Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford
CURTIS, J., Dissenting Opinion
Mr. Justice CURTIS dissenting.
I dissent from the opinion pronounced by the Chief
Justice, and from the judgment which the majority of the court think
it proper to render in this case. The plaintiff alleged in his
declaration that he was a citizen of the State of Missouri, and that
the defendant was a citizen of the State of New York. It is not
doubted that it was necessary to make each of these allegations to
sustain the jurisdiction of the Circuit Court. The defendant denied,
by a plea to the jurisdiction either sufficient or insufficient, that
the plaintiff was a citizen of the State of Missouri. The plaintiff
demurred to that plea. The Circuit Court adjudged the plea
insufficient, and the first question for our consideration is whether
the sufficiency of that plea is before this court for judgment upon
this writ of error. The part of the judicial power of the United
States, conferred by Congress on the Circuit Courts, being limited to
certain described cases and controversies, the question whether a
particular [p*565] case is within the cognizance of a Circuit Court
may be raised by a plea to the jurisdiction of such court. When that
question has been raised, the Circuit Court must, in the first
instance, pass upon and determine it. Whether its determination be
final or subject to review by this appellate court must depend upon
the will of Congress, upon which body the Constitution has conferred
the power, with certain restrictions, to establish inferior courts,
to determine their jurisdiction, and to regulate the appellate power
of this court. The twenty-second section of the Judiciary Act of
1789, which allows a writ of error from final judgments of Circuit
Courts, provides that there shall be no reversal in this court, on
such writ of error, for error in ruling any plea in abatement other
than a plea to the jurisdiction of the court. Accordingly it has been
held from the origin of the court to the present day that Circuit
Courts have not been made by Congress the final judges of their own
jurisdiction in civil cases. And that when a record comes here upon a
writ of error or appeal, and on its inspection, it appears to this
court that the Circuit Court had not jurisdiction, its judgment must
be reversed and the cause remanded to be dismissed for want of
jurisdiction.
It is alleged by the defendant in error in this case
that the plea to the jurisdiction was a sufficient plea; that it
shows, on inspection of its allegations, confessed by the demurrer,
that the plaintiff was not a citizen of the State of Missouri; that,
upon this record, it must appear to this court that the case was not
within the judicial power of the United States as defined and granted
by the Constitution, because it was not a suit by a citizen of one
State against a citizen of another State.
To this it is answered first that the defendant, by
pleading over after the plea to the jurisdiction was adjudged
insufficient, finally waived all benefit of that plea.
When that plea was adjudged insufficient, the defendant
was obliged to answer over. He held no alternative. He could not stop
the further progress of the case in the Circuit Court by a writ of
error, on which the sufficiency of his plea to the jurisdiction could
be tried in this court, because the judgment on that plea was not
final, and no writ of error would lie. He was forced to plead to the
merits. It cannot be true, then, that he waived the benefit of his
plea to the jurisdiction by answering over. Waiver includes consent.
Here, there was no consent. And if the benefit of the plea was
finally lost, it must be not by any waiver, but because the laws of
the United States have not provided any mode of reviewing the
decision of the Circuit Court on such a plea when that decision is
against the defendant. This is not the [p*566] law. Whether the
decision of the Circuit Court on a plea to the jurisdiction be
against the plaintiff or against the defendant, the losing party may
have any alleged error in law, in ruling such a plea, examined in
this court on a writ of error when the matter in controversy exceeds
the sum or value of two thousand dollars. If the decision be against
the plaintiff, and his suit dismissed for want of jurisdiction, the
judgment is technically final, and he may at once sue out his writ of
error. Mollan v. Torrance, 9 Wheat. 537. If the decision be
against the defendant, though he must answer over and wait for a
final judgment in the cause, he may then have his writ of error, and
upon it obtain the judgment of this court on any question of law
apparent on the record touching the jurisdiction. The fact that he
pleaded over to the merits, under compulsion, can have no effect on
his right to object to the jurisdiction. If this were not so, the
condition of the two parties would be grossly unequal. For if a plea
to the jurisdiction were ruled against the plaintiff, he could at
once take his writ of error and have the ruling reviewed here, while,
if the same plea were ruled against the defendant, he must not only
wait for a final judgment, but could in no event have the ruling of
the Circuit Court upon the plea reviewed by this court. I know of no
ground for saying that the laws of the United States have thus
discriminated between the parties to a suit in its courts.
It is further objected that, as the judgment of the
Circuit Court was in favor of the defendant and the writ of error in
this cause was sued out by the plaintiff, the defendant is not in a
condition to assign any error in the record, and therefore this court
is precluded from considering the question whether the Circuit Court
had jurisdiction.
The practice of this court does not require a technical
assignment of errors. See the rule. Upon a writ of error, the
whole record is open for inspection, and if any error be found in it,
the judgment is reversed. Bank of United States v. Smith, 11
Wheat. 171.
It is true, as a general rule, that the court will not
allow a party to rely on anything as cause for reversing a judgment
which was for his advantage. In this, we follow an ancient rule of
the common law. But so careful was that law of the preservation of
the course of its courts that it made an exception out of that
general rule, and allowed a party to assign for error that which was
for his advantage if it were a departure by the court itself from its
settled course of procedure. The cases on this subject are collected
in Bac.Ab., Error H. 4. And this court followed this practice in
Capron v. Van Noorden, [p*567] 2 Cranch 126, where the
plaintiff below procured the reversal of a judgment for the defendant
on the ground that the plaintiff's allegations of citizenship had not
shown jurisdiction.
But it is not necessary to determine whether the
defendant can be allowed to assign want of jurisdiction as an error
in a judgment in his own favor. The true question is not what either
of the parties may be allowed to do, but whether this court will
affirm or reverse a judgment of the Circuit Court on the merits when
it appears on the record by a plea to the jurisdiction that it is a
case to which the judicial power of the United States does not
extend. The course of the court is where no motion is made by either
party, on its own motion, to reverse such a judgment for want of
jurisdiction, not only in cases where it is shown, negatively, by a
plea to the jurisdiction that jurisdiction does not exist, but even
where it does not appear, affirmatively that it does exist. Pequignot
v. The Pennsylvania R.R. Co., 16 How. 104. It acts upon the
principle that the judicial power of the United States must not be
exerted in a case to which it does not extend, even if both parties
desire to have it exerted. Cutler v. Rae, 7 How. 729. I
consider, therefore, that, when there was a plea to the jurisdiction
of the Circuit Court in a case brought here by a writ of error, the
first duty of this court is sua sponte, if not moved to it by
either party, to examine the sufficiency of that plea, and thus to
take care that neither the Circuit Court nor this court shall use the
judicial power of the United States in a case to which the
Constitution and laws of the United States have not extended that
power.
I proceed, therefore, to examine the plea to the
jurisdiction.
I do not perceive any sound reason why it is not to be
judged by the rules of the common law applicable to such pleas. It is
true, where the jurisdiction of the Circuit Court depends on the
citizenship of the parties, it is incumbent on the plaintiff to
allege on the record the necessary citizenship, but when he has done
so, the defendant must interpose a plea in abatement the allegations
whereof show that the court has not jurisdiction, and it is incumbent
on him to prove the truth of his plea.
In Sheppard v. Graves, 14 How. 27, the rules on
this subject are thus stated in the opinion of the court:
That although, in the courts of the United States, it is necessary
to set forth the grounds of their cognizance as courts of limited
jurisdiction, yet wherever jurisdiction shall be averred in the
pleadings, in conformity with the laws creating those courts, it must
be taken, prima facie, as existing, and it is incumbent
[p*568] on him who would impeach that jurisdiction for causes dehors
the pleading, to allege and prove such causes that the necessity for
the allegation, and the burden of sustaining it by proof, both rest
upon the party taking the exception.
These positions are sustained by the authorities there
cited, as well as by Wickliffe v. Owings, 17 How. 47.
When, therefore, as in this case, the necessary
averments as to citizenship are made on the record, and jurisdiction
is assumed to exist, and the defendant comes by a plea to the
jurisdiction to displace that presumption, he occupies, in my
judgment, precisely the position described in Bacon Ab., Abatement:
Abatement, in the general acceptation of the word, signifies a
plea, put in by the defendant, in which he shows cause to the court
why he should not be impleaded, or, if at all, not in the manner and
form he now is.
This being, then, a plea in abatement to the
jurisdiction of the court, I must judge of its sufficiency by those
rules of the common law applicable to such pleas.
The plea was as follows:
And the said John F. A. Sandford, in his own proper person, comes
and says that this court ought not to have or take further cognizance
of the action aforesaid, because he says that said cause of action,
and each and every of them (if any such have accrued to the said Dred
Scott), accrued to the said Dred Scott out of the jurisdiction of
this court, and exclusively within the jurisdiction of the courts of
the State of Missouri, for that, to-wit, the said plaintiff, Dred
Scott, is not a citizen of the State of Missouri, as alleged in his
declaration, because he is a negro of African descent, his ancestors
were of pure African blood, and were brought into this country and
sold as negro slaves, and this the said Sandford is ready to verify.
Wherefore, he prays judgment whether this court can or will take
further cognizance of the action aforesaid.
The plaintiff demurred, and the judgment of the Circuit
Court was that the plea was insufficient.
I cannot treat this plea as a general traverse of the
citizenship alleged by the plaintiff. Indeed, if it were so treated,
the plea was clearly bad, for it concludes with a verification, and
not to the country, as a general traverse should. And though this
defect in a plea in bar must be pointed out by a special demurrer, it
is never necessary to demur specially to a plea in abatement; all
matters, though of form only, may be taken advantage of upon a
general demurrer to such a plea. Chitty on Pl. 465.
The truth is that, though not drawn with the utmost
technical accuracy, it is a special traverse of the plaintiff's
allegation [p*569] of citizenship, and was a suitable and proper mode
of traverse under the circumstances. By reference to Mr. Stephen's
description of the uses of such a traverse contained in his excellent
analysis of pleadings, Steph. on Pl. 176, it will be seen how
precisely this plea meets one of his descriptions. No doubt the
defendant might have traversed, by a common or general traverse, the
plaintiff's allegation that he was a citizen of the State of
Missouri, concluding to the country. The issue thus presented being
joined, would have involved matter of law on which the jury must have
passed under the direction of the court. But, by traversing the
plaintiff's citizenship specially -- that is, averring those facts on
which the defendant relied to show that, in point of law, the
plaintiff was not a citizen, and basing the traverse on those facts
as a deduction therefrom -- opportunity was given to do what was done
-- that is, to present directly to the court, by a demurrer, the
sufficiency of those facts to negative, in point of law, the
plaintiff's allegation of citizenship. This, then, being a special,
and not a general or common, traverse, the rule is settled that the
facts thus set out in the plea as the reason or ground of the
traverse must of themselves constitute, in point of law, a negative
of the allegation thus traversed. Stephen on Pl. 183, Ch. on Pl. 620.
And upon a demurrer to this plea, the question which arises is
whether the facts that the plaintiff is a negro of African descent,
whose ancestors were of pure African blood and were brought into this
country and sold as negro slaves, may all be true, and yet the
plaintiff be a citizen of the State of Missouri within the meaning of
the Constitution and laws of the United States which confer on
citizens of one State the right to sue citizens of another State in
the Circuit Courts. Undoubtedly, if these facts, taken together,
amount to an allegation that, at the time of action brought, the
plaintiff was himself a slave, the plea is sufficient. It has been
suggested that the plea, in legal effect, does so aver, because, if
his ancestors were sold as slaves, the presumption is they continued
slaves, and, if so, the presumption is the plaintiff was born a
slave, and, if so, the presumption is he continued to be a slave to
the time of action brought.
I cannot think such presumptions can be resorted to to
help out defective averments in pleading, especially in pleading in
abatement, where the utmost certainty and precision are required.
Chitty on Pl. 457. That the plaintiff himself was a slave at the time
of action brought is a substantive fact having no necessary
connection with the fact that his parents were sold as slaves. For
they might have been sold after he was born, or the plaintiff
himself, if once a slave, might have [p*570] became a freeman before
action brought. To aver that his ancestors were sold as slaves is not
equivalent, in point of law, to an averment that he was a slave. If
it were, he could not even confess and avoid the averment of the
slavery of his ancestors, which would be monstrous, and if it be not
equivalent in point of law, it cannot be treated as amounting thereto
when demurred to, for a demurrer confesses only those substantive
facts which are well pleaded, and not other distinct substantive
facts which might be inferred therefrom by a jury. To treat an
averment that the plaintiff's ancestors were Africans, brought to
this country and sold as slaves, as amounting to an averment on the
record that he was a slave because it may lay some foundation for
presuming so is to hold that the facts actually alleged may be
treated as intended as evidence of another distinct facts not
alleged. But it is a cardinal rule of pleading, laid down in Dowman's
Case, 9 Rep. 9b, and in even earlier authorities therein referred
to, "that evidence shall never be pleaded, for it only tends to
prove matter of fact, and therefore the matter of fact shall be
pleaded." Or, as the rule is sometimes stated, pleadings must
not be argumentative. Stephen on Pleading 384, and authorities cited
by him. In Com.Dig., Pleader E. 3, and Bac. Abridgement, Pleas I, 5,
and Stephen on Pl., many decisions under this rule are collected. In
trover, for an indenture whereby A granted a manor, it is no plea
that A did not grant the manor, for it does not answer the
declaration except by argument. Yelv. 223.
So, in trespass for taking and carrying away the
plaintiff's goods, the defendant pleaded that the plaintiff never had
any goods. The court said, "this is an infallible argument that
the defendant is not guilty, but it is no plea." Dyer a 43.
In ejectment, the defendant pleaded a surrender of a
copyhold by the hand of Fosset, the steward. The plaintiff replied
that Fosset was not steward. The court held this no issue, for it
traversed the surrender only agrumentatively. Cro.Elis. 260.
In these cases and many others reported in the books,
the inferences from the facts stated were irresistible. But the court
held they did not, when demurred to, amount to such inferable facts.
In the case at bar, the inference that the defendant was a slave at
the time of action brought, even if it can be made at all from the
fact that his parents were slaves, is certainly not a necessary
inference. This case, therefore, is like that of Digby v.
Alexander, 8 Bing. 116. In that case, the defendant pleaded many
facts strongly tending to show that he was once Earl of Stirling, but
as there was no positive allegation [p*571] that he was so at the
time of action brought, and, as every fact averred might be true and
yet the defendant not have been Earl of Stirling at the time of
action brought, the plea was held to be insufficient.
A lawful seizin of land is presumed to continue. But
if, in an action of trespass quare clausum, the defendant were
to plead that he was lawfully seized of the locus in quo one
month before the time of the alleged trespass, I should have no doubt
it would be a bad plea. See Mollan v. Torrance, 9 Wheat. 537.
So if a plea to the jurisdiction, instead of alleging that the
plaintiff was a citizen of the same State as the defendant, were to
allege that the plaintiff's ancestors were citizens of that State, I
think the plea could not be supported. My judgment would be, as it is
in this case, that if the defendant meant to aver a particular
substantive fact as existing at the time of action brought, he must
do it directly and explicitly, and not by way of inference from
certain other averments which are quite consistent with the contrary
hypothesis. I cannot, therefore, treat this plea as containing an
averment that the plaintiff himself was a slave at the time of action
brought, and the inquiry recurs whether the facts that he is of
African descent, and that his parents were once slaves, are
necessarily inconsistent with his own citizenship in the State of
Missouri within the meaning of the Constitution and laws of the
United States.
In Gassies v. Ballon, 6 Pet. 761, the defendant
was described on the record as a naturalized citizen of the United
States, residing in Louisiana. The court held this equivalent to an
averment that the defendant was a citizen of Louisiana, because a
citizen of the United States, residing in any State of the Union, is,
for purposes of jurisdiction, a citizen of that State. Now the plea
to the jurisdiction in this case does not controvert the fact that
the plaintiff resided in Missouri at the date of the writ. If he did
then reside there, and was also a citizen of the United States, no
provisions contained in the Constitution or laws of Missouri can
deprive the plaintiff of his right to sue citizens of States other
than Missouri in the courts of the United States.
So that, under the allegations contained in this plea
and admitted by the demurrer, the question is whether any person of
African descent, whose ancestors were sold as slaves in the United
States, can be a citizen of the United States. If any such person can
be a citizen, this plaintiff has the right to the judgment of the
court that he is so, for no cause is shown by the plea why he is not
so, except his descent and the slavery of his ancestors.
The first section of the second article of the
Constitution [p*572] uses the language, "a citizen of the United
States at the time of the adoption of the Constitution." One
mode of approaching this question is to inquire who were citizens of
the United States at the time of the adoption of the Constitution.
Citizens of the United States at the time of the
adoption of the Constitution can have been no other than citizens of
the United States under the Confederation. By the Articles of
Confederation, a Government was organized, the style whereof was "The
United States of America." This Government was in existence when
the Constitution was framed and proposed for adoption, and was to be
superseded by the new Government of the United States of America,
organized under the Constitution. When, therefore, the Constitution
speaks of citizenship of the United States existing at the time of
the adoption of the Constitution, it must necessarily refer to
citizenship under the Government which existed prior to and at the
time of such adoption.
Without going into any question concerning the powers
of the Confederation to govern the territory of the United States out
of the limits of the States, and consequently to sustain the relation
of Government and citizen in respect to the inhabitants of such
territory, it may safely be said that the citizens of the several
States were citizens of the United States under the Confederation.
That Government was simply a confederacy of the several
States, possessing a few defined powers over subjects of general
concern, each State retaining every power, jurisdiction, and right,
not expressly delegated to the United States in Congress assembled.
And no power was thus delegated to the Government of the
Confederation to act on any question of citizenship or to make any
rules in respect thereto. The whole matter was left to stand upon the
action of the several States, and to the natural consequence of such
action that the citizens of each State should be citizens of that
Confederacy into which that State had entered, the style whereof was,
"The United States of America."
To determine whether any free persons, descended from
Africans held in slavery, were citizens of the United States under
the Confederation, and consequently at the time of the adoption of
the Constitution of the United States, it is only necessary to know
whether any such persons were citizens of either of the States under
the Confederation at the time of the adoption of the Constitution.
Of this there can be no doubt. At the time of the
ratification of the Articles of Confederation, all free native-born
inhabitants of the States of New Hampshire, Massachusetts, New
[p*573] York, New Jersey, and North Carolina, though descended from
African slaves, were not only citizens of those States, but such of
them as had the other necessary qualifications possessed the
franchise of electors, on equal terms with other citizens.
The Supreme Court of North Carolina, in the case of the
State v. Manuel, 4 Dev. and Bat. 20, has declared the law of
that State on this subject in terms which I believe to be as sound
law in the other States I have enumerated, as it was in North
Carolina.
"According to the laws of this State," says
Judge Gaston, in delivering the opinion of the court,
all human beings within it, who are not slaves, fall within one of
two classes. Whatever distinctions may have existed in the Roman laws
between citizens and free inhabitants, they are unknown to our
institutions. Before our Revolution, all free persons born within the
dominions of the King of Great Britain, whatever their color or
complexion, were native-born British subjects -- those born out of
his allegiance were aliens. Slavery did not exist in England, but it
did in the British colonies. Slaves were not, in legal parlance
persons, but property. The moment the incapacity, the
disqualification of slavery, was removed, they became persons, and
were then either British subjects or not British subjects, according
as they were or were not born within the allegiance of the British
King. Upon the Revolution, no other change took place in the laws of
North Carolina than was consequent on the transition from a colony
dependent on a European King to a free and sovereign State. Slaves
remained slaves. British subjects in North Carolina became North
Carolina freemen. Foreigners, until made members of the State,
remained aliens. Slaves, manumitted here, became freemen, and
therefore, if born within North Carolina, are citizens of North
Carolina, and all free persons born within the State are born
citizens of the State. The Constitution extended the elective
franchise to every freeman who had arrived at the age of twenty-one
and paid a public tax, and it is a matter of universal notoriety
that, under it, free persons, without regard to color, claimed and
exercised the franchise until it was taken from free men of color a
few years since by our amended Constitution.
In the State v. Newcomb, 5 Iredell's R. 253,
decided in 1844, the same court referred to this case of the State
v. Manuel, and said:
That case underwent a very laborious investigation, both by the
bar and the bench. The case was brought here by appeal, and was felt
to be one of great importance in principle. It was considered with an
anxiety and care worthy of the principle involved, and which give it
a controlling [p*574] influence and authority on all questions of a
similar character.
An argument from speculative premises, however well
chosen, that the then state of opinion in the Commonwealth of
Massachusetts was not consistent with the natural rights of people of
color who were born on that soil, and that they were not, by the
Constitution of 1780 of that State, admitted to the condition of
citizens, would be received with surprise by the people of that State
who know their own political history. It is true, beyond all
controversy that persons of color, descended from African slaves,
were by that Constitution made citizens of the State, and such of
them as have had the necessary qualifications have held and exercised
the elective franchise, as citizens, from that time to the present.
See Com. v. Aves, 18 Pick. R. 210.
The Constitution of New Hampshire conferred the
elective franchise upon "every inhabitant of the State having
the necessary qualifications," of which color or descent was not
one.
The Constitution of New York gave the right to vote to
"every male inhabitant, who shall have resided," &c.,
making no discrimination between free colored persons and others. See
Con. of N.Y., Art. 2, Rev.Stats. of N.Y., vol. 1, p. 126.
That of New Jersey, to "all inhabitants of this
colony, of full age, who are worth £ 50 proclamation money,
clear estate."
New York, by its Constitution of 1820, required colored
persons to have some qualifications as prerequisites for voting,
which white persons need not possess. And New Jersey, by its present
Constitution, restricts the right to vote to white male citizens. But
these changes can have no other effect upon the present inquiry
except to show that, before they were made, no such restrictions
existed, and colored, in common with white, persons, were not only
citizens of those States, but entitled to the elective franchise on
the same qualifications as white persons, as they now are in New
Hampshire and Massachusetts. I shall not enter into an examination of
the existing opinions of that period respecting the African race, nor
into any discussion concerning the meaning of those who asserted, in
the Declaration of Independence, that all men are created equal; that
they are endowed by their Creator with certain inalienable rights;
that among these are life, liberty, and the pursuit of happiness. My
own opinion is that a calm comparison of these assertions of
universal abstract truths and of their own individual opinions and
acts would not leave [p*575] these men under any reproach of
inconsistency; that the great truths they asserted on that solemn
occasion, they were ready and anxious to make effectual, wherever a
necessary regard to circumstances, which no statesman can disregard
without producing more evil than good, would allow; and that it would
not be just to them nor true in itself to allege that they intended
to say that the Creator of all men had endowed the white race,
exclusively, with the great natural rights which the Declaration of
Independence asserts. But this is not the place of vindicate their
memory. As I conceive, we should deal here not with such disputes, if
there can be a dispute concerning this subject, but with those
substantial facts evinced by the written Constitutions of States and
by the notorious practice under them. And they show, in a manner
which no argument can obscure, that, in some of the original thirteen
States, free colored persons, before and at the time of the formation
of the Constitution, were citizens of those States.
The fourth of the fundamental articles of the
Confederation was as follows:
The free inhabitants of each of these States, paupers, vagabonds,
and fugitives from justice, excepted, shall be entitled to all the
privileges and immunities of free citizens in the several States.
The fact that free persons of color were citizens of
some of the several States, and the consequence that this fourth
article of the Confederation would have the effect to confer on such
persons the privileges and immunities of general citizenship, were
not only known to those who framed and adopted those articles, but
the evidence is decisive that the fourth article was intended to have
that effect, and that more restricted language, which would have
excluded such persons, was deliberately and purposely rejected.
On the 25th of June, 1778, the Articles of
Confederation being under consideration by the Congress, the
delegates from South Carolina moved to amend this fourth article by
inserting after the word "free," and before the word
"inhabitants," the word "white," so that the
privileges and immunities of general citizenship would be secured
only to white persons. Two States voted for the amendment, eight
States against it, and the vote of one State was divided. The
language of the article stood unchanged, and both by its terms of
inclusion, "free inhabitants," and the strong implication
from its terms of exclusion, "paupers, vagabonds, and fugitives
from justice," who alone were excepted, it is clear that under
the Confederation, and at the time of the adoption of the
Constitution, free colored persons of African descent might be, and,
by reason of their citizenship in certain States, were, entitled to
the [p*576] privileges and immunities of general citizenship of the
United States.
Did the Constitution of the United States deprive them
or their descendants of citizenship?
That Constitution was ordained and established by the
people of the United States, through the action, in each State, or
those persons who were qualified by its laws to act thereon in behalf
of themselves and all other citizens of that State. In some of the
States, as we have seen, colored persons were among those qualified
by law to act on this subject. These colored persons were not only
included in the body of "the people of the United States"
by whom the Constitution was ordained and established, but, in at
least five of the States, they had the power to act, and doubtless
did act, by their suffrages, upon the question of its adoption. It
would be strange if we were to find in that instrument anything which
deprived of their citizenship any part of the people of the United
States who were among those by whom it was established.
I can find nothing in the Constitution which, proprio
vigore, deprives of their citizenship any class of persons who
were citizens of the United States at the time of its adoption, or
who should be native-born citizens of any State after its adoption,
nor any power enabling Congress to disfranchise persons born on the
soil of any State, and entitled to citizenship of such State by its
Constitution and laws. And my opinion is that, under the Constitution
of the United States, every free person born on the soil of a State,
who is a citizen of that State by force of its Constitution or laws,
is also a citizen of the United States.
I will proceed to state the grounds of that opinion.
The first section of the second article of the
Constitution uses the language, "a natural-born citizen."
It thus assumes that citizenship may be acquired by birth.
Undoubtedly, this language of the Constitution was used in reference
to that principle of public law, well understood in this country at
the time of the adoption of the Constitution, which referred
citizenship to the place of birth. At the Declaration of
Independence, and ever since, the received general doctrine has been
in conformity with the common law that free persons born within
either of the colonies were subjects of the King that by the
Declaration of Independence, and the consequent acquisition of
sovereignty by the several States, all such persons ceased to be
subjects, and became citizens of the several States, except so far as
some of them were disfranchised by the legislative power of the
States, or availed themselves, seasonably, of the right to adhere to
the British Crown in the civil contest, [p*577] and thus to continue
British subjects. McIlvain v. Coxe's Lessee, 4 Cranch 209;
Inglis v. Sailors' Snug Harbor, 3 Peters, p. 99; Shanks v.
Dupont, ibid., p. 242.
The Constitution having recognised the rule that
persons born within the several States are citizens of the United
States, one of four things must be true:
First. That the Constitution itself has
described what native-born persons shall or shall not be citizens of
the United States, or
Second. That it has empowered Congress to do so,
or
Third. That all free persons born within the
several States are citizens of the United States, or
Fourth. That it is left to each State to
determine what free persons born within its limits shall be citizens
of such State, and thereby be citizens of the United States.
If there be such a thing as citizenship of the United
States acquired by birth within the States, which the Constitution
expressly recognises, and no one denies, then these four alternatives
embrace the entire subject, and it only remains to select that one
which is true.
That the Constitution itself has defined citizenship of
the United States by declaring what persons born within the several
States shall or shall not be citizens of the United States will not
be pretended. It contains no such declaration. We may dismiss the
first alternative as without doubt unfounded.
Has it empowered Congress to enact what free persons,
born within the several States, shall or shall not be citizens of the
United States?
Before examining the various provisions of the
Constitution which may relate to this question, it is important to
consider for a moment the substantial nature of this inquiry. It is,
in effect, whether the Constitution has empowered Congress to create
privileged classes within the States who alone can be entitled to the
franchises and powers of citizenship of the United States. If it be
admitted that the Constitution has enabled Congress to declare what
free persons born within the several States shall be citizens of the
United States, it must at the same time be admitted that it is an
unlimited power. If this subject is within the control of Congress,
it must depend wholly on its discretion. For certainly no limits of
that discretion can be found in the Constitution, which is wholly
silent concerning it, and the necessary consequence is that the
Federal Government may select classes of persons within the several
States who alone can be entitled to the political privileges of
citizenship of the United States. If this power exists, what persons
born within the States may be President or Vice President [p*578] of
the United States, or members of either House of Congress, or hold
any office or enjoy any privilege whereof citizenship of the United
States is a necessary qualification must depend solely on the will of
Congress. By virtue of it, though Congress can grant no title of
nobility, they may create an oligarchy in whose hands would be
concentrated the entire power of the Federal Government.
It is a substantive power, distinct in its nature from
all others, capable of affecting not only the relations of the States
to the General Government, but of controlling the political condition
of the people of the United States. Certainly we ought to find this
power granted by the Constitution, at least by some necessary
inference, before we can say it does not remain to the States or the
people. I proceed therefore to examine all the provisions of the
Constitution which may have some bearing on this subject.
Among the powers expressly granted to Congress is "the
power to establish a uniform rule of naturalization." It is not
doubted that this is a power to prescribe a rule for the removal of
the disabilities consequent on foreign birth. To hold that it extends
further than this would do violence to the meaning of the term
naturalization, fixed in the common law, Co.Lit. 8a, 129a; 2 Ves.
sen. 286; 2 Bl.Com. 293, and in the minds of those who concurred in
framing and adopting the Constitution. It was in this sense of
conferring on an alien and his issue the rights and powers of a
native-born citizen that it was employed in the Declaration of
Independence. It was in this sense it was expounded in the Federalist
No. 42; has been understood by Congress, by the Judiciary, 2 Wheat.
259, 269, 3 Wash.R. 313, 322, 12 Wheat. 277, and by commentators on
the Constitution. 3 Story's Com. on Con., 1-3; 1 Rawle on Con. 84-88;
1 Tucker's Bl.Com. App. 255-259.
It appears, then that the only power expressly granted
to Congress to legislate concerning citizenship is confined to the
removal of the disabilities of foreign birth.
Whether there be anything in the Constitution from
which a broader power may be implied will best be seen when we come
to examine the two other alternatives, which are whether all free
persons, born on the soil of the several States, or only such of them
as may be citizens of each State, respectively, are thereby citizens
of the United States. The last of these alternatives, in my judgment,
contains the truth.
Undoubtedly, as has already been said, it is a
principle of public law, recognised by the Constitution itself, that
birth on the soil of a country both creates the duties and confers
the rights of citizenship. But it must be remembered that, though
[p*579] the Constitution was to form a Government, and under it the
United States of America were to be one united sovereign nation to
which loyalty and obedience, on the one side, and from which
protection and privileges, on the other, would be due, yet the
several sovereign States whose people were then citizens were not
only to continue in existence, but with powers unimpaired except so
far as they were granted by the people to the National Government.
Among the powers unquestionably possessed by the
several States was that of determining what persons should and what
persons should not be citizens. It was practicable to confer on the
Government of the Union this entire power. It embraced what may well
enough, for the purpose now in view, be divided into three parts.
First: the power to remove the disabilities of alienage,
either by special acts in reference to each individual case or by
establishing a rule of naturalization to be administered and applied
by the courts. Second: determining what persons should enjoy
the privileges of citizenship in respect to the internal affairs of
the several States. Third: what native-born persons should be
citizens of the United States.
The first-named power -- that of establishing a uniform
rule of naturalization -- was granted, and here the grant, according
to its terms, stopped. Construing a Constitution containing only
limited and defined powers of government, the argument derived from
this definite and restricted power to establish a rule of
naturalization must be admitted to be exceedingly strong. I do not
say it is necessarily decisive. It might be controlled by other parts
of the Constitution. But when this particular subject of citizenship
was under consideration, and in the clause specially intended to
define the extent of power concerning it, we find a particular part
of this entire power separated from the residue and conferred on the
General Government, there arises a strong presumption that this is
all which is granted, and that the residue is left to the States and
to the people. And this presumption is, in my opinion, converted into
a certainty by an examination of all such other clauses of the
Constitution as touch this subject.
I will examine each which can have any possible bearing
on this question.
The first clause of the second section of the third
article of the Constitution is
The judicial power shall extend to controversies between a State
and citizens of another State, between citizens of different States,
between citizens of the same State, claiming lands under grants of
different States, and between States, or the citizens thereof, and
foreign States, [p*580] citizens, or subjects.
I do not think this clause has any considerable bearing
upon the particular inquiry now under consideration. Its purpose was
to extend the judicial power to those controversies into which local
feelings or interests might to enter as to disturb the course of
justice, or give rise to suspicions that they had done so, and thus
possibly give occasion to jealousy or ill will between different
States, or a particular State and a foreign nation. At the same time,
I would remark in passing that it has never been held -- I do not
know that it has ever been supposed -- that any citizen of a State
could bring himself under this clause and the eleventh and twelfth
sections of the Judiciary Act of 1789, passed in pursuance of it, who
was not a citizen of the United States. But I have referred to the
clause only because it is one of the places where citizenship is
mentioned by the Constitution. Whether it is entitled to any weight
in this inquiry or not, it refers only to citizenship of the several
States; it recognises that, but it does not recognise citizenship of
the United States as something distinct therefrom.
As has been said, the purpose of this clause did not
necessarily connect it with citizenship of the United States, even if
that were something distinct from citizenship of the several States
in the contemplation of the Constitution. This cannot be said of
other clauses of the Constitution, which I now proceed to refer to.
"The citizens of each State shall be entitled to
all the privileges and immunities of citizens of the several States."
Nowhere else in the Constitution is there anything concerning a
general citizenship, but here, privileges and immunities to be
enjoyed throughout the United States, under and by force of the
national compact, are granted and secured. In selecting those who are
to enjoy these national rights of citizenship, how are they
described? As citizens of each State. It is to them these national
rights are secured. The qualification for them is not to be looked
for in any provision of the Constitution or laws of the United
States. They are to be citizens of the several States, and as such,
the privileges and immunities of general citizenship, derived from
and guarantied by the Constitution, are to be enjoyed by them. It
would seem that, if it had been intended to constitute a class of
native-born persons within the States who should derive their
citizenship of the United States from the action of the Federal
Government, this was an occasion for referring to them. It cannot be
supposed that it was the purpose of this article to confer the
privileges and immunities of citizens in all the States upon persons
not citizens of the United States. [p*581]
And if it was intended to secure these rights only to
citizens of the United States, how has the Constitution here
described such persons? Simply as citizens of each State.
But, further: though, as I shall presently more fully
state, I do not think the enjoyment of the elective franchise
essential to citizenship, there can be no doubt it is one of the
chiefest attributes of citizenship under the American Constitutions,
and the just and constitutional possession of this right is decisive
evidence of citizenship. The provisions made by a Constitution on
this subject must therefore be looked to as bearing directly on the
question what persons are citizens under that Constitution, and as
being decisive, to this extent -- that all such persons as are
allowed by the Constitution to exercise the elective franchise, and
thus to participate in the Government of the United States, must be
deemed citizens of the United States.
Here, again, the consideration presses itself upon us
that, if there was designed to be a particular class of native-born
persons within the States, deriving their citizenship from the
Constitution and laws of the United States, they should at least have
been referred to as those by whom the President and House of
Representatives were to be elected, and to whom they should be
responsible.
Instead of that, we again find this subject referred to
the laws of the several States. The electors of President are to be
appointed in such manner as the Legislature of each State may direct,
and the qualifications of electors of members of the House of
Representatives shall be the same as for electors of the most
numerous branch of the State Legislature.
Laying aside, then, the case of aliens, concerning
which the Constitution of the United States has provided, and
confining our view to free persons born within the several States, we
find that the Constitution has recognised the general principle of
public law that allegiance and citizenship depend on the place of
birth; that it has not attempted practically to apply this principle
by designating the particular classes of persons who should or should
not come under it; that, when we turn to the Constitution for an
answer to the question what free persons born within the several
States are citizens of the United States, the only answer we can
receive from any of its express provisions is the citizens of the
several States are to enjoy the privileges and immunities of citizens
in every State, and their franchise as electors under the
Constitution depends on their citizenship in the several States. Add
to this that the Constitution was ordained by the citizens of the
several States that they were "the people of the United States,"
for whom [p*582] and whose posterity the Government was declared in
the preamble of the Constitution to be made; that each of them was "a
citizen of the United States at the time of the adoption of the
Constitution" within the meaning of those words in that
instrument; that by them the Government was to be and was in fact
organized; and that no power is conferred on the Government of the
Union to discriminate between them, or to disfranchise any of them --
the necessary conclusion is that those persons born within the
several States who, by force of their respective Constitutions and
laws, are citizens of the State are thereby citizens of the United
States.
It may be proper here to notice some supposed
objections to this view of the subject.
It has been often asserted that the Constitution was
made exclusively by and for the white race. It has already been shown
that, in five of the thirteen original States, colored persons then
possessed the elective franchise, and were among those by whom the
Constitution was ordained and established. If so, it is not true, in
point of fact, that the Constitution was made exclusively by the
white race. And that it was made exclusively for the white race is,
in my opinion, not only an assumption not warranted by anything in
the Constitution, but contradicted by its opening declaration that it
was ordained and established by the people of the United States, for
themselves and their posterity. And as free colored persons were then
citizens of at least five States, and so in every sense part of the
people of the United States, they were among those for whom and whose
posterity the Constitution was ordained and established.
Again, it has been objected that if the Constitution
has left to the several States the rightful power to determine who of
their inhabitants shall be citizens of the United States, the States
may make aliens citizens.
The answer is obvious. The Constitution has left to the
States the determination what persons, born within their respective
limits, shall acquire by birth citizenship of the United States; it
has not left to them any power to prescribe any rule for the removal
of the disabilities of alienage. This power is exclusively in
Congress.
It has been further objected that, if free colored
persons, born within a particular State and made citizens of that
State by its Constitution and laws, are thereby made citizens of the
United States, then, under the second section of the fourth article
of the Constitution, such persons would be entitled to all the
privileges and immunities of citizens in the several States, and, if
so, then colored persons could vote, and be [p*583] eligible to not
only Federal offices, but offices even in those States whose
Constitution and laws disqualify colored persons from voting or being
elected to office.
But this position rests upon an assumption which I deem
untenable. Its basis is that no one can be deemed a citizen of the
United States who is not entitled to enjoy all the privileges and
franchises which are conferred on any citizen. See 1
Lit.Kentucky R. 326. That this is not true under the Constitution of
the United States seems to me clear.
A naturalized citizen cannot be President of the United
States, nor a Senator till after the lapse of nine years, nor a
Representative till after the lapse of seven years, from his
naturalization. Yet as soon as naturalized, he is certainly a citizen
of the United States. Nor is any inhabitant of the District of
Columbia, or of either of the Territories, eligible to the office of
Senator or Representative in Congress, though they may be citizens of
the United States. So, in all the States, numerous persons, though
citizens, cannot vote, or cannot hold office, either on account of
their age, or sex, or the want of the necessary legal qualifications.
The truth is that citizenship, under the Constitution of the United
States, is not dependent on the possession of any particular
political or even of all civil rights, and any attempt so to define
it must lead to error. To what citizens the elective franchise shall
be confided is a question to be determined by each State in
accordance with its own views of the necessities or expediencies of
its condition. What civil rights shall be enjoyed by its citizens,
and whether all shall enjoy the same, or how they may be gained or
lost, are to be determined in the same way.
One may confine the right of suffrage to white male
citizens; another may extend it to colored persons and females; one
may allow all persons above a prescribed age to convey property and
transact business; another may exclude married women. But whether
native-born women, or persons under age, or under guardianship
because insane or spendthrifts, be excluded from voting or holding
office, or allowed to do so, I apprehend no one will deny that they
are citizens of the United States. Besides, this clause of the
Constitution does not confer on the citizens of one State, in all
other States, specific and enumerated privileges and immunities. They
are entitled to such as belong to citizenship, but not to such as
belong to particular citizens attended by other qualifications.
Privileges and immunities which belong to certain citizens of a State
by reason of the operation of causes other than mere citizenship are
not conferred. Thus, if the laws of a State require, in addition to
[p*584] citizenship of the State, some qualification for office or
the exercise of the elective franchise, citizens of all other States
coming thither to reside and not possessing those qualifications
cannot enjoy those privileges, not because they are not to be deemed
entitled to the privileges of citizens of the State in which they
reside, but because they, in common with the native-born citizens of
that State, must have the qualifications prescribed by law for the
enjoyment of such privileges under its Constitution and laws. It
rests with the States themselves so to frame their Constitutions and
laws as not to attach a particular privilege or immunity to mere
naked citizenship. If one of the States will not deny to any of its
own citizens a particular privilege or immunity -- if it confer it on
all of them by reason of mere naked citizenship -- then it may be
claimed by every citizen of each State by force of the Constitution,
and it must be borne in mind that the difficulties which attend the
allowance of the claims of colored persons to be citizens of the
United States are not avoided by saying that, though each State may
make them its citizens, they are not thereby made citizens of the
United States, because the privileges of general citizenship are
secured to the citizens of each State. The language of the
Constitution is "The citizens of each State shall be entitled to
all privileges and immunities of citizens in the several States."
If each State may make such persons its citizens, they became, as
such, entitled to the benefits of this article if there be a
native-born citizenship of the United States distinct from a
native-born citizenship of the several States.
There is one view of this article entitled to
consideration in this connection. It is manifestly copied from the
fourth of the Articles of Confederation, with only slight changes of
phraseology which render its meaning more precise, and dropping the
clause which excluded paupers, vagabonds, and fugitives from justice,
probably because these cases could be dealt with under the police
powers of the States, and a special provision therefor was not
necessary. It has been suggested that, in adopting it into the
Constitution, the words "free inhabitants" were changed for
the word "citizens." An examination of the forms of
expression commonly used in the State papers of that day, and an
attention to the substance of this article of the Confederation, will
show that the words "free inhabitants," as then used, were
synonymous with citizens. When the Articles of Confederation were
adopted, we were in the midst of the war of the Revolution, and there
were very few persons then embraced in the words "free
inhabitants" who were not born on our soil. It was not a time
when many save the [p*585] children of the soil were willing to
embark their fortunes in our cause, and though there might be an
inaccuracy in the uses of words to call free inhabitants citizens, it
was then a technical, rather than a substantial, difference. If we
look into the Constitutions and State papers of that period, we find
the inhabitants or people of these colonies, or the inhabitants of
this State or Commonwealth, employed to designate those whom we
should now denominate citizens. The substance and purpose of the
article prove it was in this sense it used these words; it secures to
the free inhabitants of each State the privileges and immunities of
free citizens in every State. It is not conceivable that the States
should have agreed to extend the privileges of citizenship to persons
not entitled to enjoy the privileges of citizens in the States where
they dwelt that, under this article, there was a class of persons in
some of the States, not citizens, to whom were secured all the
privileges and immunities of citizens when they went into other
States; and the just conclusion is that, though the Constitution
cured an inaccuracy of language, it left the substance of this
article in the National Constitution the same as it was in the
Articles of Confederation.
The history of this fourth article, respecting the
attempt to exclude free persons of color from its operation, has been
already stated. It is reasonable to conclude that this history was
known to those who framed and adopted the Constitution. That, under
this fourth article of the Confederation, free persons of color might
be entitled to the privileges of general citizenship, if otherwise
entitled thereto, is clear. When this article was, in substance,
placed in and made part of the Constitution of the United States,
with no change in its language calculated to exclude free colored
persons from the benefit of its provisions, the presumption is, to
say the least, strong that the practical effect which it was designed
to have, and did have, under the former Government, it was designed
to have, and should have, under the new Government.
It may be further objected that, if free colored
persons may be citizens of the United States, it depends only on the
will of a master whether he will emancipate his slave and thereby
make him a citizen. Not so. The master is subject to the will of the
State. Whether he shall be allowed to emancipate his slave at all; if
so, on what conditions; and what is to be the political status of the
freed man depend, not on the will of the master, but on the will of
the State, upon which the political status of all its native-born
inhabitants depends. Under the Constitution of the United States,
each State has retained this power of determining the political
status of its native-born [p*586] inhabitants, and no exception
thereto can be found in the Constitution. And if a master in a
slaveholding State should carry his slave into a free State, and
there emancipate him, he would not thereby make him a native-born
citizen of that State, and consequently no privileges could be
claimed by such emancipated salve as a citizen of the United States.
For whatever powers the States may exercise to confer privileges of
citizenship on persons not born on their soil, the Constitution of
the United States does not recognise such citizens. As has already
been said, it recognises the great principle of public law that
allegiance and citizenship spring from the place of birth. It leaves
to the States the application of that principle to individual cases.
It secured to the citizens of each State the privileges and
immunities of citizens in every other State. But it does not allow to
the States the power to make aliens citizens, or permit one State to
take persons born on the soil of another State, and contrary to the
laws and policy of the State where they were born, make them its
citizens, and so citizens of the United States. No such deviation
from the great rule of public law was contemplated by the
Constitution, and when any such attempt shall be actually made, it is
to be met by applying to it those rules of law and those principles
of good faith which will be sufficient to decide it, and not, in my
judgment, by denying that all the free native-born inhabitants of a
State who are its citizens under its Constitution and laws are also
citizens of the United States.
It has sometimes been urged that colored persons are
shown not to be citizens of the United States by the fact that the
naturalization laws apply only to white persons. But whether a person
born in the United States be or be not a citizen cannot depend on
laws which refer only to aliens, and do not affect the status of
persons born in the United States. The utmost effect which can be
attributed to them is to show that Congress has not deemed it
expedient generally to apply the rule to colored aliens. That they
might do so, if though fit, is clear. The Constitution has not
excluded them. And since that has conferred the power on Congress to
naturalize colored aliens, it certainly shows color is not a
necessary qualification for citizenship under the Constitution of the
United States. It may be added that the power to make colored persons
citizens of the United States under the Constitution has been
actually exercised in repeated and important instances. See
the Treaties with the Choctaws, of September 27, 1830, art. 14; with
the Cherokees, of May 23, 1836, art. 12; Treaty of Guadalupe Hidalgo,
February 2, 1848, art. 8.
I do not deem it necessary to review at length the
legislation [p*587] of Congress having more or less bearing on the
citizenship of colored persons. It does not seem to me to have any
considerable tendency to prove that it has been considered by the
legislative department of the Government that no such persons are
citizens of the United States. Undoubtedly they have been debarred
from the exercise of particular rights or privileges extended to
white persons, but, I believe, always in terms which, by implication,
admit they may be citizens. Thus, the act of May 17, 1792, for the
organization of the militia directs the enrollment of "every
free, able-bodied, white male citizen." An assumption that none
but white persons are citizens would be as inconsistent with the just
import of this language as that all citizens are able-bodied, or
males.
So the Act of February 28, 1803, 2 Stat. at Large 205,
to prevent the importation of certain persons into States when by the
laws thereof their admission is prohibited, in its first section,
forbids all masters of vessels to import or bring "any negro,
mulatto, or other person of color, not being a native, a citizen,
or registered seaman of the United States," &c.
The Acts of March 3, 1813, section 1, 2 Stat. at Large
809, and March 1, 1817, section 3, 3 Stat. at Large 351, concerning
seamen, certainly imply there may be persons of color, natives of the
United States who are not citizens of the United States. This
implication is undoubtedly in accordance with the fact. For not only
slaves, but free persons of color, born in some of the States, are
not citizens. But there is nothing in these laws inconsistent with
the citizenship of persons of color in others of the States, nor with
their being citizens of the United States.
Whether much or little weight should be attached to the
particular phraseology of these and other laws, which were not passed
with any direct reference to this subject, I consider their tendency
to be, as already indicated, to show that, in the apprehension of
their framers, color was not a necessary qualification of
citizenship. It would be strange if laws were found on our statute
book to that effect when, by solemn treaties, large bodies of Mexican
and North American Indians as well as free colored inhabitants of
Louisiana have been admitted to citizenship of the United States.
In the legislative debates which preceded the admission
of the State of Missouri into the Union, this question was agitated.
Its result is found in the resolution of Congress of March 5, 1821,
for the admission of that State into the Union. The Constitution of
Missouri, under which that State applied for admission into the
Union, provided that it should be the duty [p*588] of the Legislature
"to pass laws to prevent free negroes and mulattoes from coming
to and settling in the State under any pretext whatever." One
ground of objection to the admission of the State under this
Constitution was that it would require the Legislature to exclude
free persons of color, who would be entitled, under the second
section of the fourth article of the Constitution, not only to come
within the State, but to enjoy there the privileges and immunities of
citizens. The resolution of Congress admitting the State was upon the
fundamental condition
that the Constitution of Missouri shall never be construed to
authorize the passage of any law, and that no law shall be passed in
conformity thereto, by which any citizen of either of the States of
this Union shall be excluded from the enjoyment of any of the
privileges and immunities to which such citizen is entitled under the
Constitution of the United States.
It is true that neither this legislative declaration
nor anything in the Constitution or laws of Missouri could confer or
take away any privilege or immunity granted by the Constitution. But
it is also true that it expresses the then conviction of the
legislative power of the United States that free negroes, as citizens
of some of the States, might be entitled to the privileges and
immunities of citizens in all the States.
The conclusions at which I have arrived on this part of
the case are:
First. That the free native-born citizens of
each State are citizens of the United States.
Second. That, as free colored persons born
within some of the States are citizens of those States, such persons
are also citizens of the United States.
Third. That every such citizen, residing in any
State, has the right to sue and is liable to be sued in the Federal
courts, as a citizen of that State in which he resides.
Fourth. That, as the plea to the jurisdiction in
this case shows no facts, except that the plaintiff was of African
descent, and his ancestors were sold as slaves, and as these facts
are not inconsistent with his citizenship of the United States and
his residence in the State of Missouri, the plea to the jurisdiction
was bad, and the judgment of the Circuit Court overruling it was
correct.
I dissent, therefore, from that part of the opinion of
the majority of the court in which it is held that a person of
African descent cannot be a citizen of the United States, and I
regret I must go further and dissent both from what I deem their
assumption of authority to examine the constitutionality of the act
of Congress commonly called the Missouri Compromise [p*589] Act and
the grounds and conclusions announced in their opinion.
Having first decided that they were bound to consider
the sufficiency of the plea to the jurisdiction of the Circuit Court,
and having decided that this plea showed that the Circuit Court had
not jurisdiction, and consequently that this is a case to which the
judicial power of the United States does not extend, they have gone
on to examine the merits of the case as they appeared on the trial
before the court and jury on the issues joined on the pleas in bar,
and so have reached the question of the power of Congress to pass the
act of 1820. On so grave a subject as this, I feel obliged to say
that, in my opinion, such an exertion of judicial power transcends
the limits of the authority of the court as described by its repeated
decisions, and as I understand, acknowledged in this opinion of the
majority of the court.
In the course of that opinion, it became necessary to
comment on the case of Legrand v. Darnall, reported in 2
Peters' R. 664. In that case, a bill was filed, by one alleged to be
a citizen of Maryland against one alleged to be a citizen of
Pennsylvania. The bill stated that the defendant was the son of a
white man by one of his slaves, and that the defendant's father
devised to him certain lands, the title to which was put in
controversy by the bill. These facts were admitted in the answer, and
upon these and other facts, the court made its decree, founded on the
principle that a devise of land by a master to a slave was, by
implication, also a bequest of his freedom. The facts that the
defendant was of African descent and was born a slave were not only
before the court, but entered into the entire substance of its
inquiries. The opinion of the majority of my brethren in this case
disposes of the case of Legrand v. Darnall by saying, among
other things, that as the fact that the defendant was born a slave
only came before this court on the bill and answer; it was then too
late to raise the question of the personal disability of the party,
and therefore that decision is altogether inapplicable in this case.
In this I concur. Since the decision of this court in
Livingston v. Story, 11 Pet. 351, the law has been settled
that, when the declaration or bill contains the necessary averments
of citizenship, this court cannot look at the record to see whether
those averments are true except so far as they are put in issue by a
plea to the jurisdiction. In that case, the defendant denied by his
answer that Mr. Livingston was a citizen of New York, as he had
alleged in the bill. Both parties went into proofs. The court refused
to examine those proofs with reference to the personal disability of
the plaintiff. This is the [p*590] settled law of the court, affirmed
so lately as Shepherd v. Graves, 14 How. 27, and Wickliff
v. Owings, 17 How. 51. See also De Wolf v. Rabaud, 1 Pet.
476. But I do not understand this to be a rule which the court may
depart from at its pleasure. If it be a rule, it is as binding on the
court as on the suitors. If it removes from the latter the power to
take any objection to the personal disability of a party alleged by
the record to be competent, which is not shown by a plea to the
jurisdiction, it is because the court are forbidden by law to
consider and decide on objections so taken. I do not consider it to
be within the scope of the judicial power of the majority of the
court to pass upon any question respecting the plaintiff's
citizenship in Missouri save that raised by the plea to the
jurisdiction, and I do not hold any opinion of this Court, or any
court, binding, when expressed on a question not legitimately before
it. Carroll v. Carroll, 16 How. 275. The judgment of this
Court is that the case is to be dismissed for want of jurisdiction
because the plaintiff was not a citizen of Missouri, as he alleged in
his declaration. Into that judgment, according to the settled course
of this Court, nothing appearing after a plea to the merits can
enter. A great question of constitutional law, deeply affecting the
peace and welfare of the country, is not, in my opinion, a fit
subject to be thus reached.
But as, in my opinion, the Circuit Court had
jurisdiction, I am obliged to consider the question whether its
judgment on the merits of the case should stand or be reversed.
The residence of the plaintiff in the State of
Illinois, and the residence of himself and his wife in the territory
acquired from France lying north of latitude thirty-six degrees
thirty minutes and north of the State of Missouri, are each relied on
by the plaintiff in error. As the residence in the territory affects
the plaintiff's wife and children as well as himself, I must inquire
what was its effect.
The general question may be stated to be whether the
plaintiff's status as a slave was so changed by his residence within
that territory that he was not a slave in the State of Missouri at
the time this action was brought.
In such cases, two inquiries arise which may be
confounded, but should be kept distinct.
The first is what was the law of the Territory into
which the master and slave went respecting the relation between them?
The second is whether the State of Missouri recognises
and allows the effect of that law of the Territory on the status of
the slave on his return within its jurisdiction.
As to the first of these questions, the will of States
and nations, [p*591] by whose municipal law slavery is not
recognised, has been manifested in three different ways.
One is absolutely to dissolve the relation, and
terminate the rights of the master existing under the law of the
country whence the parties came. This is said by Lord Stowell, in the
Case of the Slave Grace, 2 Hag.Ad.R. 94, and by the Supreme
Court of Louisiana in the Case of Maria Louise v. Marot, 9
Louis.R. 473, to be the law of France, and it has been the law of
several States of this Union, in respect to slaves introduced under
certain conditions. Wilson v. Isabel, 5 Call's R. 430; Hunter
v. Hulcher, 1 Leigh 172; Stewart v. Oaks, 5 Har. and John.
107.
The second is where the municipal law of a country not
recognising slavery, it is the will of the State to refuse the master
all aid to exercise any control over his slave, and if he attempt to
do so, in a manner justifiable only by that relation, to prevent the
exercise of that control. But no law exists designed to operate
directly on the relation of master and slave, and put an end to that
relation. This is said by Lord Stowell, in the case above mentioned,
to be the law of England, and by Mr. Chief Justice Shaw, in the case
of the Commonwealth v. Aves, 18 Pick. 193, to be the law of
Massachusetts.
The third is to make a distinction between the case of
a master and his slave only temporarily in the country, animo non
manendi, and those who are there to reside for permanent or
indefinite purposes. This is said by Mr. Wheaton to be the law of
Prussia, and was formerly the statute law of several States of our
Union. It is necessary in this case to keep in view this distinction
between those countries whose laws are designed to act directly on
the status of a slave, and make him a freeman, and those where his
master can obtain no aid from the laws to enforce his rights.
It is to the last case only that the authorities, out
of Missouri, relied on by defendant, apply when the residence in the
nonslaveholding Territory was permanent. In the Commonwealth v.
Aves, 18 Pick. 218, Mr. Chief Justice Shaw said:
From the principle above stated, on which a slave brought here
becomes free, to-wit, that he becomes entitled to the protection of
our laws, it would seem to follow as a necessary conclusion that, if
the slave waives the protection of those laws and returns to the
State where he is held as a slave, his condition is not changed.
It was upon this ground, as is apparent from his whole
reasoning, that Sir William Scott rests his opinion in the Case of
the Slave Grace. To use one of his expressions, the effect of the
law of England was to put the liberty of the slave into a
parenthesis. If there had been an [p*592] act of Parliament declaring
that a slave coming to England with his master should thereby be
deemed no longer to be a slave, it is easy to see that the learned
judge could not have arrived at the same conclusion. This distinction
is very clearly stated and shown by President Tucker in his opinion
in the case of Betty v. Horton, 5 Leigh's Virginia R. 615. See
also Hunter v. Fletcher, 1 Leigh's Va.R. 172; Maria Louise v.
Marot, 9 Louisiana R.; Smith v. Smith, 13 ib. 441;
Thomas v. Genevieve, 16 ib. 483; Rankin v. Lydia,
2 A. K. Marshall 467; Davies v. Tingle, 8 B.Munroe 539;
Griffeth v. Fanny, Gilm.Va.R. 143; Lumford v. Coquillon,
14 Martin's La.R. 405; Josephine v. Poultney, 1 Louis.Ann.R.
329.
But if the acts of Congress on this subject are valid,
the law of the Territory of Wisconsin, within whose limits the
residence of the plaintiff and his wife and their marriage and the
birth of one or both of their children took place, falls under the
first category, and is a law operating directly on the status of the
slave. By the eighth section of the Act of March 6, 1820, 3 Stat. at
Large 548, it was enacted that, within this Territory,
slavery and involuntary servitude, otherwise than in the
punishment of crimes, whereof the parties shall have been duly
convicted, shall be, and is hereby, forever prohibited: Provided
always that any person escaping into the same, from whom labor or
service is lawfully claimed in any State or Territory of the United
States, such fugitive may be lawfully reclaimed, and conveyed to the
person claiming his or her labor or service, as aforesaid.
By the Act of April 20, 1836, 4 Stat. at Large 10,
passed in the same month and year of the removal of the plaintiff to
Fort Snelling, this part of the territory ceded by France, where Fort
Snelling is, together with so much of the territory of the United
States east of the Mississippi as now constitutes the State of
Wisconsin, was brought under a Territorial Government under the name
of the Territory of Wisconsin. By the eighteenth section of this act,
it was enacted
That the inhabitants of this Territory shall be entitled to and
enjoy all and singular the rights, privileges, and advantages,
granted and secured to the people of the Territory of the United
States northwest of the river Ohio, by the articles of compact
contained in the ordinance for the government of said Territory,
passed on the 13th day of July, 1787, and shall be subject to all the
restrictions and prohibitions in said articles of compact imposed
upon the people of the said Territory.
The sixth article of that compact is
there shall be neither slavery nor involuntary servitude in the
said Territory, otherwise than in [p*593] the punishment of crimes,
whereof the party shall have been duly convicted. Provided always
that any person escaping into the same, from whom labor or service is
lawfully claimed in anyone of the original States, such fugitive may
be lawfully reclaimed, and conveyed to the person claiming his or her
labor or service, as aforesaid.
By other provisions of this act establishing the
Territory of Wisconsin, the laws of the United States, and the then
existing laws of the State of Michigan, are extended over the
Territory, the latter being subject to alteration and repeal by the
legislative power of the Territory created by the act.
Fort Snelling was within the Territory of Wisconsin,
and these laws were extended over it. The Indian title to that site
for a military post had been acquired from the Sioux nation as early
as September 23, 1805, Am.State Papers, Indian Affairs, vol. 1, p.
744, and until the erection of the Territorial Government, the
persons at that post were governed by the rules and articles of war,
and such laws of the United States, including the eighth section of
the Act of March 6, 1820, prohibiting slavery, as were applicable to
their condition; but after the erection of the Territory, and the
extension of the laws of the United States and the laws of Michigan
over the whole of the Territory, including this military post, the
persons residing there were under the dominion of those laws in all
particulars to which the rules and articles of war did not apply.
It thus appears that, by these acts of Congress, not
only was a general system of municipal law borrowed from the State of
Michigan, which did not tolerate slavery, but it was positively
enacted that slavery and involuntary servitude, with only one
exception, specifically described, should not exist there. It is not
simply that slavery is not recognised and cannot be aided by the
municipal law. It is recognised for the purpose of being absolutely
prohibited and declared incapable of existing within the Territory,
save in the instance of a fugitive slave.
It would not be easy for the Legislature to employ more
explicit language to signify its will that the status of slavery
should not exist within the Territory than the words found in the Act
of 1820, and in the Ordinance of 1787, and if any doubt could exist
concerning their application to cases of masters coming into the
Territory with their slaves to reside that doubt must yield to the
inference required by the words of exception. That exception is of
cases of fugitive slaves. An exception from a prohibition marks the
extent of the prohibition, for it would be absurd, as well as
useless, to except from a prohibition [p*594] a case not contained
within it. 9 Wheat. 200. I must conclude, therefore that it was the
will of Congress that the state of involuntary servitude of a slave
coming into the Territory with his master should cease to exist. The
Supreme Court of Missouri so held in Rachel v. Walker, 4
Misso.R., 350, which was the case of a military officer going into
the Territory with two slaves.
But it is a distinct question whether the law of
Missouri recognised and allowed effect to the change wrought in the
status of the plaintiff by force of the laws of the Territory of
Wisconsin.
I say the law of Missouri because a judicial tribunal
in one State or nation can recognise personal rights acquired by
force of the law of any other State or nation only so far as it is
the law of the former State that those rights should be recognised.
But, in the absence of positive law to the contrary, the will of
every civilized State must be presumed to be to allow such effect to
foreign laws as is in accordance with the settled rules of
international law. And legal tribunals are bound to act on this
presumption. It may be assumed that the motive of the State in
allowing such operation to foreign laws is what has been termed
comity. But, as has justly been said per Chief Justice Taney, 13 Pet.
589, it is the comity of the State, not of the court. The judges have
nothing to do with the motive of the State. Their duty is simply to
ascertain and give effect to its will. And when it is found by them
that its will to depart from a rule of international law has not been
manifested by the State, they are bound to assume that its will is to
give effect to it. Undoubtedly, every sovereign State may refuse to
recognise a change, wrought by the law of a foreign State, on the
status of a person while within such foreign State, even in cases
where the rules of international law require that recognition. Its
will to refuse such recognition may be manifested by what we term
statute law, or by the customary law of the State. It is within the
province of its judicial tribunals to inquire and adjudge whether it
appears, from the statute or customary law of the State, to be the
will of the State to refuse to recognise such changes of status by
force of foreign law, as the rules of the law of nations require to
be recognised. But, in my opinion, it is not within the province of
any judicial tribunal to refuse such recognition from any political
considerations, or any view it may take of the exterior political
relations between the State and one or more foreign States, or any
impressions it may have that a change of foreign opinion and action
on the subject of slavery may afford a reason why the State should
change its own action. To understand and give [p*595] just effect to
such considerations, and to change the action of the State in
consequence of them, are functions of diplomatists and legislators,
not of judges.
The inquiry to be made on this part of the case is
therefore whether the State of Missouri has, by its statute, or its
customary law, manifested its will to displace any rule of
international law, applicable to a change of the status of a slave,
by foreign law.
I have not heard it suggested that there was any
statute of the State of Missouri bearing on this question. The
customary law of Missouri is the common law, introduced by statute in
1816. 1 Ter.Laws, 436. And the common law, as Blackstone says, 4 Com.
67, adopts, in its full extent, the law of nations, and holds it to
be a part of the law of the land.
I know of no sufficient warrant for declaring that any
rule of international law concerning the recognition, in that State,
of a change of status wrought by an extraterritorial law has been
displaced or varied by the will of the State of Missouri.
I proceed then to inquire what the rules of
international law prescribe concerning the change of status of the
plaintiff wrought by the law of the Territory of Wisconsin.
It is generally agreed by writers upon international
law, and the rule has been judicially applied in a great number of
cases, that wherever any question may arise concerning the status of
a person, it must be determined according to that law which has next
previously rightfully operated on and fixed that status. And further,
that the laws of a country do not rightfully operate upon and fix the
status of persons who are within its limits in itinere, or who
are abiding there for definite temporary purposes, as for health,
curiosity, or occasional business; that these laws, known to writers
on public and private international law as personal statutes, operate
only on the inhabitants of the country. Not that it is or can be
denied that each independent nation may, if it thinks fit, apply them
to all persons within their limits. But when this is done not in
conformity with the principles of international law, other States are
not understood to be willing to recognise or allow effect to such
applications of personal statutes.
It becomes necessary, therefore, to inquire whether the
operation of the laws of the Territory of Wisconsin upon the status
of the plaintiff was or was not such an operation as these principles
of international law require other States to recognise and allow
effect to.
And this renders it needful to attend to the particular
facts and circumstances of this case. [p*596]
It appears that this case came on for trial before the
Circuit Court and a jury upon an issue, in substance, whether the
plaintiff, together with his wife and children, were the slaves of
the defendant.
The court instructed the jury that, "upon the
facts in this case, the law is with the defendant." This
withdrew from the jury the consideration and decision of every matter
of fact. The evidence in the case consisted of written admissions,
signed by the counsel of the parties. If the case had been submitted
to the judgment of the court upon an agreed statement of facts,
entered of record, in place of a special verdict, it would have been
necessary for the court below, and for this court, to pronounce its
judgment solely on those facts, thus agreed, without inferring any
other facts therefrom. By the rules of the common law applicable to
such a case, and by force of the seventh article of the amendments of
the Constitution, this court is precluded from finding any fact not
agreed to by the parties on the record. No submission to the court on
a statement of facts was made. It was a trial by jury, in which
certain admissions, made by the parties, were the evidence. The jury
were not only competent, but were bound to draw from that evidence
every inference which, in their judgment, exercised according to the
rules of law, it would warrant. The Circuit Court took from the jury
the power to draw any inferences from the admissions made by the
parties, and decided the case for the defendant. This course can be
justified here, if at all, only by its appearing that, upon the facts
agreed and all such inferences of fact favorable to the plaintiff's
case as the jury might have been warranted in drawing from those
admissions, the law was with the defendant. Otherwise, the plaintiff
would be deprived of the benefit of his trial by jury, by whom, for
aught we can know, those inferences favorable to his case would have
been drawn.
The material facts agreed bearing on this part of the
case are that Dr. Emerson, the plaintiff's master, resided about two
years at the military post of Fort Snelling, being a surgeon in the
army of the United States, his domicil of origin being unknown, and
what, if anything, he had done to preserve or change his domicil
prior to his residence at Rock Island being also unknown.
Now it is true that, under some circumstances the
residence of a military officer at a particular place in the
discharge of his official duties does not amount to the acquisition
of a technical domicil. But it cannot be affirmed with correctness
that it never does. There being actual residence, and this being
presumptive evidence of domicil, all the circumstances [p*597] of the
case must be considered before a legal conclusion can be reached that
his place of residence is not his domicil. If a military officer
stationed at a particular post should entertain an expectation that
his residence there would be indefinitely protracted, and in
consequence should remove his family to the place where his duties
were to be discharged, form a permanent domestic establishment there,
exercise there the civil rights and discharge the civil duties of an
inhabitant, while he did not act and manifested no intent to have a
domicil elsewhere, I think no one would say that the mere fact that
he was himself liable to be called away by the orders of the
Government would prevent his acquisition of a technical domicil at
the place of the residence of himself and his family. In other words,
I do not think a military officer incapable of acquiring a domicil.
Bruce v. Bruce, 2 Bos. and Pul. 230; Munroe v. Douglass,
5 Mad.Ch.R. 232. This being so, this case stands thus: there was
evidence before the jury that Emerson resided about two years at Fort
Snelling, in the Territory of Wisconsin. This may or may not have
been with such intent as to make it his technical domicil. The
presumption is that it was. It is so laid down by this court, in
Ennis v. Smith, 14 How. and the authorities in support of the
position are there referred to. His intent was a question of fact for
the jury. Fitchburg v. Winchendon, 4 Cush. 190.
The case was taken from the jury. If they had power to
find that the presumption of the necessary intent had not been
rebutted, we cannot say, on this record that Emerson had not his
technical domicil at Fort Snelling. But, for reasons which I shall
now proceed to give, I do not deem it necessary in this case to
determine the question of the technical domicil of Dr. Emerson.
It must be admitted that the inquiry whether the law of
a particular country has rightfully fixed the status of a person, so
that in accordance with the principles of international law that
status should be recognised in other jurisdictions, ordinarily
depends on the question whether the person was domiciled in the
country whose laws are asserted to have fixed his status. But, in the
United States, questions of this kind may arise where an attempt to
decide solely with reference to technical domicil, tested by the
rules which are applicable to changes of places of abode from one
country to another, would not be consistent with sound principles.
And, in my judgment, this is one of those cases.
The residence of the plaintiff, who was taken by his
master, Dr. Emerson, as a slave, from Missouri to the State of
Illinois, and thence to the Territory of Wisconsin, must be deemed to
[p*598] have been for the time being, and until he asserted his own
separate intention, the same as the residence of his master, and the
inquiry whether the personal statutes of the Territory were
rightfully extended over the plaintiff, and ought, in accordance with
the rules of international law, to be allowed to fix his status, must
depend upon the circumstances under which Dr. Emerson went into that
Territory and remained there, and upon the further question whether
anything was there rightfully done by the plaintiff to cause those
personal statutes to operate on him.
Dr. Emerson was an officer in the army of the United
States. He went into the Territory to discharge his duty to the
United States. The place was out of the jurisdiction of any
particular State, and within the exclusive jurisdiction of the United
States. It does not appear where the domicil of origin of Dr. Emerson
was, nor whether or not he had lost it, and gained another domicil,
nor of what particular State, if any, he was a citizen.
On what ground can it be denied that all valid laws of
the United States, constitutionally enacted by Congress for the
government of the Territory, rightfully extended over an officer of
the United States and his servant who went into the Territory to
remain there for an indefinite length of time, to take part in its
civil or military affairs? They were not foreigners, coming from
abroad. Dr. Emerson was a citizen of the country which had exclusive
jurisdiction over the Territory, and not only a citizen, but he went
there in a public capacity, in the service of the same sovereignty
which made the laws. Whatever those laws might be, whether of the
kind denominated personal statutes or not, so far as they were
intended by the legislative will, constitutionally expressed, to
operate on him and his servant, and on the relations between them,
they had a rightful operation, and no other State or country can
refuse to allow that those laws might rightfully operate on the
plaintiff and his servant, because such a refusal would be a denial
that the United States could, by laws constitutionally enacted,
govern their own servants, residing on their own Territory, over
which the United States had the exclusive control, and in respect to
which they are an independent sovereign power. Whether the laws now
in question were constitutionally enacted, I repeat once more, is a
separate question. But, assuming that they were, and that they
operated directly on the status of the plaintiff, I consider that no
other State or country could question the rightful power of the
United States so to legislate, or, consistently with the settled
rules of international law, could refuse to recognise the effects
[p*599] of such legislation upon the status of their officers and
servants, as valid everywhere.
This alone would, in my apprehension, be sufficient to
decide this question.
But there are other facts stated on the record which
should not be passed over. It is agreed that, in the year 1836, the
plaintiff, while residing in the Territory, was married, with the
consent of Dr. Emerson, to Harriet, named in the declaration as his
wife, and that Eliza and Lizzie were the children of that marriage,
the first named having been born on the Mississippi river, north of
the line of Missouri, and the other having been born after their
return to Missouri. And the inquiry is whether, after the marriage of
the plaintiff in the Territory, with the consent of Dr. Emerson, any
other State or country can, consistently with the settled rules of
international law, refuse to recognise and treat him as a free man
when suing for the liberty of himself, his wife, and the children of
the marriage. It is in reference to his status as viewed in other
States and countries that the contract of marriage and the birth of
children becomes strictly material. At the same time, it is proper to
observe that the female to whom he was married having been taken to
the same military post of Fort Snelling as a slave, and Dr. Emerson
claiming also to be her master at the time of her marriage, her
status, and that of the children of the marriage, are also affected
by the same considerations.
If the laws of Congress governing the Territory of
Wisconsin were constitutional and valid laws, there can be no doubt
these parties were capable of contracting a lawful marriage, attended
with all the usual civil rights and obligations of that condition. In
that Territory, they were absolutely free persons, having full
capacity to enter into the civil contract of marriage.
It is a principle of international law, settled beyond
controversy in England and America, that a marriage, valid by the law
of the place where it was contracted, and not in fraud of the law of
any other place, is valid everywhere, and that no technical domicil
at the place of the contract is necessary to make it so. See
Bishop on Mar. and Div. 125-129, where the cases are collected.
If, in Missouri, the plaintiff were held to be a slave,
the validity and operation of his contract of marriage must be
denied. He can have no legal rights, of course, not those of a
husband and father. And the same is true of his wife and children.
The denial of his rights is the denial of theirs. So that, though
lawfully married in the Territory, when they came out of it, into the
State of Missouri, they were no longer [p*600] husband and wife, and
a child of that lawful marriage, though born under the same dominion
where its parents contracted a lawful marriage, is not the fruit of
that marriage, nor the child of its father, but subject to the maxim
partus sequitur ventrem.
It must be borne in mind that, in this case, there is
no ground for the inquiry whether it be the will of the State of
Missouri not to recognise the validity of the marriage of a fugitive
slave, who escapes into a State or country where slavery is not
allowed and there contracts a marriage, or the validity of such a
marriage where the master, being a citizen of the State of Missouri,
voluntarily goes with his slave, in itinere, into a State or
country which does not permit slavery to exist, and the slave there
contracts marriage without the consent of his master, for in this
case, it is agreed, Dr. Emerson did consent, and no further question
can arise concerning his rights so far as their assertion is
inconsistent with the validity of the marriage. Nor do I know of any
ground for the assertion that this marriage was in fraud of any law
of Missouri. It has been held by this court that a bequest of
property by a master to his slave by necessary implication entitles
the slave to his freedom, because only as a freeman could he take and
hold the bequest. Legrand v. Darnall, 2 Pet.R. 664. It has
also been held that, when a master goes with his slave to reside for
an indefinite period in a State where slavery is not tolerated, this
operates as an act of manumission, because it is sufficiently
expressive of the consent of the master that the slave should be
free. 2 Marshall's Ken.R. 470, 14 Martin's Louis.R. 401.
What, then, shall we say of the consent of the master
that the slave may contract a lawful marriage, attended with all the
civil rights and duties which belong to that relation; that he may
enter into a relation which none but a free man can assume -- a
relation which involves not only the rights and duties of the slave,
but those of the other party to the contract, and of their
descendants to the remotest generation? In my judgment, there can be
no more effectual abandonment of the legal rights of a master over
his slave than by the consent of the master that the slave should
enter into a contract of marriage in a free State, attended by all
the civil rights and obligations which belong to that condition.
And any claim by Dr. Emerson, or anyone claiming under
him the effect of which is to deny the validity of this marriage and
the lawful paternity of the children born from it, wherever asserted,
is, in my judgment, a claim inconsistent with good faith and sound
reason, as well as with the rules of international law. And I go
further: in my opinion, a law of the State [p*601] of Missouri which
should thus annul a marriage, lawfully contracted by these parties
while resident in Wisconsin, not in fraud of any law of Missouri, or
of any right of Dr. Emerson, who consented thereto, would be a law
impairing the obligation of a contract, and within the prohibition of
the Constitution of the United States. See 4 Wheat. 629, 695,
696.
To avoid misapprehension on this important and
difficult subject, I will state distinctly the conclusions at which I
have arrived. They are:
First. The rules of international law respecting
the emancipation of slaves, by the rightful operation of the laws of
another State or country upon the status of the slave, while resident
in such foreign State or country, are part of the common law of
Missouri, and have not been abrogated by any statute law of that
State.
Second. The laws of the United States,
constitutionally enacted, which operated directly on and changed the
status of a slave coming into the Territory of Wisconsin with his
master, who went thither to reside for an indefinite length of time,
in the performance of his duties as an officer of the United States,
had a rightful operation on the status of the slave, and it is in
conformity with the rules of international law that this change of
status should be recognised everywhere.
Third. The laws of the United States, in
operation in the Territory of Wisconsin at the time of the
plaintiff's residence there, did act directly on the status of the
plaintiff, and change his status to that of a free man.
Fourth. The plaintiff and his wife were capable
of contracting, and, with the consent of Dr. Emerson, did contract a
marriage in that Territory, valid under its laws, and the validity of
this marriage cannot be questioned in Missouri, save by showing that
it was in fraud of the laws of that State or of some right derived
from them, which cannot be shown in this case, because the master
consented to it.
Fifth. That the consent of the master that his
slave, residing in a country which does not tolerate slavery, may
enter into a lawful contract of marriage, attended with the civil
rights and duties which being to that condition, is an effectual act
of emancipation. And the law does not enable Dr. Emerson, or anyone
claiming under him, to assert a title to the married persons as
slaves, and thus destroy the obligation of the contract of marriage
and bastardize their issue and reduce them to slavery.
But it is insisted that the Supreme Court of Missouri
has settled this case by its decision in Scott v. Emerson, 15
Missouri Reports 576, and that this decision is in conformity [p*602]
with the weight of authority elsewhere, and with sound principles. If
the Supreme Court of Missouri had placed its decision on the ground
that it appeared Dr. Emerson never became domiciled in the Territory,
and so its laws could not rightfully operate on him and his slave,
and the facts that he went there to reside indefinitely as an officer
of the United States, and that the plaintiff was lawfully married
there with Dr. Emerson's consent, were left out of view, the decision
would find support in other cases, and I might not be prepared to
deny its correctness. But the decision is not rested on this ground.
The domicil of Dr. Emerson in that Territory is not questioned in
that decision, and it is placed on a broad denial of the operation,
in Missouri, of the law of any foreign State or country upon the
status of a slave, going with his master from Missouri into such
foreign State or country, even though they went thither to become,
and actually became, permanent inhabitants of such foreign State or
country, the laws whereof acted directly on the status of the slave,
and changed his status to that of a freeman.
To the correctness of such a decision I cannot assent.
In my judgment, the opinion of the majority of the court in that case
is in conflict with its previous decisions, with a great weight of
judicial authority in other slaveholding States, and with fundamental
principles of private international law. Mr. Chief Justice Gamble, in
his dissenting opinion in that case, said:
I regard the question as conclusively settled by repeated
adjudications of this court, and if I doubted or denied the propriety
of those decisions, I would not feel myself any more at liberty to
overturn them than I would any other series of decisions by which the
law upon any other question had been settled. There is with me
nothing in the law of slavery which distinguishes it from the law on
any other subject, or allows any more accommodation to the temporary
excitements which have gathered around it. . . . But, in the midst of
all such excitement, it is proper that the judicial mind, calm and
self-balanced, should adhere to principles established when there was
no feeling to disturb the view of the legal questions upon which the
rights of parties depend.
In this State, it has been recognized from the beginning of the
Government as a correct position in law that the master who takes his
slave to reside in a State or Territory where slavery is prohibited,
thereby emancipates his slave.
Winney v. Whitesides, 1 Mo. 473; Le Grange v.
Chouteau, 2 Mo. 20; Milley v. Smith, ib. 36; Ralph v.
Duncan, 3 Mo. 194; Julia v. McKinney, ib. 270; Nat v.
Ruddle, ib. 400; Rachel v. Walker, 4 Mo. 350; Wilson v.
Melvin, 592. [p*603]
Chief Justice Gamble has also examined the decisions of
the courts of other States in which slavery is established, and finds
them in accordance with these preceding decisions of the Supreme
Court of Missouri, to which he refers.
It would be a useless parade of learning for me to go
over the ground which he has so fully and ably occupied.
But it is further insisted we are bound to follow this
decision. I do not think so. In this case, it is to be determined
what laws of the United States were in operation in the Territory of
Wisconsin, and what was their effect on the status of the plaintiff.
Could the plaintiff contract a lawful marriage there? Does any law of
the State of Missouri impair the obligation of that contract of
marriage, destroy his rights as a husband, bastardize the issue of
the marriage, and reduce them to a state of slavery?
These questions, which arise exclusively under the
Constitution and laws of the United States, this Court, under the
Constitution and laws of the United States, has the rightful
authority finally to decide. And if we look beyond these questions,
we come to the consideration whether the rules of international law,
which are part of the laws of Missouri until displaced by some
statute not alleged to exist, do or do not require the status of the
plaintiff, as fixed by the laws of the Territory of Wisconsin, to be
recognised in Missouri. Upon such a question, not depending on any
statute or local usage, but on principles of universal jurisprudence,
this court has repeatedly asserted it could not hold itself bound by
the decisions of State courts, however great respect might be felt
for their learning, ability, and impartiality. See Swift v. Tyson,
; Carpenter v. The Providence Ins. Co., ib. 495; Foxcroft
v. Mallet, 4 How. 353; Rowan v. Runnels, 5 How. 134.
Some reliance has been placed on the fact that the
decision in the Supreme Court of Missouri was between these parties,
and the suit there was abandoned to obtain another trial in the
courts of the United States.
In Homer v. Brown, 16 How. 354, this court made
a decision upon the construction of a devise of lands, in direct
opposition to the unanimous opinion of the Supreme Court of
Massachusetts, between the same parties, respecting the same subject
matter -- the claimant having become nonsuit in the State court in
order to bring his action in the Circuit Court of the United States.
I did not sit in that case, having been of counsel for one of the
parties while at the bar, but, on examining the report of the
argument of the counsel for the plaintiff in error, I find they made
the point that this court ought to give effect to the construction
put upon the will by the State [p*604] court, to the end that rights
respecting lands may be governed by one law, and that the law of the
place where the lands are situated that they referred to the State
decision of the case, reported in 3 Cushing 390, and to many
decisions of this court. But this court does not seem to have
considered the point of sufficient importance to notice it in their
opinions. In Millar v. Austin, 13 How. 218, an action was
brought by the endorsee of a written promise. The question was
whether it was negotiable under a statute of Ohio. The Supreme Court
of that State having decided it was not negotiable, the plaintiff
became nonsuit, and brought his action in the Circuit Court of the
United States. The decision of the Supreme Court of the State,
reported in 4 Ves.L.J. 527, was relied on. This court unanimously
held the paper to be negotiable.
When the decisions of the highest court of a State are
directly in conflict with each other, it has been repeatedly held
here that the last decision is not necessarily to be taken as the
rule. State Bank v. Knoop, 16 How. 369; Pease v. Peck,
18 How. 599.
To these considerations I desire to add that it was not
made known to the Supreme Court of Missouri, so far as appears, that
the plaintiff was married in Wisconsin with the consent of Dr.
Emerson, and it is not made known to us that Dr. Emerson was a
citizen of Missouri, a fact to which that court seem to have attached
much importance.
Sitting here to administer the law between these
parties, I do not feel at liberty to surrender my own convictions of
what the law requires, to the authority of the decision in 15
Missouri Reports.
I have thus far assumed, merely for the purpose of the
argument that the laws of the United States respecting slavery in
this Territory were constitutionally enacted by Congress. It remains
to inquire whether they are constitutional and binding laws.
In the argument of this part of the case at bar, it was
justly considered by all the counsel to be necessary to ascertain the
source of the power of Congress over the territory belonging to the
United States. Until this is ascertained, it is not possible to
determine the extent of that power. On the one side, it was
maintained that the Constitution contains no express grant of power
to organize and govern what is now known to the laws of the United
States as a Territory. That whatever power of this kind exists is
derived by implication from the capacity of the United States to hold
and acquire territory out of the limits of any State, and the
necessity for its having some government. [p*605]
On the other side, it was insisted that the
Constitution has not failed to make an express provision for this
end, and that it is found in the third section of the fourth article
of the Constitution.
To determine which of these is the correct view, it is
needful to advert to some facts respecting this subject which existed
when the Constitution was framed and adopted. It will be found that
these facts not only shed much light on the question whether the
framers of the Constitution omitted to make a provision concerning
the power of Congress to organize and govern Territories, but they
will also aid in the construction of any provision which may have
been made respecting this subject.
Under the Confederation, the unsettled territory within
the limits of the United States had been a subject of deep interest.
Some of the States insisted that these lands were within their
chartered boundaries, and that they had succeeded to the title of the
Crown to the soil. On the other hand, it was argued that the vacant
lands had been acquired by the United States by the war carried on by
them under a common Government and for the common interest.
This dispute was further complicated by unsettled
questions of boundary among several States. It not only delayed the
accession of Maryland to the Confederation, but at one time seriously
threatened its existence. 5 Jour. of Cong. 208, 442. Under the
pressure of these circumstances, Congress earnestly recommended to
the several States a cession of their claims and rights to the United
States. 5 Jour. of Cong. 442. And before the Constitution was framed,
it had been begun. That by New York had been made on the 1st day of
March, 1781; that of Virginia on the 1st day of March, 1784; that of
Massachusetts on the 19th day of April, 1785; that of Connecticut on
the 14th day of September, 1786; that of South Carolina on the 8th
day of August, 1787, while the Convention for framing the
Constitution was in session.
It is very material to observe in this connection that
each of these acts cedes, in terms, to the United States as well the
jurisdiction as the soil.
It is also equally important to note that, when the
Constitution was framed and adopted, this plan of vesting in the
United States, for the common good, the great tracts of ungranted
lands claimed by the several States, in which so deep an interest was
felt, was yet incomplete. It remained for North Carolina and Georgia
to cede their extensive and valuable claims. These were made by North
Carolina on the 25th day of February, 1790, and by Georgia on the
24th day of April, [p*606] 1802. The terms of these last-mentioned
cessions will hereafter be noticed in another connection, but I
observe here that each of them distinctly shows upon its face that
they were not only in execution of the general plan proposed by the
Congress of the Confederation, but of a formed purpose of each of
these States existing when the assent of their respective people was
given to the Constitution of the United States.
It appears, then, that when the Federal Constitution
was framed and presented to the people of the several States for
their consideration, the unsettled territory was viewed as justly
applicable to the common benefit so far as it then had or might
attain thereafter a pecuniary value, and so far as it might become
the seat of new States, to be admitted into the Union upon an equal
footing with the original States. And also that the relations of the
United States to that unsettled territory were of different kinds.
The titles of the States of New York, Virginia, Massachusetts,
Connecticut, and South Carolina, as well of soil as of jurisdiction,
had been transferred to the United States. North Carolina and Georgia
had not actually made transfers, but a confident expectation, founded
on their appreciation of the justice of the general claim and fully
justified by the results, was entertained that these cessions would
be made. The Ordinance of 1787 had made provision for the temporary
government of so much of the territory actually ceded as lay
northwest of the river Ohio.
But it must have been apparent both to the framers of
the Constitution and the people of the several States who were to act
upon it that the Government thus provided for could not continue
unless the Constitution should confer on the United States the
necessary powers to continue it. That temporary Government, under the
ordinance, was to consist of certain officers, to be appointed by and
responsible to the Congress of the Confederation, their powers had
been conferred and defined by the ordinance. So far as it provided
for the temporary government of the Territory, it was an ordinary act
of legislation, deriving its force from the legislative power of
Congress and depending for its vitality upon the continuance of that
legislative power. But the officers to be appointed for the
Northwestern Territory, after the adoption of the Constitution, must
necessarily be officers of the United States, and not of the Congress
of the Confederation, appointed and commissioned by the President and
exercising powers derived from the United States under the
Constitution.
Such was the relation between the United States and the
Northwestern Territory which all reflecting men must have foreseen
would exist when the Government created by the [p*607] Constitution
should supersede that of the Confederation. That if the new
Government should be without power to govern this Territory, it could
not appoint and commission officers, and send them into the Territory
to exercise there legislative, judicial, and executive power, and
that this Territory, which was even then foreseen to be so important,
both politically and financially, to all the existing States, must be
left not only without the control of the General Government in
respect to its future political relations to the rest of the States,
but absolutely without any Government, save what its inhabitants,
acting in their primary capacity, might from time to time create for
themselves.
But this Northwestern Territory was not the only
territory the soil and jurisdiction whereof were then understood to
have been ceded to the United States. The cession by South Carolina,
made in August, 1787, was of
all the territory included within the river Mississippi, and a
line beginning at that part of the said river which is intersected by
the southern boundary of North Carolina, and continuing along the
said boundary line until it intersects the ridge or chain of
mountains which divides the Eastern from the Western waters, then to
be continued along the top of the said ridge of mountains until it
intersects a line to be drawn due west from the head of the southern
branch of the Tugaloo river, to the said mountains, and thence to run
a due west course to the river Mississippi.
It is true that, by subsequent explorations, it was
ascertained that the source of the Tugaloo river, upon which the
title of South Carolina depended, was so far to the northward that
the transfer conveyed only a narrow slip of land, about twelve miles
wide, lying on the top of the ridge of mountains, and extending from
the northern boundary of Georgia to the southern boundary of North
Carolina. But this was a discovery made long after the cession, and
there can be no doubt that the State of South Carolina, in making the
cession, and the Congress, in accepting it, viewed it as a transfer
to the United States of the soil and jurisdiction of an extensive and
important part of the unsettled territory ceded by the Crown of Great
Britain by the treaty of peace, though its quantity or extent then
remained to be ascertained.
It must be remembered also, as has been already stated
that not only was there a confident expectation entertained by the
[p*608] other States that North Carolina and Georgia would complete
the plan already so far executed by New York, Virginia,
Massachusetts, Connecticut, and South Carolina, but that the opinion
was in no small degree prevalent that the just title to this "back
country," as it was termed, had vested in the United States by
the treaty of peace, and could not rightfully be claimed by any
individual State.
There is another consideration applicable to this part
of the subject, and entitled, in my judgment, to great weight.
The Congress of the Confederation had assumed the power
not only to dispose of the lands ceded, but to institute Governments
and make laws for their inhabitants. In other words, they had
proceeded to act under the cession, which, as we have seen, was as
well of the jurisdiction as of the soil. This ordinance was passed on
the 13th of July, 1787. The Convention for framing the Constitution
was then in session at Philadelphia. The proof is direct and decisive
that it was known to the Convention. It is equally clear that it was
admitted and understood not to be within the legitimate powers of the
Confederation to pass this ordinance. Jefferson's Works, vol. 9, pp.
251, 276; Federalist, Nos. 38, 43.
The importance of conferring on the new Government
regular powers commensurate with the objects to be attained, and thus
avoiding the alternative of a failure to execute the trust assumed by
the acceptance of the cessions made and expected, or its execution by
usurpation, could scarcely fail to be perceived. That it was in fact
perceived is clearly shown by the Federalist, No. 38, where this very
argument is made use of in commendation of the Constitution.
Keeping these facts in view, it may confidently be
asserted that there is very strong reason to believe, before we
examine the Constitution itself, that the necessity for a competent
grant of power to hold, dispose of, and govern territory ceded and
expected to be ceded could not have escaped the attention of those
who framed or adopted the Constitution, and that, if it did not
escape their attention, it could not fail to be adequately provided
for.
Any other conclusion would involve the assumption that
a subject of the gravest national concern, respecting which the small
States felt so much jealousy that it had been almost an
insurmountable obstacle to the formation of the Confederation, and as
to which all the States had deep pecuniary and political interests,
and which had been so recently and constantly agitated, [p*609] was
nevertheless overlooked, or that such a subject was not overlooked,
but designedly left unprovided for, though it was manifestly a
subject of common concern which belonged to the care of the General
Government, and adequate provision for which could not fail to be
deemed necessary and proper.
The admission of new States, to be framed out of the
ceded territory, early attracted the attention of the Convention.
Among the resolutions introduced by Mr. Randolph, on the 29th of May,
was one on this subject, Res.No. 10, 5 Elliot 128, which, having been
affirmed in Committee of the Whole, on the 5th of June, 5 Elliot 156,
and reported to the Convention on the 13th of June, 5 Elliot 190, was
referred to the Committee of Detail, to prepare the Constitution, on
the 26th of July, 5 Elliot 376. This committee reported an article
for the admission of new States "lawfully constituted or
established." Nothing was said concerning the power of Congress
to prepare or form such States. This omission struck Mr. Madison,
who, on the 18th of August, 5 Elliot 439, moved for the insertion of
power to dispose of the unappropriated lands of the United States,
and to institute temporary Governments for new States arising
therein.
On the 29th of August, 5 Elliot 492, the report of the
committee was taken up, and after debate, which exhibited great
diversity of views concerning the proper mode of providing for the
subject, arising out of the supposed diversity of interests of the
large and small States, and between those which had and those which
had not unsettled territory, but no difference of opinion respecting
the propriety and necessity of some adequate provision for the
subject, Gouverneur Morris moved the clause as it stands in the
Constitution. This met with general approbation, and was at once
adopted. The whole section is as follows:
New States may be admitted by the Congress into this Union, but no
new State shall be formed or erected within the jurisdiction of any
other State, nor any State be formed by the junction of two or more
States, or parts of States, without the consent of the Legislatures
of the States concerned, as well as of Congress.
The Congress shall have power to dispose of and make all needful
rules and regulations respecting the territory or other property
belonging to the United States, and nothing in this Constitution
shall be so construed as to prejudice any claims of the United States
or any particular State.
That Congress has some power to institute temporary
Governments over the territory, I believe all agree, and if it be
admitted that the necessity of some power to govern the territory
[p*610] of the United States could not and did not escape the
attention of the Convention and the people, and that the necessity is
so great that, in the absence of any express grant, it is strong
enough to raise an implication of the existence of that power, it
would seem to follow that it is also strong enough to afford material
aid in construing an express grant of power respecting that
territory, and that they who maintain the existence of the power,
without finding any words at all in which it is conveyed, should be
willing to receive a reasonable interpretation of language of the
Constitution, manifestly intended to relate to the territory, and to
convey to Congress some authority concerning it.
It would seem, also that when we find the subject
matter of the growth and formation and admission of new States, and
the disposal of the territory for these ends, were under
consideration, and that some provision therefor was expressly made,
it is improbable that it would be, in its terms, a grossly inadequate
provision, and that an indispensably necessary power to institute
temporary Governments, and to legislate for the inhabitants of the
territory, was passed silently by, and left to be deduced from the
necessity of the case.
In the argument at the bar, great attention has been
paid to the meaning of the word "territory."
Ordinarily, when the territory of a sovereign power is
spoken of, it refers to that tract of country which is under the
political jurisdiction of that sovereign power. Thus, Chief Justice
Marshall, in United States v. Bevans, 3 Wheat. 386, says:
What, then, is the extent of jurisdiction which a State possesses?
We answer without hesitation the jurisdiction of a State is
coextensive with its territory.
Examples might easily be multiplied of this use of the
word, but they are unnecessary, because it is familiar. But the word
"territory" is not used in this broad and general sense in
this clause of the Constitution.
At the time of the adoption of the Constitution, the
United States held a great tract of country northwest of the Ohio,
another tract, then of unknown extent, ceded by South Carolina, and a
confident expectation was then entertained, and afterwards realized,
that they then were or would become the owners of other great tracts
claimed by North Carolina and Georgia. These ceded tracts lay within
the limits of the United States and out of the limits of any
particular State, and the cessions embraced the civil and political
jurisdiction and so much of the soil as had not previously been
granted to individuals.
These words, "territory belonging to the United
States" [p*611] were not used in the Constitution to describe an
abstraction, but to identify and apply to these actual subjects
matter then existing and belonging to the United States and other
similar subjects which might afterwards be acquired, and, this being
so, all the essential qualities and incidents attending such actual
subjects are embraced within the words "territory belonging to
the United States" as fully as if each of those essential
qualities and incidents had been specifically described.
I say, the essential qualities and incidents. But in
determining what were the essential qualities and incidents of the
subject with which they were dealing, we must take into consideration
not only all the particular facts which were immediately before them,
but the great consideration, ever present to the minds of those who
framed and adopted the Constitution, that they were making a frame of
government for the people of the United States and their posterity
under which they hoped the United States might be what they have now
become -- a great and powerful nation, possessing the power to make
war and to conclude treaties, and thus to acquire territory. See
Cerre v. Pitot, 6 Cr. 336; Am. Ins. Co. v. Canter, 1 Pet.
542. With these in view, I turn to examine the clause of the article
now in question.
It is said this provision has no application to any
territory save that then belonging to the United States. I have
already shown that, when the Constitution was framed, a confident
expectation was entertained, which was speedily realized, that North
Carolina and Georgia would cede their claims to that great territory
which lay west of those States. No doubt has been suggested that the
first clause of this same article which enabled Congress to admit new
States refers to and includes new States to be formed out of this
territory expected to be thereafter ceded by North Carolina and
Georgia, as well as new States to be formed out of territory
northwest of the Ohio, which then had been ceded by Virginia. It must
have been seen, therefore, that the same necessity would exist for an
authority to dispose of and make all needful regulations respecting
this territory, when ceded, as existed for a like authority
respecting territory which had been ceded.
No reason has been suggested why any reluctance should
have been felt by the framers of the Constitution to apply this
provision to all the territory which might belong to the United
States, or why any distinction should have been made, founded on the
accidental circumstance of the dates of the cessions -- a
circumstance in no way material as respects the necessity for rules
and regulations or the propriety of conferring [p*612] on the
Congress power to make them. And if we look at the course of the
debates in the Convention on this article, we shall find that the
then unceded lands, so far from having been left out of view in
adopting this article, constituted, in the minds of members, a
subject of even paramount importance.
Again, in what an extraordinary position would the
limitation of this clause to territory then belonging to the United
States, place the territory which lay within the chartered limits of
North Carolina and Georgia. The title to that territory was then
claimed by those States, and by the United States; their respective
claims are purposely left unsettled by the express words of this
clause, and when cessions were made by those States, they were merely
of their claims to this territory, the United States neither
admitting nor denying the validity of those claims, so that it was
impossible then, and has ever since remained impossible, to know
whether this territory did or did not then belong to the United
States, and consequently to know whether it was within or without the
authority conferred by this clause to dispose of and make rules and
regulations respecting the territory of the United States. This
attributes to the eminent men who acted on this subject a want of
ability and forecast, or a want of attention to the known facts upon
which they were acting, in which I cannot concur.
There is not, in my judgment, anything in the language,
the history, or the subject matter of this article which restricts
its operation to territory owned by the United States when the
Constitution was adopted.
But it is also insisted that provisions of the
Constitution respecting territory belonging to the United States do
not apply to territory acquired by treaty from a foreign nation. This
objection must rest upon the position that the Constitution did not
authorize the Federal Government to acquire foreign territory, and
consequently has made no provision for its government when acquired,
or that, though the acquisition of foreign territory was contemplated
by the Constitution, its provisions concerning the admission of new
States, and the making of all needful rules and regulations
respecting territory belonging to the United States, were not
designed to be applicable to territory acquired from foreign nations.
It is undoubtedly true that, at the date of the treaty
of 1803 between the United States and France for the cession of
Louisiana, it was made a question whether the Constitution had
conferred on the executive department of the Government of the United
States power to acquire foreign territory by a treaty. [p*613]
There is evidence that very grave doubts were then
entertained concerning the existence of this power. But that there
was then a settled opinion in the executive and legislative branches
of the Government that this power did not exist cannot be admitted
without at the same time imputing to those who negotiated and
ratified the treaty, and passed the laws necessary to carry it into
execution, a deliberate and known violation of their oaths to support
the Constitution; and whatever doubts may them have existed, the
question must now be taken to have been settled. Four distinct
acquisitions of foreign territory have been made by as many different
treaties, under as many different Administrations. Six States formed
on such territory are now in the Union. Every branch of this
Government, during a period of more than fifty years, has
participated in these transactions. To question their validity now is
vain. As was said by Mr. Chief Justice Marshall in the American
Insurance Company v. Canter, 1 Peters 542,
the Constitution confers absolutely on the Government of the Union
the powers of making war and of making treaties; consequently, that
Government possesses the power of acquiring territory either by
conquest or treaty.
See Cerre v. Pitot, 6 Cr. 336. And, I add, it
also possesses the power of governing it when acquired, not by
resorting to supposititious powers, nowhere found described in the
Constitution, but expressly granted in the authority to make all
needful rules and regulations respecting the territory of the United
States.
There was to be established by the Constitution a frame
of government under which the people of the United States and their
posterity were to continue indefinitely. To take one of its
provisions, the language of which is broad enough to extend
throughout the existence of the Government and embrace all territory
belonging to the United States throughout all time, and the purposes
and objects of which apply to all territory of the United States, and
narrow it down to territory belonging to the United States when the
Constitution was framed, while at the same time it is admitted that
the Constitution contemplated and authorized the acquisition, from
time to time, of other and foreign territory, seems to me to be an
interpretation as inconsistent with the nature and purposes of the
instrument as it is with its language, and I can have no hesitation
in rejecting it.
I construe this clause, therefore, as if it had read
Congress shall have power to make all needful rules and
regulations respecting those tracts of country, out of the limits of
the several States, which the United States have acquired, or may
hereafter acquire, by cessions, as well of the jurisdiction as of the
[p*614] soil, so far as the soil may be the property of the party
making the cession, at the time of making it.
It has been urged that the words "rules and
regulations" are not appropriate terms in which to convey
authority to make laws for the government of the territory.
But it must be remembered that this is a grant of power
to the Congress -- that it is therefore necessarily a grant of power
to legislate -- and, certainly, rules and regulations respecting a
particular subject, made by the legislative power of a country, can
be nothing but laws. Nor do the particular terms employed, in my
judgment, tend in any degree to restrict this legislative power.
Power granted to a Legislature to make all needful rules and
regulations respecting the territory is a power to pass all needful
laws respecting it.
The word "regulate," or "regulation,"
is several times used in the Constitution. It is used in the fourth
Section of the First Article to describe those laws of the States
which prescribe the times, places, and manner, of choosing Senators
and Representatives; in the Second Section of the Fourth Article to
designate the legislative action of a State on the subject of
fugitives from service, having a very close relation to the matter of
our present inquiry; in the Second Section of the Third Article, to
empower Congress to fix the extent of the appellate jurisdiction of
this court; and finally in the Eighth Section of the First Article
are the words, "Congress shall have power to regulate commerce."
It is unnecessary to describe the body of legislation
which has been enacted under this grant of power; its variety and
extent are well known. But it may be mentioned in passing that, under
this power to regulate commerce, Congress has enacted a great system
of municipal laws, and extended it over the vessels and crews of the
United States on the high seas and in foreign ports, and even over
citizens of the United States resident in China, and has established
judicatures with power to inflict even capital punishment within that
country.
If, then, this clause does contain a power to legislate
respecting the territory, what are the limits of that power?
To this I answer that, in common with all the other
legislative powers of Congress, it finds limits in the express
prohibitions on Congress not to do certain things; that, in the
exercise of the legislative power, Congress cannot pass an ex post
facto law or bill of attainder; and so in respect to each of the
other prohibitions contained in the Constitution.
Besides this, the rules and regulations must be
needful. But undoubtedly the question whether a particular rule or
regulation be needful must be finally determined by Congress itself.
Whether a law be needful is a legislative or political, [p*615] not a
judicial, question. Whatever Congress deems needful is so, under the
grant of power.
Nor am I aware that it has ever been questioned that
laws providing for the temporary government of the settlers on the
public lands are needful not only to prepare them for admission to
the Union as States, but even to enable the United States to dispose
of the lands.
Without government and social order, there can be no
property, for without law, its ownership, its use, and the power of
disposing of it, cease to exist in the sense in which those words are
used and understood in all civilized States.
Since, then, this power was manifestly conferred to
enable the United States to dispose of its public lands to settlers,
and to admit them into the Union as States when, in the judgment of
Congress, they should be fitted therefor, since these were the needs
provided for, since it is confessed that Government is indispensable
to provide for those needs, and the power is to make all needful
rules and regulations respecting the territory, I cannot doubt that
this is a power to govern the inhabitants of the territory, by such
laws as Congress deems needful, until they obtain admission as
States.
Whether they should be thus governed solely by laws
enacted by Congress, or partly by laws enacted by legislative power
conferred by Congress, is one of those questions which depend on the
judgment of Congress -- a question which of these is needful.
But it is insisted that, whatever other powers Congress
may have respecting the territory of the United States, the subject
of negro slavery forms an exception.
The Constitution declares that Congress shall have
power to make "all needful rules and regulations"
respecting the territory belonging to the United States.
The assertion is, though the Constitution says "all,"
it does not mean all -- though it says "all" without
qualification, it means all except such as allow or prohibit slavery.
It cannot be doubted that it is incumbent on those who would thus
introduce an exception not found in the language of the instrument to
exhibit some solid and satisfactory reason, drawn from the subject
matter or the purposes and objects of the clause, the context, or
from other provisions of the Constitution, showing that the words
employed in this clause are not to be understood according to their
clear, plain, and natural signification.
The subject matter is the territory of the United
States out of the limits of every State, and consequently under the
exclusive power of the people of the United States. Their [p*616]
will respecting it, manifested in the Constitution, can be subject to
no restriction. The purposes and objects of the clause were the
enactment of laws concerning the disposal of the public lands, and
the temporary government of the settlers thereon until new States
should be formed. It will not be questioned that, when the
Constitution of the United States was framed and adopted, the
allowance and the prohibition of negro slavery were recognised
subjects of municipal legislation; every State had in some measure
acted thereon, and the only legislative act concerning the territory
-- the Ordinance of 1787, which had then so recently been passed --
contained a prohibition of slavery. The purpose and object of the
clause being to enable Congress to provide a body of municipal law
for the government of the settlers, the allowance or the prohibition
of slavery comes within the known and recognised scope of that
purpose and object.
There is nothing in the context which qualifies the
grant of power. The regulations must be "respecting the
territory." An enactment that slavery may or may not exist there
is a regulation respecting the territory. Regulations must be
needful, but it is necessarily left to the legislative discretion to
determine whether a law be needful. No other clause of the
Constitution has been referred to at the bar, or has been seen by me,
which imposes any restriction or makes any exception concerning the
power of Congress to allow or prohibit slavery in the territory
belonging to the United States.
A practical construction, nearly contemporaneous with
the adoption of the Constitution, and continued by repeated instances
through a long series of years, may always influence, and in doubtful
cases should determine, the judicial mind on a question of the
interpretation of the Constitution. Stuart v. Laird, 1 Cranch
269; Martin v. Hunter, 1 Wheat. 304; Cohens v. Virginia,
; Prigg v. Pennsylvania, 16 Pet. 621; Cooley v. Port
Wardens, 12 How. 315.
In this view, I proceed briefly to examine the
practical construction placed on the clause now in question so far as
it respects the inclusion therein of power to permit or prohibit
slavery in the Territories.
It has already been stated that, after the Government
of the United States was organized under the Constitution, the
temporary Government of the Territory northwest of the River Ohio
could no longer exist save under the powers conferred on Congress by
the Constitution. Whatever legislative, judicial, or executive
authority should be exercised therein could be derived only from the
people of the United States under the Constitution. And, accordingly,
an act was passed on the [p*617] 7th day of August, 1789, 1 Stat. at
Large 50, which recites:
Whereas, in order that the ordinance of the United States in
Congress assembled, for the government of the territory northwest of
the River Ohio, may continue to have full effect, it is required that
certain provisions should be made, so as to adapt the same to the
present Constitution of the United States.
It then provides for the appointment by the President
of all officers, who, by force of the ordinance, were to have been
appointed by the Congress of the Confederation, and their commission
in the manner required by the Constitution, and empowers the
Secretary of the Territory to exercise the powers of the Governor in
case of the death or necessary absence of the latter.
Here is an explicit declaration of the will of the
first Congress, of which fourteen members, including Mr. Madison, had
been members of the Convention which framed the Constitution, that
the ordinance, one article of which prohibited slavery, "should
continue to have full effect." Gen. Washington, who signed this
bill as President, was the President of that Convention.
It does not appear to me to be important in this
connection that that clause in the ordinance which prohibited slavery
was one of a series of articles of what is therein termed a compact.
The Congress of the Confederation had no power to make such a
compact, nor to act at all on the subject, and after what had been so
recently said by Mr. Madison on this subject, in the thirty-eighth
number of the Federalist, I cannot suppose that he, or any others who
voted for this bill, attributed any intrinsic effect to what was
denominated in the ordinance a compact between "the original
States and the people and States in the new territory," there
being no new States then in existence in the territory with whom a
compact could be made, and the few scattered inhabitants, unorganized
into a political body, not being capable of becoming a party to a
treaty even if the Congress of the Confederation had had power to
make one touching the government of that territory.
I consider the passage of this law to have been an
assertion by the first Congress of the power of the United States to
prohibit slavery within this part of the territory of the United
States, for it clearly shows that slavery was thereafter to be
prohibited there, and it could be prohibited only by an exertion of
the power of the United States under the Constitution, no other power
being capable of operating within that territory after the
Constitution took effect.
On the 2d of April, 1790, 1 Stat. at Large 106, the
first Congress passed an act accepting a deed of cession by North
[p*618] Carolina of that territory afterwards erected into the State
of Tennessee. The fourth express condition contained in this deed of
cession, after providing that the inhabitants of the Territory shall
be temporarily governed in the same manner as those beyond the Ohio,
is followed by these words: "Provided always that no
regulations made or to be made by Congress shall tend to emancipate
slaves."
This provision shows that it was then understood
Congress might make a regulation prohibiting slavery, and that
Congress might also allow it to continue to exist in the Territory,
and, accordingly, when, a few days later, Congress passed the Act of
May 20th, 1790, 1 Stat. at Large 123, for the government of the
Territory south of the River Ohio, it provided,
and the Government of the Territory south of the Ohio shall be
similar to that now exercised in the Territory northwest of the Ohio
except so far as is otherwise provided in the conditions expressed in
an act of Congress of the present session, entitled, "An act to
accept a cession of the claims of the State of North Carolina to a
certain district of western territory."
Under the Government thus established, slavery existed
until the Territory became the State of Tennessee.
On the 7th of April, 1798, 1 Stat. at Large 649, an act
was passed to establish a Government in the Mississippi Territory in
all respects like that exercised in the Territory northwest of the
Ohio, "excepting and excluding the last article of the ordinance
made for the government thereof by the late Congress, on the 13th day
of July, 1787." When the limits of this Territory had been
amicably settled with Georgia, and the latter ceded all its claim
thereto, it was one stipulation in the compact of cession that the
Ordinance of July 13th, 1787, "shall in all its parts extend to
the Territory contained in the present act of cession, that article
only excepted which forbids slavery." The Government of this
Territory was subsequently established and organized under the act of
May 10th, 1800, but so much of the ordinance as prohibited slavery
was not put in operation there.
Without going minutely into the details of each case, I
will now give reference to two classes of acts, in one of which
Congress has extended the Ordinance of 1787, including the article
prohibiting slavery, over different Territories, and thus exerted its
power to prohibit it; in the other, Congress has erected Governments
over Territories acquired from France and Spain, in which slavery
already existed, but refused to apply to them that part of the
Government under the ordinance which excluded slavery.
Of the first class are the Act of May 7th, 1800, 2
Stat. at [p*619] Large 58, for the government of the Indiana
Territory; the Act of January 11th, 1805, 2 Stat. at Large 309, for
the government of Michigan Territory; the Act of May 3d, 1809, 2
Stat. at Large 514, for the government of the Illinois Territory; the
Act of April 20th, 1836, 5 Stat. at Large 10, for the government of
the Territory of Wisconsin; the Act of June 12th, 1838, for the
government of the Territory of Iowa; the Act of August 14th, 1848,
for the government of the Territory of Oregon. To these instances
should be added the Act of March 6th, 1820, 3 Stat. at Large 548,
prohibiting slavery in the territory acquired from France, being
northwest of Missouri and north of thirty-six degrees thirty minutes
north latitude.
Of the second class, in which Congress refused to
interfere with slavery already existing under the municipal law of
France or Spain, and established Governments by which slavery was
recognised and allowed, are: the Act of March 26th, 1804, 2 Stat. at
Large 283, for the government of Louisiana; the Act of March 2d,
1805, 2 Stat. at Large 322, for the government of the Territory of
Orleans; the Act of June 4th, 1812, 2 Stat. at Large 743, for the
government of the Missouri Territory; the Act of March 30th, 1822, 3
Stat. at Large 654, for the government of the Territory of Florida.
Here are eight distinct instances, beginning with the first Congress,
and coming down to the year 1848, in which Congress has excluded
slavery from the territory of the United States, and six distinct
instances in which Congress organized Governments of Territories by
which slavery was recognised and continued, beginning also with the
first Congress, and coming down to the year 1822. These acts were
severally signed by seven Presidents of the United States, beginning
with General Washington, and coming regularly down as far as Mr. John
Quincy Adams, thus including all who were in public life when the
Constitution was adopted.
If the practical construction of the Constitution
contemporaneously with its going into effect, by men intimately
acquainted with its history from their personal participation in
framing and adopting it, and continued by them through a long series
of acts of the gravest importance, be entitled to weight in the
judicial mind on a question of construction, it would seem to be
difficult to resist the force of the acts above adverted to.
It appears, however, from what has taken place at the
bar that, notwithstanding the language of the Constitution and the
long line of legislative and executive precedents under it, three
different and opposite views are taken of the power of Congress
respecting slavery in the Territories. [p*620]
One is that, though Congress can make a regulation
prohibiting slavery in a Territory, they cannot make a regulation
allowing it; another is that it can neither be established nor
prohibited by Congress, but that the people of a Territory, when
organized by Congress, can establish or prohibit slavery; while the
third is that the Constitution itself secures to every citizen who
holds slaves, under the laws of any State, the indefeasible right to
carry them into any Territory and there hold them as property.
No particular clause of the Constitution has been
referred to at the bar in support of either of these views. The first
seems to be rested upon general considerations concerning the social
and moral evils of slavery, its relations to republican Governments,
its inconsistency with the Declaration of Independence and with
natural right.
The second is drawn from considerations equally general
concerning the right of self-government and the nature of the
political institutions which have been established by the people of
the United States.
While the third is said to rest upon the equal right of
all citizens to go with their property upon the public domain, and
the inequality of a regulation which would admit the property of some
and exclude the property of other citizens, and inasmuch as slaves
are chiefly held by citizens of those particular States where slavery
is established, it is insisted that a regulation excluding slavery
from a Territory operates, practically, to make an unjust
discrimination between citizens of different States in respect to
their use and enjoyment of the territory of the United States.
With the weight of either of these considerations, when
presented to Congress to influence its action, this court has no
concern. One or the other may be justly entitled to guide or control
the legislative judgment upon what is a needful regulation. The
question here is whether they are sufficient to authorize this court
to insert into this clause of the Constitution an exception of the
exclusion or allowance of slavery not found therein nor in any other
part of that instrument. To engraft on any instrument a substantive
exception not found in it must be admitted to be a matter attended
with great difficulty. And the difficulty increases with the
importance of the instrument and the magnitude and complexity of the
interests involved in its construction. To allow this to be done with
the Constitution, upon reasons purely political, renders its judicial
interpretation impossible -- because judicial tribunals, as such,
cannot decide upon political considerations. Political reasons have
not the requisite certainty to afford rules of juridical [p*621]
interpretation. They are different in different men. They are
different in the same men at different times. And when a strict
interpretation of the Constitution, according to the fixed rules
which govern the interpretation of laws, is abandoned, and the
theoretical opinions of individuals are allowed to control its
meaning, we have no longer a Constitution; we are under the
government of individual men who, for the time being, have power to
declare what the Constitution is according to their own views of what
it ought to mean. When such a method of interpretation of the
Constitution obtains, in place of a republican Government, with
limited and defined powers, we have a Government which is merely an
exponent of the will of Congress, or, what in my opinion would not be
preferable, an exponent of the individual political opinions of the
members of this court.
If it can be shown by anything in the Constitution
itself that, when it confers on Congress the power to make all
needful rules and regulations respecting the territory belonging to
the United States, the exclusion or the allowance of slavery was
excepted, or if anything in the history of this provision tends to
show that such an exception was intended by those who framed and
adopted the Constitution to be introduced into it, I hold it to be my
duty carefully to consider, and to allow just weight to such
considerations in interpreting the positive text of the Constitution.
But where the Constitution has said all needful rules and
regulations, I must find something more than theoretical reasoning to
induce me to say it did not mean all.
There have been eminent instances in this court closely
analogous to this one in which such an attempt to introduce an
exception not found in the Constitution itself has failed of success.
By the eighth section of the first article, Congress
has the power of exclusive legislation in all cases whatsoever within
this District.
In the case of Loughborough v. Blake, 5 Whea.
324, the question arose whether Congress has power to impose direct
taxes on persons and property in this District. It was insisted that,
though the grant of power was in its terms broad enough to include
direct taxation, it must be limited by the principle that taxation
and representation are inseparable. It would not be easy to fix on
any political truth better established or more fully admitted in our
country than that taxation and representation must exist together. We
went into the war of the Revolution to assert it, and it is
incorporated as fundamental into all American Governments. But
however true and important [p*622] this maxim may be, it is not
necessarily of universal application. It was for the people of the
United States, who ordained the Constitution, to decide whether it
should or should not be permitted to operate within this District.
Their decision was embodied in the words of the Constitution, and as
that contained no such exception as would permit the maxim to operate
in this District, this court, interpreting that language, held that
the exception did not exist.
Again, the Constitution confers on Congress power to
regulate commerce with foreign nations. Under this, Congress passed
an act on the 22d of December, 1807, unlimited in duration, laying an
embargo on all ships and vessels in the ports or within the limits
and jurisdiction of the United States. No law of the United States
ever pressed so severely upon particular States. Though the
constitutionality of the law was contested with an earnestness and
zeal proportioned to the ruinous effects which were felt from it, and
though, as Mr. Chief Justice Marshall has said, 9 Wheat. 192,
a want of acuteness in discovering objections to a measure to
which they felt the most deep-rooted hostility will not be imputed to
those who were arrayed in opposition to this,
I am not aware that the fact that it prohibited the use
of a particular species of property, belonging almost exclusively to
citizens of a few States, and this indefinitely, was ever supposed to
show that it was unconstitutional. Something much more stringent as a
ground of legal judgment was relied on -- that the power to regulate
commerce did not include the power to annihilate commerce.
But the decision was that, under the power to regulate
commerce, the power of Congress over the subject was restricted only
by those exceptions and limitations contained in the Constitution,
and as neither the clause in question, which was a general grant of
power to regulate commerce, nor any other clause of the Constitution
imposed any restrictions as to the duration of an embargo, an
unlimited prohibition of the use of the shipping of the country was
within the power of Congress. On this subject, Mr. Justice Daniel,
speaking for the court in the case of United States v. Marigold,
9 How. 560, says:
Congress are, by the Constitution, vested with the power to
regulate commerce with foreign nations, and however, at periods of
high excitement, an application of the terms "to regulate
commerce" such as would embrace absolute prohibition may have
been questioned, yet, since the passage of the embargo and
nonintercourse laws and the repeated judicial sanctions these
statutes have received, it can scarcely at this day be open to doubt
that every subject falling legitimately [p*623] within the sphere of
commercial regulation may be partially or wholly excluded when either
measure shall be demanded by the safety or the important interests of
the entire nation. The power once conceded, it may operate on any and
every subject of commerce to which the legislative discretion may
apply it.
If power to regulate commerce extends to an indefinite
prohibition of the use of all vessels belonging to citizens of the
several States, and may operate, without exception, upon every
subject of commerce to which the legislative discretion may apply it,
upon what grounds can I say that power to make all needful rules and
regulations respecting the territory of the United States is subject
to an exception of the allowance or prohibition of slavery therein?
While the regulation is one "respecting the
territory;" while it is, in the judgment of Congress, "a
needful regulation," and is thus completely within the words of
the grant; while no other clause of the Constitution can be shown
which requires the insertion of an exception respecting slavery; and
while the practical construction for a period of upwards of fifty
years forbids such an exception, it would, in my opinion, violate
every sound rule of interpretation to force that exception into the
Constitution upon the strength of abstract political reasoning, which
we are bound to believe the people of the United States thought
insufficient to induce them to limit the power of Congress, because
what they have said contains no such limitation.
Before I proceed further to notice some other grounds
of supposed objection to this power of Congress, I desire to say that
if it were not for my anxiety to insist upon what I deem a correct
exposition of the Constitution, if I looked only to the purposes of
the argument, the source of the power of Congress asserted in the
opinion of the majority of the court would answer those purposes
equally well. For they admit that Congress has power to organize and
govern the Territories until they arrive at a suitable condition for
admission to the Union; they admit also that the kind of Government
which shall thus exist should be regulated by the condition and wants
of each Territory, and that it is necessarily committed to the
discretion of Congress to enact such laws for that purpose as that
discretion may dictate, and no limit to that discretion has been
shown, or even suggested, save those positive prohibitions to
legislate which are found in the Constitution.
I confess myself unable to perceive any difference
whatever between my own opinion of the general extent of the power of
Congress and the opinion of the majority of the court, save [p*624]
that I consider it derivable from the express language of the
Constitution, while they hold it to be silently implied from the
power to acquire territory. Looking at the power of Congress over the
Territories as of the extent just described, what positive
prohibition exists in the Constitution, which restrained Congress
from enacting a law in 1820 to prohibit slavery north of thirty-six
degrees thirty minutes north latitude?
The only one suggested is that clause in the fifth
article of the amendments of the Constitution which declares that no
person shall be deprived of his life, liberty, or property, without
due process of law. I will now proceed to examine the question
whether this clause is entitled to the effect thus attributed to it.
It is necessary, first, to have a clear view of the nature and
incidents of that particular species of property which is now in
question.
Slavery, being contrary to natural right, is created
only by municipal law. This is not only plain in itself, and agreed
by all writers on the subject, but is inferable from the Constitution
and has been explicitly declared by this court. The Constitution
refers to slaves as "persons held to service in one State, under
the laws thereof." Nothing can more clearly describe a status
created by municipal law. In Prigg v. Pennsylvania, 10 Pet.
611, this court said: "The state of slavery is deemed to be a
mere municipal regulation, founded on and limited to the range of
territorial laws." In Rankin v. Lydia, 2 Marsh. 12, 470,
the Supreme Court of Appeals of Kentucky said:
Slavery is sanctioned by the laws of this State, and the right to
hold them under our municipal regulations is unquestionable. But we
view this as a right existing by positive law of a municipal
character, without foundation in the law of nature or the unwritten
common law.
I am not acquainted with any case or writer questioning
the correctness of this doctrine. See also 1 Burge, Col. and
For.Laws 738-741, where the authorities are collected.
The status of slavery is not necessarily always
attended with the same powers on the part of the master. The master
is subject to the supreme power of the State, whose will controls his
action towards his slave, and this control must be defined and
regulated by the municipal law. In one State, as at one period of the
Roman law, it may put the life of the slave into the hand of the
master; others, as those of the United States, which tolerate
slavery, may treat the slave as a person when the master takes his
life; while in others, the law may recognise a right of the slave to
be protected from cruel treatment. In other words, the status of
slavery embraces every condition from that in which the slave is
known to the law simply as a [p*625] chattel, with no civil rights,
to that in which he is recognised as a person for all purposes, save
the compulsory power of directing and receiving the fruits of his
labor. Which of these conditions shall attend the status of slavery
must depend on the municipal law which creates and upholds it.
And not only must the status of slavery be created and
measured by municipal law, but the rights, powers, and obligations
which grow out of that status must be defined, protected, and
enforced by such laws. The liability of the master for the torts and
crimes of his slave, and of third persons for assaulting or injuring
or harboring or kidnapping him, the forms and modes of emancipation
and sale, their subjection to the debts of the master, succession by
death of the master, suits for freedom, the capacity of the slave to
be party to a suit, or to be a witness, with such police regulations
as have existed in all civilized States where slavery has been
tolerated, are among the subjects upon which municipal legislation
becomes necessary when slavery is introduced.
Is it conceivable that the Constitution has conferred
the right on every citizen to become a resident on the territory of
the United States with his slaves, and there to hold them as such,
but has neither made nor provided for any municipal regulations which
are essential to the existence of slavery?
Is it not more rational to conclude that they who
framed and adopted the constitution were aware that persons held to
service under the laws of a State are property only to the extent and
under the conditions fixed by those laws that they must cease to be
available as property, when their owners voluntarily place them
permanently within another jurisdiction, where no municipal laws on
the subject of slavery exist, and that, being aware of these
principles, and having said nothing to interfere with or displace
them, or to compel Congress to legislate in any particular manner on
the subject, and having empowered Congress to make all needful rules
and regulations respecting the territory of the United States, it was
their intention to leave to the discretion of Congress what
regulations, if any, should be made concerning slavery therein?
Moreover, if the right exists, what are its limits, and what are its
conditions? If citizens of the United States have the right to take
their slaves to a Territory, and hold them there as slaves, without
regard to the laws of the Territory, I suppose this right is not to
be restricted to the citizens of slaveholding States. A citizen of a
State which does not tolerate slavery can hardly be denied the power
of doing the same thing. And what law of slavery does either take
with him to the Territory? If it be said to be those laws respecting
[p*626] slavery which existed in the particular State from which each
slave last came, what an anomaly is this? Where else can we find,
under the law of any civilized country, the power to introduce and
permanently continue diverse systems of foreign municipal law, for
holding persons in slavery? I say not merely to introduce, but
permanently to continue, these anomalies. For the offspring of the
female must be governed by the foreign municipal laws to which the
mother was subject, and when any slave is sold or passes by
succession on the death of the owner, there must pass with him, by a
species of subrogation, and as a kind of unknown jus in re,
the foreign municipal laws which constituted, regulated, and
preserved, the status of the slave before his exportation. Whatever
theoretical importance may be now supposed to belong to the
maintenance of such a right, I feel a perfect conviction that it
would, if ever tried, prove to be as impracticable in fact as it is,
in my judgment, monstrous in theory.
I consider the assumption which lies at the basis of
this theory to be unsound not in its just sense, and when properly
understood, but in the sense which has been attached to it. That
assumption is that the territory ceded by France was acquired for the
equal benefit of all the citizens of the United States. I agree to
the position. But it was acquired for their benefit in their
collective, not their individual, capacities. It was acquired for
their benefit, as an organized political society, subsisting as "the
people of the United States," under the Constitution of the
United States, to be administered justly and impartially, and as
nearly as possible for the equal benefit of every individual citizen,
according to the best judgment and discretion of the Congress, to
whose power, as the Legislature of the nation which acquired it, the
people of the United States have committed its administration.
Whatever individual claims may be founded on local circumstances or
sectional differences of condition cannot, in my opinion, be
recognised in this court without arrogating to the judicial branch of
the Government powers not committed to it, and which, with all the
unaffected respect I feel for it when acting in its proper sphere, I
do not think it fitted to wield.
Nor, in my judgment, will the position that a
prohibition to bring slaves into a Territory deprives anyone of his
property without due process of law bear examination.
It must be remembered that this restriction on the
legislative power is not peculiar to the Constitution of the United
States; it was borrowed from Magna Charta, was brought to America by
our ancestors, as part of their inherited liberties, and has existed
in all the States, usually in the very words of [p*627] the great
charter. It existed in every political community in America in 1787,
when the ordinance prohibiting slavery north and west of the Ohio was
passed.
And if a prohibition of slavery in a Territory in 1820
violated this principle of Magna Charta, the Ordinance of 1787 also
violated it, and what power had, I do not say the Congress of the
Confederation alone, but the Legislature of Virginia, of the
Legislature of any or all the States of the Confederacy, to consent
to such a violation? The people of the States had conferred no such
power. I think I may at least say, if the Congress did then violate
Magna Charta by the ordinance, no one discovered that violation.
Besides, if the prohibition upon all persons, citizens as well as
others, to bring slaves into a Territory, and a declaration that, if
brought, they shall be free, deprives citizens of their property
without due process of law, what shall we say of the legislation of
many of the slaveholding States which have enacted the same
prohibition? As early as October, 1778, a law was passed in Virginia
that thereafter no slave should be imported into that Commonwealth by
sea or by land, and that every slave who should be imported should
become free. A citizen of Virginia purchased in Maryland a slave who
belonged to another citizen of Virginia, and removed with the slave
to Virginia. The slave sued for her freedom, and recovered it, as may
be seen in Wilson v. Isabel, 5 Call's R. 425. See also
Hunter v. Hulsher, 1 Leigh 172, and a similar law has been
recognised as valid in Maryland in Stewart v. Oaks, 5 Har. and
John. 107. I am not aware that such laws, though they exist in many
States, were ever supposed to be in conflict with the principle of
Magna Charta incorporated into the State Constitutions. It was
certainly understood by the Convention which framed the Constitution,
and has been so understood ever since, that, under the power to
regulate commerce, Congress could prohibit the importation of slaves,
and the exercise of the power was restrained till 1808. A citizen of
the United States owns slaves in Cuba, and brings them to the United
States, where they are set free by the legislation of Congress. Does
this legislation deprive him of his property without due process of
law? If so, what becomes of the laws prohibiting the slave trade? If
not, how can similar regulation respecting a Territory violate the
fifth amendment of the Constitution?
Some reliance was placed by the defendant's counsel
upon the fact that the prohibition of slavery in this territory was
in the words, "that slavery, &c., shall be and is hereby
forever prohibited." But the insertion of the word
"forever" can have no legal effect. Every enactment
not expressly limited in its [p*628] duration continues in force
until repealed or abrogated by some competent power, and the use of
the word "forever" can give to the law no more durable
operation. The argument is that Congress cannot so legislate as to
bind the future States formed out of the territory, and that, in this
instance, it has attempted to do so. Of the political reasons which
may have induced the Congress to use these words, and which caused
them to expect that subsequent Legislatures would conform their
action to the then general opinion of the country that it ought to be
permanent, this court can take no cognizance.
However fit such considerations are to control the
action of Congress, and however reluctant a statesman may be to
disturb what has been settled, every law made by Congress may be
repealed, and, saving private rights and public rights gained by
States, its repeal is subject to the absolute will of the same power
which enacted it. If Congress had enacted that the crime of murder,
committed in this Indian Territory, north of thirty-six degrees
thirty minutes, by or on any white man, should forever be punishable
with death, it would seem to me an insufficient objection to an
indictment, found while it was a Territory, that, at some future day,
States might exist there, and so the law was invalid because, by its
terms, it was to continue in force forever. Such an objection rests
upon a misapprehension of the province and power of courts respecting
the constitutionality of laws enacted by the Legislature.
If the Constitution prescribe one rule, and the law
another and different rule, it is the duty of courts to declare that
the Constitution, and not the law, governs the case before them for
judgment. If the law include no case save those for which the
Constitution has furnished a different rule, or no case which the
Legislature has the power to govern, then the law can have no
operation. If it includes cases which the Legislature has power to
govern, and concerning which the Constitution does not prescribe a
different rule, the law governs those cases, though it may, in its
terms, attempt to include others on which it cannot operate. In other
words, this court cannot declare void an act of Congress which
constitutionally embraces some cases, though other cases within its
terms are beyond the control of Congress or beyond the reach of that
particular law. If, therefore, Congress had power to make a law
excluding slavery from this territory while under the exclusive power
of the United States, the use of the word "forever" does
not invalidate the law so long as Congress has the exclusive
legislative power in the territory. [p*629]
But it is further insisted that the treaty of 1803
between the United States and France, by which this territory was
acquired, has so restrained the constitutional powers of Congress
that it cannot, by law, prohibit the introduction of slavery into
that part of this territory north and west of Missouri and north of
thirty-six degrees thirty minutes north latitude.
By a treaty with a foreign nation, the United States
may rightfully stipulate that the Congress will or will not exercise
its legislative power in some particular manner, on some particular
subject. Such promises, when made, should be voluntarily kept with
the most scrupulous good faith. But that a treaty with a foreign
nation can deprive the Congress of any part of the legislative power
conferred by the people, so that it no longer can legislate as it was
empowered by the Constitution to do, I more than doubt.
The powers of the Government do and must remain
unimpaired. The responsibility of the Government to a foreign nation
for the exercise of those powers is quite another matter. That
responsibility is to be met, and justified to the foreign nation
according to the requirements of the rules of public law, but never
upon the assumption that the United States had parted with or
restricted any power of acting according to its own free will,
governed solely by its own appreciation of its duty.
The second section of the fourth article is
This Constitution, and the laws of the United States which shall
be made in pursuance thereof, and all treaties made or which shall be
made under the authority of the United States, shall be the supreme
law of the land.
This has made treaties part of our municipal law, but
it has not assigned to them any particular degree of authority, nor
declared that laws so enacted shall be irrepealable. No supremacy is
assigned to treaties over acts of Congress. That they are not
perpetual, and must be in some way repealable, all will agree.
If the President and the Senate alone possess the power
to repeal or modify a law found in a treaty, inasmuch as they can
change or abrogate one treaty only by making another inconsistent
with the first, the Government of the United States could not act at
all, to that effect, without the consent of some foreign Government.
I do not consider, I am not aware it has ever been considered that
the Constitution has placed our country in this helpless condition.
The action of Congress in repealing the treaties with France by the
Act of July 7th, 1798, 1 Stat. at Large 578, was in conformity with
these views. In the case of Taylor et al. v. Morton, 2 Curtis'
Cir.Ct.R. [p*630] 454, I had occasion to consider this subject, and I
adhere to the views there expressed.
If, therefore, it were admitted that the treaty between
the United States and France did contain an express stipulation that
the United States would not exclude slavery from so much of the ceded
territory as is now in question, this court could not declare that an
act of Congress excluding it was void by force of the treaty. Whether
or no a case existed sufficient to justify a refusal to execute such
a stipulation would not be a judicial, but a political and
legislative, question, wholly beyond the authority of this Court to
try and determine. It would belong to diplomacy and legislation, and
not to the administration of existing laws. Such a stipulation in a
treaty, to legislate or not to legislate in a particular way has been
repeatedly held in this court to address itself to the political or
the legislative power, by whose action thereon this court is bound.
Foster v. Nicolson, 2 Peters 314; Garcia v. Lee, 12
Peters 519.
But, in my judgment, this treaty contains no
stipulation in any manner affecting the action of the United States
respecting the territory in question. Before examining the language
of the treaty, it is material to bear in mind that the part of the
ceded territory lying north of thirty-six degrees thirty minutes, and
west and north of the present State of Missouri was then a
wilderness, uninhabited save by savages whose possessory title had
not then been extinguished.
It is impossible for me to conceive on what ground
France could have advanced a claim, or could have desired to advance
a claim, to restrain the United States from making any rules and
regulations respecting this territory which the United States might
think fit to make, and still less can I conceive of any reason which
would have induced the United States to yield to such a claim. It was
to be expected that France would desire to make the change of
sovereignty and jurisdiction as little burdensome as possible to the
then inhabitants of Louisiana, and might well exhibit even an anxious
solicitude to protect their property and persons, and secure to them
and their posterity their religious and political rights, and the
United States, as a just Government, might readily accede to all
proper stipulations respecting those who were about to have their
allegiance transferred. But what interest France could have in
uninhabited territory which, in the language of the treaty, was to be
transferred "forever, and in full sovereignty," to the
United States, or how the United States could consent to allow a
foreign nation to interfere in its purely internal affairs, in which
that foreign nation had no concern [p*631] whatever, is difficult for
me to conjecture. In my judgment, this treaty contains nothing of the
kind.
The third article is supposed to have a bearing on the
question. It is as follows:
The inhabitants of the ceded territory shall be incorporated in
the Union of the United States, and admitted as soon as possible,
according to the principles of the Federal Constitution, to the
enjoyment of all the rights, advantages, and immunities of citizens
of the United States, and in the meantime they shall be maintained
and protected in the enjoyment of their liberty, property, and the
religion they profess.
There are two views of this article, each of which, I
think, decisively shows that it was not intended to restrain the
Congress from excluding slavery from that part of the ceded territory
then uninhabited. The first is that, manifestly, its sole object was
to protect individual rights of the then inhabitants of the
territory. They are to be "maintained and protected in the free
enjoyment of their liberty, property, and the religion they profess."
But this article does not secure to them the right to go upon the
public domain ceded by the treaty, either with or without their
slaves. The right or power of doing this did not exist before or at
the time the treaty was made. The French and Spanish Governments,
while they held the country, as well as the United States, when they
acquired it, always exercised the undoubted right of excluding
inhabitants from the Indian country, and of determining when and on
what conditions it should be opened to settlers. And a stipulation
that the then inhabitants of Louisiana should be protected in their
property can have no reference to their use of that property where
they had no right, under the treaty, to go with it save at the will
of the United States. If one who was an inhabitant of Louisiana at
the time of the treaty had afterwards taken property then owned by
him, consisting of firearms, ammunition, and spirits, and had gone
into the Indian country north of thirty-six degrees thirty minutes to
sell them to the Indians, all must agree the third article of the
treaty would not have protected him from indictment under the Act of
Congress of March 30, 1802, 2 Stat. at Large 139, adopted and
extended to this territory by the Act of March 26, 1804, (2 Stat. at
Large 283.)
Besides, whatever rights were secured were individual
rights. If Congress should pass any law which violated such rights of
any individual, and those rights were of such a character as not to
be within the lawful control of Congress under the Constitution, that
individual could complain, and the act of Congress, as to such rights
of his, would be inoperative, but it [p*632] would be valid and
operative as to all other persons, whose individual rights did not
come under the protection of the treaty. And inasmuch as it does not
appear that any inhabitant of Louisiana whose rights were secured by
treaty had been injured, it would be wholly inadmissible for this
court to assume, first, that one or more such cases may have existed,
and second, that if any did exist, the entire law was void -- not
only as to those cases, if any, in which it could not rightfully
operate, but as to all others, wholly unconnected with the treaty, in
which such law could rightfully operate.
But it is quite unnecessary, in my opinion, to pursue
this inquiry further, because it clearly appears from the language of
the article, and it has been decided by this court, that the
stipulation was temporary, and ceased to have any effect when the
then inhabitants of the Territory of Louisiana, in whose behalf the
stipulation was made, were incorporated into the Union.
In the cases of New Orleans v. De Armas et al.,
9 Peters, 223, the question was whether a title to property which
existed at the date of the treaty continued to be protected by the
treaty after the State of Louisiana was admitted to the Union. The
third article of the treaty was relied on. Mr. Chief Justice Marshall
said:
This article obviously contemplates two objects. One, that
Louisiana shall be admitted into the Union as soon as possible on an
equal footing with the other States, and the other that, till such
admission, the inhabitants of the ceded territory shall be protected
in the free enjoyment of their liberty, property, and religion. Had
anyone of these rights been violated while these stipulations
continued in force, the individual supposing himself to be injured
might have brought his case into this Court, under the twenty-fifth
section of the judicial act. But this stipulation ceased to operate
when Louisiana became a member of the Union, and its inhabitants were
"admitted to the enjoyment of all the rights, advantages, and
immunities, of citizens of the United States."
The cases of Chouteau v. Marguerita, 12 Peters
507, and Permoli v. New Orleans, 3 How. 589, are in conformity
with this view of the treaty.
To convert this temporary stipulation of the treaty in
behalf of French subjects who then inhabited a small portion of
Louisiana into a permanent restriction upon the power of Congress to
regulate territory then uninhabited, and to assert that it not only
restrains Congress from affecting the rights of property of the then
inhabitants, but enabled them and all other citizens of the United
States to go into any part of the [p*633] ceded territory with their
slaves, and hold them there, is a construction of this treaty so
opposed to its natural meaning, and so far beyond its subject matter
and the evident design of the parties that I cannot assent to it. In
my opinion, this treaty has no bearing on the present question.
For these reasons, I am of opinion that so much of the
several acts of Congress as prohibited slavery and involuntary
servitude within that part of the Territory of Wisconsin lying north
of thirty-six degrees thirty minutes north latitude and west of the
river Mississippi, were constitutional and valid laws.
I have expressed my opinion, and the reasons therefor,
at far greater length than I could have wished, upon the different
questions on which I have found it necessary to pass to arrive at a
judgment on the case at bar. These questions are numerous, and the
grave importance of some of them required me to exhibit fully the
grounds of my opinion. I have touched no question which, in the view
I have taken, it was not absolutely necessary for me to pass upon to
ascertain whether the judgment of the Circuit Court should stand or
be reversed. I have avoided no question on which the validity of that
judgment depends. To have done either more or less, would have been
inconsistent with my views of my duty.
In my opinion, the judgment of the Circuit Court should
be reversed, and the cause remanded for a new trial.
1. This statement that some territory did actually pass
by this cession is taken from the opinion of the court, delivered by
Mr. Justice Wayne, in the case of Howard v. Ingersoll,
reported in 13 How. 405. It is an obscure matter, and, on some
examination of it, I have been led to doubt whether any territory
actually passed by this cession. But as the fact is not important to
the argument, I have not thought it necessary further to investigate
it.
2. It was published in a newspaper at Philadelphia, in
May, and a copy of it was sent by R. H. Lee to Gen. Washington on the
15th of July. See p. 261, Cor. of Am.Rev., vol. 4, and
Writings of Washington, vol. 9, p. 174.
Court Opinion | Wayne-Concur | Nelson-separate |
Grier / Daniel-separate
Campbell-concur | Catron-separate |
McLean-dissent | Curtis-dissent
Scott v. Sandford
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