That the ordinance was intended for the
government of the Northwestern Territory, and was limited to such
Territory, is admitted. It was extended to Southern Territories, with
modifications, by acts of Congress, and to some Northern Territories.
But the ordinance was made valid by the act of Congress, and, without
such act, could have been of no force. It rested for its validity on
the act of Congress, the same, in my opinion, as the Missouri
Compromise line.
If Congress may establish a Territorial Government in
the exercise of its discretion, it is a clear principle that a court
cannot control that discretion. This being the case, I do not see on
what ground the act is held to be void. It did not purport to forfeit
property, or take it for public purposes. It only prohibited slavery,
in doing which it followed the Ordinance of 1787.
I will now consider the fourth head, which is: "The
effect of taking slaves into a State or Territory, and so holding
them where slavery is prohibited."
If the principle laid down in the case of Prigg v.
The State of Pennsylvania is to be maintained, and it is
certainly to be maintained until overruled, as the law of this Court,
there can be no difficulty on this point. In that case, the court
says: "The state of slavery is deemed to be a mere municipal
regulation, founded upon and limited to the range of the territorial
laws." If this be so, slavery can exist nowhere except under the
authority of law, founded on usage having the force of law, or by
statutory recognition. And the court further says:
It is manifest from this consideration that, if the Constitution
had not contained the clause requiring the rendition of fugitives
from labor, every non-slaveholding State in the Union would have been
at liberty to have declared free all runaway slaves [p*548] coming
within its limits, and to have given them entire immunity and
protection against the claims of their masters.
Now if a slave abscond, he may be reclaimed, but if he
accompany his master into a State or Territory where slavery is
prohibited, such slave cannot be said to have left the service of his
master where his services were legalized. And if slavery be limited
to the range of the territorial laws, how can the slave be coerced to
serve in a State or Territory not only without the authority of law,
but against its express provisions? What gives the master the right
to control the will of his slave? The local law, which exists in some
form. But where there is no such law, can the master control the will
of the slave by force? Where no slavery exists, the presumption,
without regard to color, is in favor of freedom. Under such a
jurisdiction, may the colored man be levied on as the property of his
master by a creditor? On the decease of the master, does the slave
descend to his heirs as property? Can the master sell him? Any one or
all of these acts may be done to the slave where he is legally held
to service. But where the law does not confer this power, it cannot
be exercised.
Lord Mansfield held that a slave brought into England
was free. Lord Stowell agreed with Lord Mansfield in this respect,
and that the slave could not be coerced in England, but on her
voluntary return to Antigua, the place of her slave domicil, her
former status attached. The law of England did not prohibit slavery,
but did not authorize it. The jurisdiction which prohibits slavery is
much stronger in behalf of the slave within it than where it only
does not authorize it.
By virtue of what law is it that a master may take his
slave into free territory and exact from him the duties of a slave?
The law of the Territory does not sanction it. No authority can be
claimed under the Constitution of the United States, or any law of
Congress. Will it be said that the slave is taken as property, the
same as other property which the master may own? To this I answer
that colored persons are made property by the law of the State, and
no such power has been given to Congress. Does the master carry with
him the law of the State from which he removes into the Territory?,
and does that enable him to coerce his slave in the Territory? Let us
test this theory. If this may be done by a master from one slave
State, it may be done by a master from every other slave State. This
right is supposed to be connected with the person of the master, by
virtue of the local law. Is it transferable? May it be negotiated, as
a promissory note or bill of exchange? If it be assigned to a man
from a free State, may he coerce the slave by virtue of it? What
shall this thing be [p*549] denominated? Is it personal or real
property? Or is it an indefinable fragment of sovereignty which every
person carries with him from his late domicil? One thing is certain
-- that its origin has been very recent, and it is unknown to the
laws of any civilized country.
A slave is brought to England from one of its islands,
where slavery was introduced and maintained by the mother country.
Although there is no law prohibiting slavery in England, yet there is
no law authorizing it, and for near a century, its courts have
declared that the slave there is free from the coercion of the
master. Lords Mansfield and Stowell agree upon this point, and there
is no dissenting authority.
There is no other description of property which was not
protected in England, brought from one of its slave islands. Does not
this show that property in a human being does not arise from nature
or from the common law, but, in the language of this court, "it
is a mere municipal regulation, founded upon and limited to the range
of the territorial laws?" This decision is not a mere argument,
but it is the end of the law, in regard to the extent of slavery.
Until it shall be overturned, it is not a point for argument, it is
obligatory on myself and my brethren, and on all judicial tribunals
over which this court exercises an appellate power.
It is said the Territories are common property of the
States, and that every man has a right to go there with his property.
This is not controverted. But the court says a slave is not property
beyond the operation of the local law which makes him such. Never was
a truth more authoritatively and justly uttered by man. Suppose a
master of a slave in a British island owned a million of property in
England, would that authorize him to take his slaves with him to
England? The Constitution, in express terms, recognises the status of
slavery as founded on the municipal law: "No person held to
service or labor in one State, under the laws thereof, escaping into
another, shall," &c. Now unless the fugitive escape from a
place where, by the municipal law, he is held to labor, this
provision affords no remedy to the master. What can be more
conclusive than this? Suppose a slave escape from a Territory where
slavery is not authorized by law, can he be reclaimed?
In this case, a majority of the court have said that a
slave may be taken by his master into a Territory of the United
States the same as a horse, or any other kind of property. It is true
this was said by the court, as also many other things which are of no
authority. Nothing that has been said by them, which has not a direct
bearing on the jurisdiction of the court, against which they decided,
can be considered as [p*550] authority. I shall certainly not regard
it as such. The question of jurisdiction, being before the court, was
decided by them authoritatively, but nothing beyond that question. A
slave is not a mere chattel. He bears the impress of his Maker, and
is amenable to the laws of God and man, and he is destined to an
endless existence.
Under this head I shall chiefly rely on the decisions
of the Supreme Courts of the Southern States, and especially of the
State of Missouri.
In the first and second sections of the sixth article
of the Constitution of Illinois, it is declared that neither slavery
nor involuntary servitude shall hereafter be introduced into this
State otherwise than for the punishment of crimes whereof the party
shall have been duly convicted, and in the second section it is
declared that any violation of this article shall effect the
emancipation of such person from his obligation to service. In
Illinois, a right of transit through the State is given the master
with his slaves. This is a matter which, as I suppose, belongs
exclusively to the State.
The Supreme Court of Illinois, in the case of Jarrot
v. Jarrot, 2 Gilmer 7, said:
After the conquest of this Territory by Virginia, she ceded it to
the United States and stipulated that the titles and possessions,
rights and liberties of the French settlers should be guarantied to
them. This, it has been contended, secured them in the possession of
those negroes as slaves which they held before that time, and that
neither Congress nor the Convention had power to deprive them of it,
or, in other words, that the ordinance and Constitution should not be
so interpreted and understood as applying to such slaves when it is
therein declared that there shall be neither slavery nor involuntary
servitude in the Northwest Territory, nor in the State of Illinois,
otherwise than in the punishment of crimes. But it was held that
those rights could not be thus protected, but must yield to the
ordinance and Constitution.
The first slave case decided by the Supreme Court of
Missouri contained in the reports was Winny v. Whitesides, 1
Missouri Rep. 473, at October term, 1824. It appeared that, more than
twenty-five years before, the defendant, with her husband, had
removed from Carolina to Illinois, and brought with them the
plaintiff; that they continued to reside in Illinois three or four
years, retaining the plaintiff as a slave, after which, they removed
to Missouri, taking her with them.
The court held that if a slave be detained in Illinois
until he be entitled to freedom, the right of the owner does not
revive when he finds the negro in a slave State. [p*551]
That when a slave is taken to Illinois by his owner,
who takes up his residence there, the slave is entitled to freedom.
In the case of Lagrange v. Chouteau, 2 Missouri
Rep. 20, at May Term, 1828, it was decided that the Ordinance of 1787
was intended as a fundamental law for those who may choose to live
under it, rather than as a penal statute.
That any sort of residence contrived or permitted by
the legal owner of the slave, upon the faith of secret trusts or
contracts, in order to defeat or evade the ordinance, and thereby
introduce slavery de facto, would entitle such slave to
freedom.
In Julia v. McKinney, 3 Missouri Rep. 279, it
was held, where a slave was settled in the State of Illinois, but
with an intention on the part of the owner to be removed at some
future day, that hiring said slave to a person to labor for one or
two days, and receiving the pay for the hire, the slave is entitled
to her freedom, under the second section of the sixth article of the
Constitution of Illinois.
Rachel v. Walker, 4 Missouri Rep. 350, June
Term, 1836, is a case involving, in every particular, the principles
of the case before us. Rachel sued for her freedom, and it appeared
that she had been bought as a slave in Missouri by Stockton, an
officer of the army, taken to Fort Snelling, where he was stationed,
and she was retained there as a slave a year, and then Stockton
removed to Prairie du Chien, taking Rachel with him as a slave, where
he continued to hold her three years, and then he took her to the
State of Missouri, and sold her as a slave.
Fort Snelling was admitted to be on the west side of the
Mississippi river, and north of the State of Missouri, in the
territory of the United States. That Prairie du Chien was in the
Michigan Territory, on the east side of the Mississippi river.
Walker, the defendant, held Rachel under Stockton.
The court said, in this case:
The officer lived in Missouri Territory, at the time he bought the
slave; he sent to a slaveholding country and procured her; this was
his voluntary act, done without any other reason than that of his
convenience, and he and those claiming under him must be holden to
abide the consequences of introducing slavery both in Missouri
Territory and Michigan, contrary to law; and on that ground Rachel
was declared to be entitled to freedom.
In answer to the argument that, as an officer of the
army, the master had a right to take his slave into free territory,
the court said no authority of law or the Government compelled him to
keep the plaintiff there as a slave.
Shall it be said that, because an officer of the army owns [p*552]
slaves in Virginia, that when, as officer and soldier, he is required
to take the command of a fort in the non-slaveholding States or
Territories, he thereby has a right to take with him as many slaves
as will suit his interests or convenience? It surely cannot be law.
If this be true, the court say, then it is also true that the
convenience or supposed convenience of the officer repeals, as to him
and others who have the same character, the ordinance and the act of
1821 admitting Missouri into the Union, and also the prohibition of
the several laws and Constitutions of the non-slaveholding States.
In Wilson v. Melvin, 4 Missouri R. 592, it
appeared the defendant left Tennessee with an intention of residing
in Illinois, taking his negroes with him. After a month's stay in
Illinois, he took his negroes to St. Louis, and hired them, then
returned to Illinois. On these facts, the inferior court instructed
the jury that the defendant was a sojourner in Illinois. This the
Supreme Court held was error, and the judgment was reversed.
The case of Dred Scott v. Emerson, 15 Missouri
R. 682, March Term, 1852, will now be stated. This case involved the
identical question before us, Emerson having, since the hearing, sold
the plaintiff to Sandford, the defendant.
Two of the judges ruled the case, the Chief Justice
dissenting. It cannot be improper to state the grounds of the opinion
of the court and of the dissent.
The court say:
Cases of this kind are not strangers in our court. Persons have
been frequently here adjudged to be entitled to their freedom on the
ground that their masters held them in slavery in Territories or
States in which that institution is prohibited. From the first case
decided in our court, it might be inferred that this result was
brought about by a presumed assent of the master, from the fact of
having voluntarily taken his slave to a place where the relation of
master and slave did not exist. But subsequent cases base the right
to "exact the forfeiture of emancipation," as they term it,
on the ground, it would seem, that it was the duty of the courts of
this State to carry into effect the Constitution and laws of other
States and Territories, regardless of the rights, the policy, or the
institutions, of the people of this State.
And the court say that the States of the Union, in
their municipal concerns, are regarded as foreign to each other; that
the courts of one State do not take notice of the laws of other
States, unless proved as facts; and that every State has the right to
determine how far its comity to other States shall extend; and it is
laid down that when there is no act of manumission decreed to the
free State, the courts of the slave States [p*553] cannot be called
to give effect to the law of the free State. Comity, it alleges,
between States depends upon the discretion of both, which may be
varied by circumstances. And it is declared by the court "that
times are not as they were when the former decisions on this subject
were made." Since then, not only individuals but States have
been possession with a dark and fell spirit in relation to slavery,
whose gratification is sought in the pursuit of measures whose
inevitable consequence must be the overthrow and destruction of our
Government. Under such circumstances, it does not behoove the State
of Missouri to show the least countenance to any measure which might
gratify this spirit. She is willing to assume her full responsibility
for the existence of slavery within her limits, nor does she seek to
share or divide it with others.
Chief Justice Gamble dissented from the other two
judges. He says:
In every slaveholding State in the Union, the subject of
emancipation is regulated by statute, and the forms are prescribed in
which it shall be effected. Whenever the forms required by the laws
of the State in which the master and slave are resident are complied
with, the emancipation is complete, and the slave is free. If the
right of the person thus emancipated is subsequently drawn in
question in another State, it will be ascertained and determined by
the law of the State in which the slave and his former master
resided, and when it appears that such law has been complied with,
the right to freedom will be fully sustained in the courts of all the
slaveholding States, although the act of emancipation may not be in
the form required by law in which the court sits.
In all such cases, courts continually administer the law of the
country where the right was acquired, and when that law becomes known
to the court, it is just as much a matter of course to decide the
rights of the parties according to its requirements as it is to
settle the title of real estate situated in our State by its own
laws.
This appears to me a most satisfactory answer to the
argument of the court. Chief Justice continues:
The perfect equality of the different States lies at the
foundation of the Union. As the institution of slavery in the States
is one over which the Constitution of the United States gives no
power to the General Government, it is left to be adopted or rejected
by the several States, as they think best, nor can any one State, or
number of States, claim the right to interfere with any other State
upon the question of admitting or excluding this institution.
A citizen of Missouri who removes with his slave to Illinois
[p*554] has no right to complain that the fundamental law of that
State to which he removes, and in which he makes his residence,
dissolves the relation between him and his slave. It is as much his
own voluntary act as if he had executed a deed of emancipation. No
one can pretend ignorance of this constitutional provision, and,
he says,
the decisions which have heretofore been made in this State and in
many other slaveholding States give effect to this and other similar
provisions on the ground that the master, by making the free State
the residence of his slave, has submitted his right to the operation
of the law of such State, and this,
he says, "is the same in law as a regular deed of
emancipation."
He adds:
I regard the question as conclusively settled by repeated
adjudications of this court, and if I doubted or denied the propriety
of those decisions, I would not feel myself any more at liberty to
overturn them than I would any other series of decisions by which the
law of any other question was settled. There is with me,
he says,
nothing in the law relating to slavery which distinguishes it from
the law on any other subject or allows any more accommodation to the
temporary public excitements which are gathered around it.
"In this State," he says,
it has been recognised from the beginning of the Government as a
correct position in law that a master who takes his slave to reside
in a State or Territory where slavery is prohibited thereby
emancipates his slave.
These decisions, which come down to the year 1837,
seemed to have so fully settled the question that, since that time,
there has been no case bringing it before the court for any
reconsideration until the present. In the case of Winny v.
Whitesides, the question was made in the argument "whether
one nation would execute the penal laws of another," and the
court replied in this language, Huberus, quoted in 4 Dallas, which
says,
personal rights or disabilities obtained or communicated by the
laws of any particular place are of a nature which accompany the
person wherever he goes,
and the Chief Justice observed, in the case of Rachel
v. Walker, the act of Congress called the Missouri Compromise was
held as operative as the Ordinance of 1787.
When Dred Scott, his wife and children, were removed
from Fort Snelling to Missouri in 1838, they were free, as the law
was then settled, and continued for fourteen years afterwards, up to
1852, when the above decision was made. Prior to this, for nearly
thirty years, as Chief Justice Gamble declares, the residence of a
master with his slave in the State of Illinois, or in the Territory
north of Missouri, where slavery was prohibited [p*555] by the act
called the Missouri Compromise, would manumit the slave as
effectually as if he had executed a deed of emancipation, and that an
officer of the army who takes his slave into that State or Territory
and holds him there as a slave liberates him the same as any other
citizen -- and, down to the above time, it was settled by numerous
and uniform decisions; and that, on the return of the slave to
Missouri, his former condition of slavery did not attach. Such was
the settled law of Missouri until the decision of Scott and
Emerson.
In the case of Sylvia v. Kirby, 17 Misso.Rep.
434, the court followed the above decision, observing it was similar
in all respects to the case of Scott and Emerson.
This court follows the established construction of the
statutes of a State by its Supreme Court. Such a construction is
considered as a part of the statute, and we follow it to avoid two
rules of property in the same State. But we do not follow the
decisions of the Supreme Court of a State beyond a statutory
construction as a rule of decision for this court. State decisions
are always viewed with respect and treated as authority, but we
follow the settled construction of the statutes not because it is of
binding authority, but in pursuance of a rule of judicial policy.
But there is no pretence that the case of Dred Scott
v. Emerson turned upon the construction of a Missouri statute,
nor was there any established rule of property which could have
rightfully influenced the decision. On the contrary, the decision
overruled the settled law for near thirty years.
This is said by my brethren to be a Missouri question,
but there is nothing which gives it this character except that it
involves the right to persons claimed as slaves who reside in
Missouri, and the decision was made by the Supreme Court of that
State. It involves a right claimed under an act of Congress and the
Constitution of Illinois, and which cannot be decided without the
consideration and construction of those laws. But the Supreme Court
of Missouri held, in this case that it will not regard either of
those laws, without which there was no case before it, and Dred
Scott, having been a slave, remains a slave. In this respect, it is
admitted this is a Missouri question -- a case which has but one side
if the act of Congress and the Constitution of Illinois are not
recognised.
And does such a case constitute a rule of decision for
this court -- a case to be followed by this court? The course of
decision so long and so uniformly maintained established a comity or
law between Missouri and the free States and Territories where
slavery was prohibited, which must be somewhat regarded in this case.
Rights sanctioned for twenty-eight years [p*556] ought not and cannot
be repudiated, with any semblance of justice, by one or two
decisions, influenced, as declared, by a determination to counteract
the excitement against slavery in the free States.
The courts of Louisiana having held for a series of
years that, where a master took his slave to France, or any free
State, he was entitled to freedom, and that, on bringing him back,
the status of slavery did not attach, the Legislature of Louisiana
declared by an act that the slave should not be made free under such
circumstances. This regulated the rights of the master from the time
the act took effect. But the decision of the Missouri court,
reversing a former decision, affects all previous decisions,
technically, made on the same principles, unless such decisions are
protected by the lapse of time or the statute of limitations. Dred
Scott and his family, beyond all controversy, were free under the
decisions made for twenty-eight years, before the case of Scott v.
Emerson. This was the undoubted law of Missouri for fourteen
years after Scott and his family were brought back to that State. And
the grave question arises whether this law may be so disregarded as
to enslave free persons. I am strongly inclined to think that a rule
of decision so well settled as not to be questioned cannot be
annulled by a single decision of the court. Such rights may be
inoperative under the decision in future, but I cannot well perceive
how it can have the same effect in prior cases.
It is admitted that, when a former decision is
reversed, the technical effect of the judgment is to make all
previous adjudications on the same question erroneous. But the case
before us was not that the law had been erroneously construed, but
that, under the circumstances which then existed, that law would not
be recognised, and the reason for this is declared to be the
excitement against the institution of slavery in the free States.
While I lament this excitement as much as anyone, I cannot assent
that it shall be made a basis of judicial action.
In 1816, the common law, by statute, was made a part of
the law of Missouri, and that includes the great principles of
international law. These principles cannot be abrogated by judicial
decisions. It will require the same exercise of power to abolish the
common law as to introduce it. International law is founded in the
opinions generally received and acted on by civilized nations, and
enforced by moral sanctions. It becomes a more authoritative system
when it results from special compacts, founded on modified rules,
adapted to the exigencies of human society; it is, in fact, an
international morality, adapted to the best interests of nations. And
in regard to the States [p*557] of this Union, on the subject of
slavery, it is eminently fitted for a rule of action subject to the
Federal Constitution. "The laws of nations are but the natural
rights of man applied to nations." Vattel.
If the common law have the force of a statutory
enactment in Missouri, it is clear, as it seems to me, that a slave
who, by a residence in Illinois in the service of his master, becomes
entitled to his freedom, cannot again be reduced to slavery by
returning to his former domicil in a slave State. It is unnecessary
to say what legislative power might do by a general act in such a
case, but it would be singular if a freeman could be made a slave by
the exercise of a judicial discretion. And it would be still more
extraordinary if this could be done not only in the absence of
special legislation, but in a State where the common law is in force.
It is supposed by some that the third article in the
treaty of cession of Louisiana to this country by France in 1803 may
have some bearing on this question. The article referred to provides
that the inhabitants of the ceded territory shall be incorporated
into the Union, and enjoy all the advantages of citizens of the
United States, and in the meantime they shall be maintained and
protected in the free enjoyment of their liberty, property, and the
religion they profess.
As slavery existed in Louisiana at the time of the
cession, it is supposed this is a guaranty that there should be no
change in its condition.
The answer to this is, in the first place, that such a
subject does not belong to the treaty-making power, and any such
arrangement would have been nugatory. And, in the second place, by no
admissible construction can the guaranty be carried further than the
protection of property in slaves at that time in the ceded territory.
And this has been complied with. The organization of the slave States
of Louisiana, Missouri, and Arkansas embraced every slave in
Louisiana at the time of the cession. This removes every ground of
objection under the treaty. There is therefore no pretence growing
out of the treaty that any part of the territory of Louisiana, as
ceded, beyond the organized States, is slave territory.
Under the fifth head, we were to consider whether the
status of slavery attached to the plaintiff and wife on their return
to Missouri.
This doctrine is not asserted in the late opinion of
the Supreme Court of Missouri, and, up to 1852, the contrary doctrine
was uniformly maintained by that court.
In its late decision, the court say that it will not
give effect in Missouri to the laws of Illinois, or the law of
Congress [p*558] called the Missouri Compromise. This was the effect
of the decision, though its terms were that the court would not take
notice, judicially, of those laws.
In 1851, the Court of Appeals of South Carolina
recognised the principle that a slave, being taken to a free State,
became free. Commonwealth v. Pleasants, 10 Leigh Rep. 697. In
Betty v. Horton, the Court of Appeals held that the freedom of
the slave was acquired by the action of the laws of Massachusetts by
the said slave's being taken there. 5 Leigh Rep. 615.
The slave States have generally adopted the rule that,
where the master, by a residence with his slave in a State or
Territory where slavery is prohibited, the slave was entitled to his
freedom everywhere. This was the settled doctrine of the Supreme
Court of Missouri. It has been so held in Mississippi, in Virginia,
in Louisiana, formerly in Kentucky, Maryland, and in other States.
The law where a contract is made and is to be executed
governs it. This does not depend upon comity, but upon the law of the
contract. And if, in the language of the Supreme Court of Missouri,
the master, by taking his slave to Illinois and employing him there
as a slave, emancipates him as effectually as by a deed of
emancipation, is it possible that such an act is not matter for
adjudication in any slave State where the master may take him? Does
not the master assent to the law when he places himself under it in a
free State?
The States of Missouri and Illinois are bounded by a
common line. The one prohibits slavery; the other admits it. This has
been done by the exercise of that sovereign power which appertains to
each. We are bound to respect the institutions of each, as emanating
from the voluntary action of the people. Have the people of either
any right to disturb the relations of the other? Each State rests
upon the basis of its own sovereignty, protected by the Constitution.
Our Union has been the foundation of our prosperity and national
glory. Shall we not cherish and maintain it? This can only be done by
respecting the legal rights of each State.
If a citizen of a free State shall entice or enable a
slave to escape from the service of his master, the law holds him
responsible not only for the loss of the slave, but he is liable to
be indicted and fined for the misdemeanor. And I am bound here to say
that I have never found a jury in the four States which constitute my
circuit which have not sustained this law where the evidence required
them to sustain it. And it is proper that I should also say that more
cases have arisen in my circuit, by reason of its extent and
locality, than in all [p*559] other parts of the Union. This has been
done to vindicate the sovereign rights of the Southern States and
protect the legal interests of our brethren of the South.
Let these facts be contrasted with the case now before
the court. Illinois has declared in the most solemn and impressive
form that there shall be neither slavery nor involuntary servitude in
that State, and that any slave brought into it with a view of
becoming a resident shall be emancipated. And effect has been given
to this provision of the Constitution by the decision of the Supreme
Court of that State. With a full knowledge of these facts, a slave is
brought from Missouri to Rock Island, in the State of Illinois, and
is retained there as a slave for two years, and then taken to Fort
Snelling, where slavery is prohibited by the Missouri Compromise Act,
and there he is detained two years longer in a state of slavery.
Harriet, his wife, was also kept at the same place four years as a
slave, having been purchased in Missouri. They were then removed to
the State of Missouri, and sold as slaves, and, in the action before
us, they are not only claimed as slaves, but a majority of my
brethren have held that, on their being returned to Missouri, the
status of slavery attached to them.
I am not able to reconcile this result with the respect
due to the State of Illinois. Having the same rights of sovereignty
as the State of Missouri in adopting a Constitution, I can perceive
no reason why the institutions of Illinois should not receive the
same consideration as those of Missouri. Allowing to my brethren the
same right of judgment that I exercise myself, I must be permitted to
say that it seems to me the principle laid down will enable the
people of a slave State to introduce slavery into a free State, for a
longer or shorter time, as may suit their convenience, and by
returning the slave to the State whence he was brought, by force or
otherwise, the status of slavery attaches, and protects the rights of
the master, and defies the sovereignty of the free State. There is no
evidence before us that Dred Scott and his family returned to
Missouri voluntarily. The contrary is inferable from the agreed case:
In the year 1838, Dr. Emerson removed the plaintiff and said
Harriet, and their daughter Eliza, from Fort Snelling to the State of
Missouri, where they have ever since resided.
This is the agreed case, and can it be inferred from
this that Scott and family returned to Missouri voluntarily? He was
"removed," which shows that he was passive, as a slave,
having exercised no volition on the subject. He did not resist the
master by absconding or force. But that was not sufficient to bring
him within Lord Stowell's decision; he must have acted voluntarily.
It would be a [p*560] mockery of law and an outrage on his rights to
coerce his return and then claim that it was voluntary, and, on that
ground, that his former status of slavery attached.
If the decision be placed on this ground, it is a fact
for a jury to decide whether the return was voluntary, or else the
fact should be distinctly admitted. A presumption against the
plaintiff in this respect, I say with confidence, is not authorized
from the facts admitted.
In coming to the conclusion that a voluntary return by
Grace to her former domicil, slavery attached, Lord Stowell took
great pains to show that England forced slavery upon her colonies,
and that it was maintained by numerous acts of Parliament and public
policy, and, in short, that the system of slavery was not only
established by Great Britain in her West Indian colonies, but that it
was popular and profitable to many of the wealthy and influential
people of England who were engaged in trade, or owned and cultivated
plantations in the colonies. No one can read his elaborate views and
not be struck with the great difference between England and her
colonies and the free and slave States of this Union. While slavery
in the colonies of England is subject to the power of the mother
country, our States, especially in regard to slavery, are
independent, resting upon their own sovereignties and subject only to
international laws, which apply to independent States.
In the case of Williams, who was a slave in Granada,
having run away, came to England, Lord Stowell said:
The four judges all concur in this -- that he was a slave in
Granada, though a free man in England, and he would have continued a
free man in all other parts of the world except Granada.
Strader v. Graham, 10 Howard 82 and 18 Curtis
305, has been cited as having a direct bearing in the case before us.
In that case, the court say:
It was exclusively in the power of Kentucky to determine for
itself whether the employment of slaves in another State should or
should not make them free on their return.
No question was before the court in that case except
that of jurisdiction. And any opinion given on any other point is
obiter dictum, and of no authority. In the conclusion of his
opinion, the Chief Justice said: "In every view of the subject,
therefore, this court has no jurisdiction of the case, and the writ
of error must on that ground be dismissed."
In the case of Spencer v. Negro Dennis, 8 Gill's
Rep. 321, the court say:
Once free, and always free, is the maxim of Maryland law upon the
subject. Freedom having once vested, by no compact between the master
and the the liberated slave, [p*561] nor by any condition subsequent
attached by the master to the gift of freedom can a state of slavery
be reproduced.
In Hunter v. Bulcher, 1 Leigh 172:
By a statute of Maryland of 1796, all slaves brought into that
State to reside are declared free; a Virginian-born slave is carried
by his master to Maryland; the master settled there, and keeps the
slave there in bondage for twelve years; the statute in force all the
time; then he brings him as a slave to Virginia, and sells him there.
Adjudged, in an action brought by the man against the purchaser, that
he is free.
Judge Kerr, in the case, says:
Agreeing, as I do, with the general view taken in this case by my
brother Green, I would not add a word but to mark the exact extent to
which I mean to go. The law of Maryland having enacted that slaves
carried into that State for sale or to reside shall be free, and the
owner of the slave here having carried him to Maryland, and
voluntarily submitting himself and the slave to that law, it governs
the case.
In every decision of a slave case prior to that of Dred
Scott v. Emerson, the Supreme Court of Missouri considered it as
turning upon the Constitution of Illinois, the Ordinance of 1787, or
the Missouri Compromise Act of 1820. The court treated these acts as
in force, and held itself bound to execute them by declaring the
slave to be free who had acquired a domicil under them with the
consent of his master.
The late decision reversed this whole line of
adjudication, and held that neither the Constitution and laws of the
States nor acts of Congress in relation to Territories could be
judicially noticed by the Supreme Court of Missouri. This is believed
to be in conflict with the decisions of all the courts in the
Southern States, with some exceptions of recent cases.
In Marie Louise v. Morat et al., 9 Louisiana
Rep. 475, it was held, where a slave having been taken to the kingdom
of France or other country by the owner, where slavery is not
tolerated, operates on the condition of the slave, and produces
immediate emancipation, and that, where a slave thus becomes free,
the master cannot reduce him again to slavery.
Josephine v. Poultney, Louisiana Annual Rep.
329,
where the owner removes with a slave into a State in which slavery
is prohibited, with the intention of residing there, the slave will
be thereby emancipated, and their subsequent return to the State of
Louisiana cannot restore the relation of master and slave.
To the same import are the cases of Smith v. Smith,
13 Louisiana Rep. 441, Thomas v. Generis, Louisiana Rep. 483,
Harry et al. v. Decker and Hopkins, Walker's Mississippi Rep.
36. It was held that
slaves within the jurisdiction [p*562] of the Northwestern
Territory became freemen by virtue of the Ordinance of 1787, and can
assert their claim to freedom in the courts of Mississippi.
Griffith v. Fanny, 1 Virginia Rep. 143. It was
decided that a negro held in servitude in Ohio, under a deed executed
in Virginia, is entitled to freedom by the Constitution of Ohio.
The case of Rhodes v. Bell, 2 Howard 307, 15
Curtis 152, involved the main principle in the case before us. A
person residing in Washington city purchased a slave in Alexandria,
and brought him to Washington. Washington continued under the law of
Maryland, Alexandria under the law of Virginia. The act of Maryland
of November, 1796, 2 Maxcy's Laws 351, declared anyone who shall
bring any negro, mulatto, or other slave, into Maryland, such slave
should be free. The above slave, by reason of his being brought into
Washington city, was declared by this court to be free. This, it
appears to me, is a much stronger case against the slave than the
facts in the case of Scott.
In Bush v. White, 3 Monroe 104, the court say:
That the ordinance was paramount to the Territorial laws, and
restrained the legislative power there as effectually as a
Constitution in an organized State. It was a public act of the
Legislature of the Union, and a part of the supreme law of the land,
and, as such, this court is as much bound to take notice of it as it
can be of any other law.
In the case of Rankin v. Lydia, before cited,
Judge Mills, speaking for the Court of Appeals of Kentucky, says:
If, by the positive provision in our code, we can and must hold
our slaves in the one case, and statutory provisions equally positive
decide against that right in the other, and liberate the slave, he
must, by an authority equally imperious, be declared free. Every
argument which supports the right of the master on one side, based
upon the force of written law, must be equally conclusive in favor of
the slave, when he can point out in the statute the clause which
secures his freedom.
And he further said:
Free people of color in all the States are, it is believed, quasi
citizens, or, at least, denizens. Although none of the States may
allow them the privilege of office and suffrage, yet all other civil
and conventional rights are secured to them, at least such rights
were evidently secured to them by the ordinance in question for the
government of Indiana. If these rights are vested in that or any
other portion of the United States, can it be compatible with the
spirit of our confederated Government to deny their existence in any
other part? Is there less comity existing between State and State, or
State [p*563] and Territory, than exists between the despotic
Governments of Europe?
These are the words of a learned and great judge, born
and educated in a slave State.
I now come to inquire, under the sixth and last head,
"whether the decisions of the Supreme Court of Missouri on the
question before us are binding on this court."
While we respect the learning and high intelligence of
the State courts, and consider their decisions, with others, as
authority, we follow them only where they give a construction to the
State statutes. On this head, I consider myself fortunate in being
able to turn to the decision of this court, given by Mr. Justice
Grier, in Pease v. Peck, a case from the State of Michigan, 18
Howard, 589, decided in December Term, 1855. Speaking for the court,
Judge Grier said:
We entertain the highest respect for that learned court (the
Supreme Court of Michigan), and, in any question affecting the
construction of their own laws where we entertain any doubt, would be
glad to be relieved from doubt and responsibility by reposing on
their decision. There are, it is true, many dicta to be found in our
decisions averring that the courts of the United States are bound to
follow the decisions of the State courts on the construction of their
own laws. But although this may be correct, yet a rather strong
expression of a general rule, it cannot be received as the
annunciation of a maxim of universal application. Accordingly, our
reports furnish many cases of exceptions to it. In all cases where
there is a settled construction of the laws of the a State by its
highest judicature established by admitted precedent, it is the
practice of the courts of the United States to receive and adopt it
without criticism or further inquiry. When the decisions of the State
court are not consistent, we do not feel bound to follow the last if
it is contrary to our own convictions, and much more is this the case
where, after a long course of consistent decisions, some new light
suddenly springs up, or an excited public opinion has elicited new
doctrines subversive of former safe precedent.
These words, it appears to me, have a stronger
application to the case before us than they had to the cause in which
they were spoken as the opinion of this court, and I regret that they
do not seem to be as fresh in the recollection of some of my brethren
as in my own. For twenty-eight years, the decisions of the Supreme
Court of Missouri were consistent on all the points made in this
case. But this consistent course was suddenly terminated, whether by
some new light suddenly springing up, or an excited public opinion,
or both, it is not [p*564] necessary to say. In the case of Scott
v. Emerson, in 1852, they were overturned and repudiated.
This, then, is the very case in which seven of my
brethren declared they would not follow the last decision. On this
authority I may well repose. I can desire no other or better basis.
But there is another ground which I deem conclusive,
and which I will restate.
The Supreme Court of Missouri refused to notice the act
of Congress or the Constitution of Illinois under which Dred Scott,
his wife, and children claimed that they are entitled to freedom.
This being rejected by the Missouri court, there was no
case before it, or least it was a case with only one side. And this
is the case which, in the opinion of this court, we are bound to
follow. The Missouri court disregards the express provisions of an
act of Congress and the Constitution of a sovereign State, both of
which laws for twenty-eight years it had not only regarded, but
carried into effect.
If a State court may do this, on a question involving
the liberty of a human being, what protection do the laws afford? So
far from this being a Missouri question, it is a question, as it
would seem, within the twenty-fifth section of the Judiciary Act,
where a right to freedom being set up under the act of Congress, and
the decision being against such right, it may be brought for revision
before this court, from the Supreme Court of Missouri.
I think the judgment of the court below should be
reversed.
Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford
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