U.S. Supreme Court
Hans v. Louisiana, 134
U.S. 1 (1890)
Hans v. Louisiana
No. 4
Argued and submitted
January 22, 1890
Decided March 3, 1890
134 U.S. 1
ERROR TO THE CIRCUIT COURT
OF THE UNITED STATES
FOR THE EASTERN DISTRICT
OF LOUISIANA
Syllabus
A State cannot, without
its consent, be sued in a Circuit Court for the United States by one
of its own citizens upon a suggestion that the case is one that
arises under the Constitution and laws of the United States.
Chisholm v. Georgia, 2
Dall. 419, questioned.
While a State cannot be
compelled by suit to perform its contracts, any attempt on its part
to violate property or rights acquired under its contracts may be
judicially resisted, and any law impairing the obligation of
contracts under which such property or rights are held is void, and
powerless to affect their enjoyment.
This is an action brought
in the Circuit Court of the United States, in December, 1884, against
the State of Louisiana, by Hans, a citizen of that State, to recover
the amount of certain coupons annexed to bonds of the State, issued
under the provisions of an act of the legislature approved January
24, 1874. The bonds are known and designated as the "consolidated
bonds of the State of Louisiana," and the coupons sued on are
for interest which accrued January 1, 1880. The grounds of the action
are stated in the petition as follows:
"Your petitioner
avers that, by the issue of said bonds and
Page 134 U. S. 2
coupons, said State
contracted with and agreed to pay the bearer thereof the principal
sum of said bonds forty years from the date thereof, to-wit, the 1st
day of January, 1874, and to pay the interest thereon represented by
coupons as aforesaid, including the coupons held by your petitioner,
semiannually upon the maturity of said coupons; and said legislature,
by an act approved January 24, 1874, proposed an amendment to the
constitution of said State, which was afterwards duly adopted, and is
as follows, to-wit:"
" No. 1. The issue of
consolidated bonds, authorized by the general assembly of the State
at its regular session in the year 1874 is hereby declared to create
a valid contract between the State and each and every holder of said
bonds, which the State shall by no means and in no wise impair. The
said bonds shall be a valid obligation of the State in favor of any
holder thereof, and no court shall enjoin the payment of the
principal or interest thereof or the levy and collection of the tax
therefor. To secure such levy, collection, and payment, the judicial
power shall be exercised when necessary. The tax required for the
payment of the principal and interest of said bonds shall be assessed
and collected each and every year until the bonds shall be paid,
principal and interest, and the proceeds shall be paid by the
treasurer of the State to the holders of said bonds as the principal
and interest of the same shall fall due, and no further legislation
or appropriation shall be requisite for the said assessment, and
collection and for such payment from the treasury."
"And petitioner
further avers that, notwithstanding said solemn compact with the
holders of said bonds, said State hath refused and still refuses to
pay said coupons held by petitioner, and by its constitution, adopted
in 1879, ordained as follows:"
" That the coupons of
said consolidated bonds falling due the 1st of January, 1880, be, and
the same is hereby, remitted, and any interest taxes collected to
meet said coupons are hereby transferred to defray the expenses of
the State government;"
"and by article 257
of said constitution also prescribed that 'the constitution of this
State, adopted in 1868, and all amendments thereto, is declared
Page 134 U. S. 3
to be superseded by this
constitution;' and said State thereby undertook to repudiate her
contract obligations aforesaid, and to prohibit her officers and
agents executing the same, and said State claims that, by said
provisions of said constitution, she is relieved from the obligations
of her aforesaid contract, and from the payment of said coupons held
by petitioner, and so refuses payment thereof, and has prohibited her
officers and agents making such payment. Petitioner also avers that
taxes for the payment of the interest upon said bonds due January 1,
1880, were levied, assessed, and collected, but said State unlawfully
and wrongfully diverted the money so collected, and appropriated the
same to payment of the general expenses of the State, and has made no
other provision for the payment of said interest. Petitioner also
avers that said provisions of said constitution are in contravention
of said contract, and their adoption was an active violation thereof,
and that said State thereby sought to impair the validity thereof
with your petitioner, in violation of Article 1, Section 10, of the
Constitution of the United States, and the effect so given to said
State constitution does impair said contract. Wherefore petitioner
prays that the State of Louisiana be cited to answer this demand, and
that after due proceedings she be condemned to pay your petitioner
said sum of (,500) eighty-seven thousand five hundred dollars, with
legal interest from January 1, 1880, until paid, and all costs of
suit; and petitioner prays for general relief."
A citation being issued
directed to the State, and served upon the governor thereof, the
attorney general of the State filed an exception, of which the
following is a copy, to-wit:
"Now comes defendant,
by the attorney general, and excepts to plaintiff's suit, on the
ground that this Court is without jurisdiction ratione personae.
Plaintiff cannot sue the State without its permission; the
constitution and laws do not give this honorable Court jurisdiction
of a suit against the State; and its jurisdiction is respectfully
declined."
"Wherefore respondent
prays to be hence dismissed, with costs, and for general relief. "
Page 134 U. S. 4
By the judgment of the
court, this exception was sustained, and the suit was dismissed. See
Hans v. Louisiana, 24 Fed.Rep. 55.
Page 134 U. S. 9
MR. JUSTICE BRADLEY, after
stating the case as above, delivered the opinion of the Court.
The question is presented
whether a State can be sued in a Circuit Court of the United States
by one of its own citizens upon a suggestion that the case is one
that arises under the constitution or laws of the United States.
The ground taken is that,
under the Constitution, as well as under the act of Congress passed
to carry it into effect, a case is within the jurisdiction of the
federal courts, without regard to the character of the parties, if it
arises under the Constitution or laws of the United States, or, which
is the same thing, if it necessarily involves a question under said
Constitution or laws. The language relied on is that clause of the 3d
article of the Constitution which declares that
"the judicial power
of the United States shall extend to all cases in law and equity
arising under this Constitution, the laws of the United States, and
treaties made, or which shall be made, under their authority;"
and the corresponding
clause of the act conferring jurisdiction upon the Circuit Court
which, as found in the act of March 3, 1875, is as follows, to-wit:
"That the Circuit
Courts of the United States shall have original cognizance,
concurrent with the courts of the several States, of all suits of a
civil nature, at common law or in equity, . . . arising under the
Constitution or laws of the United States, or treaties made, or which
shall be made, under their authority."
It is said that these
jurisdictional clauses make no exception arising from the character
of the parties, and therefore that a State can claim no exemption
from suit if the case is really one arising under the Constitution,
laws, or treaties of the United States. It is conceded that, where
the jurisdiction depends alone upon the character of the parties, a
controversy between a State and its own
Page 134 U. S. 10
citizens is not embraced
within it; but it is contended that, though jurisdiction does not
exist on that ground, it nevertheless does exist if the case itself
is one which necessarily involves a federal question; and, with
regard to ordinary parties, this is undoubtedly true. The question
now to be decided is whether it is true where one of the parties is a
State, and is sued as a defendant by one of its own citizens.
That a State cannot be
sued by a citizen of another State, or of a foreign state, on the
mere ground that the case is one arising under the Constitution or
laws of the United States, is clearly established by the decisions of
this Court in several recent cases. Louisiana v. Jumel, 107 U. S.
711; Hagood v. Southern, 117 U. S. 52; In re Ayers, 123 U. S. 443.
Those were cases arising under the Constitution of the United States,
upon laws complained of as impairing the obligation of contracts, one
of which was the constitutional amendment of Louisiana, complained of
in the present case. Relief was sought against State officers who
professed to act in obedience to those laws. This Court held that the
suits were virtually against the States themselves, and were
consequently violative of the Eleventh Amendment of the Constitution,
and could not be maintained. It was not denied that they presented
cases arising under the Constitution; but, notwithstanding that, they
were held to be prohibited by the amendment referred to.
In the present case, the
plaintiff in error contends that he, being a citizen of Louisiana, is
not embarrassed by the obstacle of the Eleventh Amendment inasmuch as
that Amendment only prohibits suits against a State which are brought
by the citizens of another State, or by citizens or subjects of a
foreign state. It is true the Amendment does so read, and, if there
were no other reason or ground for abating his suit, it might be
maintainable; and then we should have this anomalous result, that, in
cases arising under the Constitution or laws of the United States, a
State may be sued in the federal courts by its own citizens, though
it cannot be sued for a like cause of action by the citizens of other
States, or of a foreign state; and may be thus sued in the federal
courts, although not allowing itself to be sued in its own courts. If
this is the necessary
Page 134 U. S. 11
consequence of the
language of the Constitution and the law, the result is no less
startling and unexpected than was the original decision of this
Court, that, under the language of the Constitution and of the
Judiciary Act of 1789, a State was liable to be sued by a citizen of
another State or of a foreign country. That decision was made in the
case of Chisholm v. Georgia, 2 Dall. 419, and created such a shock of
surprise throughout the country that, at the first meeting of
Congress thereafter, the Eleventh Amendment to the Constitution was
almost unanimously proposed, and was in due course adopted by the
legislatures of the States. This amendment, expressing the will of
the ultimate sovereignty of the whole country, superior to all
legislatures and all courts, actually reversed the decision of the
Supreme Court. It did not, in terms, prohibit suits by individuals
against the States, but declared that the Constitution should not be
construed to import any power to authorize the bringing of such
suits. The language of the Amendment is that
"[t]he judicial power
of the United States shall not be construed to extend to any suit, in
law or equity, commenced or prosecuted against one of the United
States by citizens of another State, or by citizens or subjects of
any foreign state."
The Supreme Court had
construed the judicial power as extending to such a suit, and its
decision was thus overruled. The Court itself so understood the
effect of the Amendment, for, after its adoption, Attorney General
Lee, in the case of Hollingsworth v. Virginia, 3 Dall. 378, submitted
this question to the Court
"whether the
Amendment did or did not supersede all suits depending, as well as
prevent the institution of new suits, against any one of the United
States by citizens of another State."
Tilghman and Rawle argued
in the negative, contending that the jurisdiction of the Court was
unimpaired in relation to all suits instituted previously to the
adoption of the Amendment. But on the succeeding day, the Court
delivered an unanimous opinion
"that, the Amendment
being constitutionally adopted, there could not be exercised any
jurisdiction, in any case, past or future, in which a State was sued
by the citizens of another State, or by citizens or subjects of any
foreign state. "
Page 134 U. S. 12
This view of the force and
meaning of the Amendment is important. It shows that, on this
question of the suability of the States by individuals, the highest
authority of this country was in accord rather with the minority than
with the majority of the Court in the decision of the case of
Chisholm v. Georgia, and this fact lends additional interest to the
able opinion of Mr. Justice Iredell on that occasion. The other
justices were more swayed by a close observance of the letter of the
Constitution, without regard to former experience and usage; and
because the letter said that the judicial power shall extend to
controversies "between a State and citizens of another State;"
and "between a State and foreign states, citizens or subjects,"
they felt constrained to see in this language a power to enable the
individual citizens of one State, or of a foreign state, to sue
another State of the Union in the federal courts. Justice Iredell, on
the contrary, contended that it was not the intention to create new
and unheard of remedies by subjecting sovereign States to actions at
the suit of individuals (which he conclusively showed was never done
before), but only, by proper legislation, to invest the federal
courts with jurisdiction to hear and determine controversies and
cases, between the parties designated, that were properly susceptible
of litigation in courts. Looking back from our present standpoint at
the decision in Chisholm v. Georgia, we do not greatly wonder at the
effect which it had upon the country. Any such power as that of
authorizing the federal judiciary to entertain suits by individuals
against the States had been expressly disclaimed, and even resented,
by the great defenders of the Constitution while it was on its trial
before the American people. As some of their utterances are directly
pertinent to the question now under consideration, we deem it proper
to quote them.
The eighty-first number of
the Federalist, written by Hamilton, has the following profound
remarks:
"It has been
suggested that an assignment of the public securities of one State to
the citizens of another would enable them to prosecute that State in
the federal courts for the amount of those securities, a suggestion
which the following considerations prove to be without foundation: "
Page 134 U. S. 13
"It is inherent in
the nature of sovereignty not to be amenable to the suit of an
individual without its consent. This is the general sense and the
general practice of mankind, and the exemption, as one of the
attributes of sovereignty, is now enjoyed by the government of every
State in the Union. Unless, therefore, there is a surrender of this
immunity in the plan of the convention, it will remain with the
States, and the danger intimated must be merely ideal. The
circumstances which are necessary to produce an alienation of state
sovereignty were discussed in considering the article of taxation,
and need not be repeated here. A recurrence to the principles there
established will satisfy us that there is no color to pretend that
the State governments would, by the adoption of that plan, be
divested of the privilege of paying their own debts in their own way,
free from every constraint but that which flows from the obligations
of good faith. The contracts between a nation and individuals are
only binding on the conscience of the sovereign, and have no
pretension to a compulsive force. They confer no right of action
independent of the sovereign will. To what purpose would it be to
authorize suits against States for the debts they owe? How could
recoveries be enforced? It is evident that it could not be done
without waging war against the contracting State, and to ascribe to
the federal courts by mere implication, and in destruction of a
preexisting right of the State governments, a power which would
involve such a consequence would be altogether forced and
unwarrantable."
The obnoxious clause to
which Hamilton's argument was directed, and which was the ground of
the objections which he so forcibly met, was that which declared that
"[t]he judicial power
shall extend to all . . . controversies between a State and citizens
of another State, . . . and between a State and foreign states,
citizens, or subjects."
It was argued by the
opponents of the Constitution that this clause would authorize
jurisdiction to be given to the federal courts to entertain suits
against a State brought by the citizens of another State or of a
foreign state. Adhering to the mere letter, it might be so, and so,
in fact, the Supreme Court held in Chisholm v.
Page 134 U. S. 14
Georgia; but looking at
the subject as Hamilton did, and as Mr. Justice Iredell did, in the
light of history and experience and the established order of things,
the views of the latter were clearly right, as the people of the
United States in their sovereign capacity subsequently decided.
But Hamilton was not alone
in protesting against the construction put upon the Constitution by
its opponents. In the Virginia convention, the same objections were
raised by George Mason and Patrick Henry, and were met by Madison and
Marshall as follows. Madison said:
"Its jurisdiction
[the federal jurisdiction] in controversies between a State and
citizens of another State is much objected to, and perhaps without
reason. It is not in the power of individuals to call any State into
court. The only operation it can have is that, if a State should wish
to bring a suit against a citizen, it must be brought before the
federal court. This will give satisfaction to individuals, as it will
prevent citizens on whom a State may have a claim being dissatisfied
with the State courts. . . . It appears to me that this [clause] can
have no operation but this: to give a citizen a right to be heard in
the federal courts, and, if a State should condescend to be a party,
this Court may take cognizance of it."
3 Elliott, Debates, 533.
Marshall, in answer to the same objection, said:
"With respect to
disputes between a State and the citizens of another State, its
jurisdiction has been decried with unusual vehemence. I hope that no
gentleman will think that a State will be called at the bar of the
federal court. . . . It is not rational to suppose that the sovereign
power should be dragged before a court. The intent is to enable
States to recover claims of individuals residing in other States. . .
. But, say they, there will be partiality in it if a State cannot be
a defendant; if an individual cannot proceed to obtain judgment
against a State, though he may be sued by a State. It is necessary to
be so, and cannot be avoided. I see a difficulty in making a State
defendant which does not prevent its being plaintiff."
Ib., 555.
It seems to us that these
views of those great advocates and defenders of the Constitution were
most sensible and just, and
Page 134 U. S. 15
they apply equally to the
present case as to that then under discussion. The letter is appealed
to now, as it was then, as a ground for sustaining a suit brought by
an individual against a State. The reason against it is as strong in
this case as it was in that. It is an attempt to strain the
Constitution and the law to a construction never imagined or dreamed
of. Can we suppose that, when the Eleventh Amendment was adopted, it
was understood to be left open for citizens of a State to sue their
own State in the federal courts, while the idea of suits by citizens
of other States, or of foreign states, was indignantly repelled?
Suppose that Congress, when proposing the Eleventh Amendment, had
appended to it a proviso that nothing therein contained should
prevent a State from being sued by its own citizens in cases arising
under the Constitution or laws of the United States, can we imagine
that it would have been adopted by the States? The supposition that
it would is almost an absurdity on its face.
The truth is that the
cognizance of suits and actions unknown to the law, and forbidden by
the law, was not contemplated by the Constitution when establishing
the judicial power of the United States. Some things, undoubtedly,
were made justifiable which were not known as such at the common law;
such, for example, as controversies between States as to boundary
lines, and other questions admitting of judicial solution. And yet
the case of Penn v. Lord Baltimore, 1 Ves.Sen. 444, shows that some
of these unusual subjects of litigation were not unknown to the
courts even in colonial times; and several cases of the same general
character arose under the Articles of Confederation, and were brought
before the tribunal provided for that purpose in those articles. 131
U.S.App. 1. The establishment of this new branch of jurisdiction
seemed to be necessary from the extinguishment of diplomatic
relations between the States. Of other controversies between a State
and another State or its citizens, which, on the settled principles
of public law, are not subjects of judicial cognizance, this Court
has often declined to take jurisdiction. See Wisconsin v. Insurance
Co., 127 U. S. 265, 288, 127 U. S. 289, and cases there cited.
Page 134 U. S. 16
The suability of a State
without its consent was a thing unknown to the law. This has been so
often laid down and acknowledged by courts and jurists that it is
hardly necessary to be formally asserted. It was fully shown by an
exhaustive examination of the old law by Mr. Justice Iredell in his
opinion in Chisholm v. Georgia, and it has been conceded in every
case since where the question has in any way been presented, even in
the cases which have gone furthest in sustaining suits against the
officers or agents of States. Osborn v. Bank of United States, 9
Wheat. 738; Davis v. Gray, 16 Wall. 203; Board of Liquidators v.
McComb, 92 U. S. 531; United States v. Lee, 106 U. S. 196; Poindexter
v. Greenhow, 109 U. S. 63; Virginia Coupon Cases, 114 U. S. 269. In
all these cases, the effort was to show, and the court held, that the
suits were not against the State or the United States, but against
the individuals; conceding that, if they had been against either the
State or the United States, they could not be maintained.
Mr. Webster stated the law
with precision in his letter to Baring Bros. & Co. of October 16,
1839. Works, vol. 6, p. 537. "The security for state loans,"
he said,
"is the plighted
faith of the State as a political community. It rests on the same
basis as other contracts with established governments -- the same
basis, for example, as loans made by the United States under the
authority of Congress -- that is to say, the good faith of the
government making the loan, and its ability to fulfil its
engagements."
In Briscoe v. Bank of
Kentucky, 11 Pet. 257, 36 U. S. 321, Mr. Justice McLean, delivering
the opinion of the court, said:
"What means of
enforcing payment from the State had the holder of a bill of credit?
It is said by the counsel for the plaintiff that he could have sued
the State. But was a State liable to be sued? . . . No sovereign
State is liable to be sued without her consent. Under the Articles of
Confederation, a State could be sued only in cases of boundary. It is
believed that there is no case where a suit has been brought, at any
time on bills of credit against a State, and it is certain that no
suit could have been maintained on this ground prior to the
Constitution. "
Page 134 U. S. 17
"It may be accepted
as a point of departure unquestioned," said Mr. Justice Miller
in Cunningham v. Macon & Brunswick Railroad, 109 U. S. 446, 451,
"that neither a State
nor the United States can be sued as defendant in any court in this
country without their consent, except in the limited class of cases
in which a State may be made a party in the Supreme Court of the
United States by virtue of the original jurisdiction conferred on
this Court by the Constitution."
Undoubtedly a State may be
sued by its own consent, as was the case in Curran v. Arkansas et
al., 15 How. 304, 56 U. S. 309, and in Clark v. Barnard, 108 U. S.
436, 447. The suit in the former case was prosecuted by virtue of a
state law which the legislature passed in conformity to the
Constitution of that State. But this Court decided, in Beers v.
Arkansas, 20 How. 527, that the State could repeal that law at any
time; that it was not a contract within the terms of the Constitution
prohibiting the passage of state laws impairing the obligation of a
contract. In that case, the law allowing the State to be sued was
modified pending certain suits against the State on its bonds, so as
to require the bonds to be filed in court, which was objected to as
an unconstitutional change of the law. Chief Justice Taney,
delivering the opinion of the court, said:
"It is an established
principle of jurisprudence in all civilized nations that the
sovereign cannot be sued in its own courts, or in any other, without
its consent and permission; but it may, if it thinks proper, waive
this privilege, and permit itself to be made a defendant in a suit by
individuals, or by another State. And, as this permission is
altogether voluntary on the part of the sovereignty, it follows that
it may prescribe the terms and conditions on which it consents to be
sued, and the manner in which the suit shall be conducted, and may
withdraw its consent whenever it may suppose that justice to the
public requires it. . . . The prior law was not a contract. It was an
ordinary act of legislation, prescribing the conditions upon which
the State consented to waive the privilege of sovereignty. It
contained no stipulation that these regulations should not be
modified afterwards if, upon experience, it was found that further
provisions were
Page 134 U. S. 18
necessary to protect the
public interest; and no such contract can be implied from the law,
nor can this Court inquire whether the law operated hardly or
unjustly upon the parties whose suits were then pending. That was a
question for the consideration of the legislature. They might have
repealed the prior law altogether, and put an end to the jurisdiction
of their courts in suits against the State, if they had thought
proper to do so, or prescribe new conditions upon which the suits
might still be allowed to proceed. In exercising this latter power,
the State violated no contract with the parties."
The same doctrine was held
in Railroad Company v. Tennessee, 101 U. S. 337, 339; Railroad
Company v. Alabama, 101 U. S. 832; and In re Ayers, 123 U. S. 443,
505.
But besides the
presumption that no anomalous and unheard-of proceedings or suits
were intended to be raised up by the Constitution -- anomalous and
unheard of when the Constitution was adopted -- an additional reason
why the jurisdiction claimed for the Circuit Court does not exist is
the language of the act of Congress by which its jurisdiction is
conferred. The words are these:
"The Circuit Courts
of the United States shall have original cognizance, concurrent with
the courts of the several States, of all suits of a civil nature, at
common law or in equity, . . . arising under the Constitution or laws
of the United States, or treaties,"
etc. "Concurrent with
the courts of the several States." Does not this qualification
show that Congress, in legislating to carry the Constitution into
effect, did not intend to invest its courts with any new and strange
jurisdictions? The state courts have no power to entertain suits by
individuals against a State without its consent. Then how does the
Circuit Court, having only concurrent jurisdiction, acquire any such
power? It is true that the same qualification existed in the
Judiciary Act of 1789, which was before the court in Chisholm v.
Georgia, and the majority of the court did not think that it was
sufficient to limit the jurisdiction of the Circuit Court. Justice
Iredell thought differently. In view of the manner in which that
decision was received by the country, the adoption of the Eleventh
Amendment, the light of history, and the reason of the thing, we
Page 134 U. S. 19
think we are at liberty to
prefer Justice Iredell's views in this regard.
Some reliance is placed by
the plaintiff upon the observations of Chief Justice Marshall in
Cohens v. Virginia, 6 Wheat. 264, 19 U. S. 410. The Chief Justice was
there considering the power of review exercisable by this Court over
the judgments of a state court, wherein it might be necessary to make
the State itself a defendant in error. He showed that this power was
absolutely necessary in order to enable the judiciary of the United
States to take cognizance of all cases arising under the Constitution
and laws of the United States. He also showed that making a State a
defendant in error was entirely different from suing a State in an
original action in prosecution of a demand against it, and was not
within the meaning of the Eleventh Amendment; that the prosecution of
a writ of error against a State was not the prosecution of a suit in
the sense of that Amendment, which had reference to the prosecution
by suit of claims against a State. "Where," said the Chief
Justice,
"a State obtains a
judgment against an individual, and the court rendering such judgment
overrules a defense set up under the Constitution or laws of the
United States, the transfer of this record into the Supreme Court,
for the sole purpose of inquiring whether the judgment violates the
Constitution or laws of the United States, can, with no propriety, we
think, be denominated a suit commenced or prosecuted against the
State whose judgment is so far reexamined. Nothing is demanded from
the State. No claim against it of any description is asserted or
prosecuted. The party is not to be restored to the possession of
anything. . . . He only asserts the constitutional right to have his
defense examined by that tribunal whose province it is to construe
the Constitution and laws of the Union. . . . The point of view in
which this writ of error, with its citation, has been considered
uniformly in the courts of the Union, has been well illustrated by a
reference to the course of this Court in suits instituted by the
United States. The universally received opinion is that no suit can
be commenced or prosecuted against the United States; that the
Judiciary Act does not authorize such suits.
Page 134 U. S. 20
Yet writs of error,
accompanied with citations, have uniformly issued for the removal of
judgments in favor of the United States into a superior court. . . .
It has never been suggested that such writ of error was a suit
against the United States, and therefore not within the jurisdiction
of the appellate court."
After thus showing by
incontestable argument that a writ of error to a judgment recovered
by a State, in which the State is necessarily the defendant in error,
is not a suit commenced or prosecuted against a State in the sense of
the Amendment, he added that, if the court were mistaken in this, its
error did not affect that case, because the writ of error therein was
not prosecuted by "a citizen of another State" or "of
any foreign state," and so was not affected by the Amendment,
but was governed by the general grant of judicial power, as extending
"to all cases arising under the Constitution or laws of the
United States, without respect to parties." P. 412.
It must be conceded that
the last observation of the Chief Justice does favor the argument of
the plaintiff. But the observation was unnecessary to the decision,
and in that sense extrajudicial, and, though made by one who seldom
used words without due reflection, ought not to outweigh the
important considerations referred to which lead to a different
conclusion. With regard to the question then before the Court, it may
be observed that writs of error to judgments in favor of the Crown,
or of the State, had been known to the law from time immemorial, and
had never been considered as exceptions to the rule that an action
does not lie against the sovereign. To avoid misapprehension, it may
be proper to add that, although the obligations of a State rest for
their performance upon its honor and good faith, and cannot be made
the subjects of judicial cognizance unless the State consents to be
sued or comes itself into court, yet, where property or rights are
enjoyed under a grant or contract made by a State, they cannot
wantonly be invaded. While the State cannot be compelled by suit to
perform its contracts, any attempt on its part to violate property or
rights acquired under its contracts
Page 134 U. S. 21
may be judicially
resisted, and any law impairing the obligation of contracts under
which such property or rights are held is void and powerless to
affect their enjoyment. It is not necessary that we should enter upon
an examination of the reason or expediency of the rule which exempts
a sovereign State from prosecution in a court of justice at the suit
of individuals. This is fully discussed by writers on public law. It
is enough for us to declare its existence. The legislative department
of a State represents its polity and its will, and is called upon by
the highest demands of natural and political law to preserve justice
and judgment, and to hold inviolate the public obligations. Any
departure from this rule, except for reasons most cogent (of which
the legislature, and not the courts, is the judge), never fails in
the end to incur the odium of the world and to bring lasting injury
upon the State itself. But to deprive the legislature of the power of
judging what the honor and safety of the State may require, even at
the expense of a temporary failure to discharge the public debts,
would be attended with greater evils than such failure can cause. The
judgment of the Circuit Court is
Affirmed.
MR. JUSTICE HARLAN,
concurring.
I concur with the Court in
holding that a suit directly against a State by one of its own
citizens is not one to which the judicial power of the United States
extends, unless the State itself consents to be sued. Upon this
ground alone, I assent to the judgment. But I cannot give my assent
to many things said in the opinion. The comments made upon the
decision in Chisholm v. Georgia do not meet my approval. They are not
necessary to the determination of the present case. Besides, I am of
opinion that the decision in that case was based upon a sound
interpretation of the Constitution as that instrument then was.
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